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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AA.PRB
1051
DELISTED
Alcoa Inc
AA.PRB
$2K ﹤0.01%
50
– –
DAKP
1052
DELISTED
DAKOTA PLAINS HOLDINGS, INC. COMMON STOCK
DAKP
$2K ﹤0.01%
2,000
-1,000
-33% -$889
AAP icon
1053
Advance Auto Parts
AAP
$3.37B
$1K ﹤0.01%
6
-2
-25% -$347
AAT
1054
American Assets Trust
AAT
$1.49B
$1K ﹤0.01%
32
-15
-32% -$604
ANY icon
1055
Sphere 3D
ANY
$14.6M
– –
0
– –
AVAV icon
1056
AeroVironment
AVAV
$7.57B
$1K ﹤0.01%
40
-65
-62% -$1.58K
DGX icon
1057
Quest Diagnostics
DGX
$25.1B
$1K ﹤0.01%
21
– –
AXIA
1058
AXIA Energia
AXIA
$22.6B
$1K ﹤0.01%
1,263
-122
-9% -$145
ESRT icon
1059
Empire State Realty Trust
ESRT
$976M
$1K ﹤0.01%
87
– –
EXEL icon
1060
Exelixis
EXEL
$13.9B
$1K ﹤0.01%
+250
New +$1.36K
HYG icon
1061
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1K ﹤0.01%
8
– –
ICF icon
1062
iShares Select U.S. REIT ETF
ICF
$2.12B
$1K ﹤0.01%
30
– –
IGOV icon
1063
iShares International Treasury Bond ETF
IGOV
$1.34B
$1K ﹤0.01%
14
– –
INO icon
1064
Inovio Pharmaceuticals
INO
$79.8M
$1K ﹤0.01%
21
– –
INVE icon
1065
Identive
INVE
$64.6M
$1K ﹤0.01%
250
– –
L icon
1066
Loews
L
$24.3B
$1K ﹤0.01%
37
– –
LBRDK icon
1067
Liberty Broadband Class C
LBRDK
$4.15B
$1K ﹤0.01%
21
– –
MXE
1068
Mexico Equity and Income Fund
MXE
$57.6M
$1K ﹤0.01%
72
– –
NRO
1069
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$1K ﹤0.01%
262
– –
PDS
1070
Precision Drilling
PDS
$1.09B
$1K ﹤0.01%
11
– –
PSTV icon
1071
Plus Therapeutics
PSTV
$26.4M
– –
0
– –
PTCT icon
1072
PTC Therapeutics
PTCT
$6.37B
$1K ﹤0.01%
34
– –
RGT
1073
Royce Global Value Trust
RGT
$95.8M
$1K ﹤0.01%
84
– –
SCHW
1074
Charles Schwab
SCHW
$177B
$1K ﹤0.01%
48
– –
UGA icon
1075
United States Gasoline Fund
UGA
$142M
$1K ﹤0.01%
42
-4
-9% -$138
41 42
43
44 45

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PCMNC
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LA
Lakeside Advisors Seattle, Washington $150M AUM 14.73% 1-Year Est. Return
MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
Redwood Park Advisors Redwood City, California $150M AUM 11.34% 1-Year Est. Return
E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.