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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDN icon
1201
Radian Group
RDN
$5.14B
– –
-250
Closed -$5K
RDWR icon
1202
Radware
RDWR
$1.24B
– –
-750
Closed -$17K
RH icon
1203
RH
RH
$3.3B
– –
-21
Closed -$2K
RMD icon
1204
ResMed
RMD
$28.3B
– –
-20
Closed -$1K
RMTI icon
1205
Rockwell Medical
RMTI
$26.2M
– –
-95
Closed -$169K
RVSB icon
1206
Riverview Bancorp
RVSB
$107M
$0 ﹤0.01%
20
– –
SEDG icon
1207
SolarEdge
SEDG
$2.59B
– –
-250
Closed -$9K
SH icon
1208
ProShares Short S&P500
SH
$887M
– –
-15
Closed -$2K
DCOY
1209
Decoy Therapeutics
DCOY
$2.68M
– –
0
– –
SMTC icon
1210
Semtech
SMTC
$11.7B
– –
-276
Closed -$5K
SQNS
1211
Sequans Communications SA
SQNS
$37.4M
– –
-10
Closed -$2K
SSY
1212
DELISTED
SunLink Health Systems
SSY
– –
-50
Closed –
STLD icon
1213
Steel Dynamics
STLD
$35.6B
– –
-500
Closed -$10K
STXS icon
1214
Stereotaxis
STXS
$129M
$0 ﹤0.01%
100
-25
-20% -$25
SVT
1215
DELISTED
Servotronics
SVT
$0 ﹤0.01%
3
– –
TCRT icon
1216
Alaunos Therapeutics
TCRT
$4.74M
– –
-2
Closed -$3K
TCX icon
1217
Tucows
TCX
$97.1M
– –
-250
Closed -$7K
TNK icon
1218
Teekay Tankers
TNK
$2.63B
– –
-1,325
Closed -$70K
TOWN icon
1219
Towne Bank
TOWN
$3.35B
– –
-2,225
Closed -$36K
UNP icon
1220
Union Pacific
UNP
$182B
– –
-66
Closed -$6K
UPLD icon
1221
Upland Software
UPLD
$12M
– –
-4,353
Closed -$401K
VANI icon
1222
Vivani Medical
VANI
$110M
– –
-109
Closed -$36K
VATE icon
1223
INNOVATE Corp
VATE
$114M
– –
-25
Closed -$2K
VIG icon
1224
Vanguard Dividend Appreciation ETF
VIG
$111B
– –
-448
Closed -$35K
VO icon
1225
Vanguard Mid-Cap ETF
VO
$106B
– –
-2,000
Closed -$64K
47 48
49
50 51

Similar funds

PAYA
Phil A. Younker & Associates Fairbanks, Alaska $150M AUM 9.85% 1-Year Est. Return
PCMNC
Piedmont Capital Management (North Carolina) Greensboro, North Carolina $150M AUM
LA
Lakeside Advisors Seattle, Washington $150M AUM 14.73% 1-Year Est. Return
MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
Redwood Park Advisors Redwood City, California $150M AUM 11.34% 1-Year Est. Return
E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.