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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
1076
State Street Technology Select Sector SPDR ETF
XLK
$115B
$1K ﹤0.01%
72
– –
XTN icon
1077
State Street SPDR S&P Transportation ETF
XTN
$403M
$1K ﹤0.01%
14
– –
TBCH
1078
Turtle Beach Corp
TBCH
$239M
$1K ﹤0.01%
70
– –
VBFC
1079
DELISTED
Village Bank and Trust Financial Corp.
VBFC
$1K ﹤0.01%
63
– –
TUP
1080
DELISTED
Tupperware Brands Corporation
TUP
$1K ﹤0.01%
+21
New +$1.18K
STAY
1081
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
$1K ﹤0.01%
47
-23
-33% -$422
SDRL
1082
DELISTED
Seadrill Limited Common Stock
SDRL
$1K ﹤0.01%
1
– –
JCP
1083
DELISTED
J.C. Penney Company, Inc.
JCP
$1K ﹤0.01%
+100
New +$886
BEL
1084
DELISTED
Belmond Ltd.
BEL
$1K ﹤0.01%
92
– –
RSYS
1085
DELISTED
Radisys Corp
RSYS
$1K ﹤0.01%
200
– –
EDR
1086
DELISTED
Education Realty Trust Inc
EDR
$1K ﹤0.01%
37
– –
SRCLP
1087
DELISTED
Stericycle, Inc
SRCLP
$1K ﹤0.01%
+10
New +$1.01K
GNRT
1088
DELISTED
Gener8 Maritime, Inc.
GNRT
$1K ﹤0.01%
+125
New +$1.63K
OA
1089
DELISTED
Orbital ATK, Inc.
OA
$1K ﹤0.01%
15
-15
-50% -$1.11K
LQ
1090
DELISTED
La Quinta Holdings Inc.
LQ
$1K ﹤0.01%
76
-1,000
-93% -$20.1K
CBI
1091
DELISTED
Chicago Bridge & Iron Nv
CBI
$1K ﹤0.01%
21
– –
LVNTA
1092
DELISTED
Liberty Interactive Corporation Series A Liberty Ventures
LVNTA
$1K ﹤0.01%
22
– –
YUME
1093
DELISTED
YuMe, Inc.
YUME
$1K ﹤0.01%
500
– –
SPNC
1094
DELISTED
Spectranetics Corp
SPNC
$1K ﹤0.01%
+125
New +$2.24K
SRSC
1095
DELISTED
SEARS Canada Inc.
SRSC
$1K ﹤0.01%
214
– –
HAR
1096
DELISTED
Harman International Industries
HAR
$1K ﹤0.01%
14
-1,200
-99% -$126K
BXLT
1097
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$1K ﹤0.01%
+33
New +$1.14K
SIXD
1098
DELISTED
6D Global Technologies Inc
SIXD
$1K ﹤0.01%
+250
New +$1.18K
ACU icon
1099
Acme United Corp
ACU
$206M
– –
-300
Closed -$5K
AGCO icon
1100
AGCO
AGCO
$8.78B
– –
-750
Closed -$43K
42 43
44
45 46

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MPW
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GWA
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RPA
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.