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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DM
976
DELISTED
Dominion Energy Midstream Ptr LP
DM
$3K ﹤0.01%
125
-500
-80% -$16.9K
AGN.PRA
977
DELISTED
Allergan plc
AGN.PRA
$3K ﹤0.01%
3
+1
+50% +$1.04K
ARCX
978
DELISTED
Arc Logistics Partners LP
ARCX
$3K ﹤0.01%
250
+125
+100% +$2.05K
NVDQ
979
DELISTED
Novadaq Technologies Inc.
NVDQ
$3K ﹤0.01%
250
– –
AMT.PRA
980
DELISTED
American Tower Corporation
AMT.PRA
$3K ﹤0.01%
35
+10
+40% +$1.04K
JOY
981
DELISTED
Joy Global Inc
JOY
$3K ﹤0.01%
181
-144
-44% -$3.49K
SWH
982
DELISTED
Stanley Black & Decker, Inc.
SWH
$3K ﹤0.01%
25
– –
HTS
983
DELISTED
HATTERAS FINANCIAL CORP
HTS
$3K ﹤0.01%
190
– –
DCUB
984
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
$3K ﹤0.01%
55
– –
WY.PRA
985
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3K ﹤0.01%
55
– –
CRWN
986
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
$3K ﹤0.01%
500
-2,833
-85% -$13.6K
BMR
987
DELISTED
BIOMED REALTY TRUST INC
BMR
$3K ﹤0.01%
175
– –
ALTR
988
DELISTED
Altera Corp
ALTR
$3K ﹤0.01%
+65
New +$3.23K
ZSPH
989
DELISTED
ZS PHARMA INC COMS TK (DE)
ZSPH
$3K ﹤0.01%
41
– –
KEM
990
DELISTED
KEMET Corporation
KEM
$3K ﹤0.01%
1,500
– –
WLL
991
DELISTED
Whiting Petroleum Corporation
WLL
$3K ﹤0.01%
1
– –
TRCO
992
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$3K ﹤0.01%
95
– –
DCUC
993
DELISTED
Dominion Energy, Inc.
DCUC
$3K ﹤0.01%
65
– –
BZF
994
DELISTED
WisdomTree Brazilian Real Strategy Fund
BZF
$3K ﹤0.01%
272
– –
ACM icon
995
Aecom
ACM
$9.07B
$2K ﹤0.01%
+85
New +$2.47K
AMH icon
996
American Homes 4 Rent
AMH
$12B
$2K ﹤0.01%
141
– –
BNDX icon
997
Vanguard Total International Bond ETF
BNDX
$82B
$2K ﹤0.01%
45
– –
CHI
998
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$2K ﹤0.01%
162
– –
DBC icon
999
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$2K ﹤0.01%
153
-13
-8% -$204
DDS icon
1000
Dillards
DDS
$8.87B
$2K ﹤0.01%
+19
New +$1.84K
38 39
40
41 42

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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.