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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNSS icon
876
Genasys
GNSS
$75.6M
$4K 0.01%
2,675
-3,000
-53% -$5.39K
GOF icon
877
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$4K 0.01%
200
– –
GT icon
878
Goodyear
GT
$2.07B
$4K 0.01%
144
– –
HOV icon
879
Hovnanian Enterprises
HOV
$785M
$4K 0.01%
100
– –
IWV icon
880
iShares Russell 3000 ETF
IWV
$19.5B
$4K 0.01%
35
– –
JAZZ icon
881
Jazz Pharmaceuticals
JAZZ
$15.9B
$4K 0.01%
33
+4
+14% +$689
LE icon
882
Lands' End
LE
$361M
$4K 0.01%
150
– –
LEG icon
883
Leggett & Platt
LEG
$1.52B
$4K 0.01%
+109
New +$5.09K
LPX icon
884
Louisiana-Pacific
LPX
$5.2B
$4K 0.01%
303
– –
LSAK icon
885
Lesaka Technologies
LSAK
$388M
$4K 0.01%
250
-250
-50% -$4.75K
MHK icon
886
Mohawk Industries
MHK
$6.9B
$4K 0.01%
+23
New +$4.56K
NCLH icon
887
Norwegian Cruise Line
NCLH
$8.89B
$4K 0.01%
+77
New +$4.54K
NVAX icon
888
Novavax
NVAX
$1.23B
$4K 0.01%
25
-38
-60% -$8.52K
PENN icon
889
PENN Entertainment
PENN
$2.74B
$4K 0.01%
+250
New +$4.57K
PNR icon
890
Pentair
PNR
$10.2B
$4K 0.01%
112
– –
SBCF icon
891
Seacoast Banking Corp of Florida
SBCF
$3.26B
$4K 0.01%
250
– –
SHOP icon
892
Shopify
SHOP
$148B
$4K 0.01%
1,250
– –
SRPT icon
893
Sarepta Therapeutics
SRPT
$1.66B
$4K 0.01%
+125
New +$4.24K
THQ
894
abrdn Healthcare Opportunities Fund
THQ
$769M
$4K 0.01%
250
– –
VLRS
895
Controladora Vuela Compania de Aviacion
VLRS
$876M
$4K 0.01%
+250
New +$3.44K
VMC icon
896
Vulcan Materials
VMC
$36.3B
$4K 0.01%
+46
New +$4.28K
SPWR
897
DELISTED
SunPower Corporation Common Stock
SPWR
$4K 0.01%
295
-7
-2% -$113
BFX
898
DELISTED
BowFlex Inc.
BFX
$4K 0.01%
250
– –
ENDP
899
DELISTED
Endo International plc
ENDP
$4K 0.01%
51
– –
XEC
900
DELISTED
CIMAREX ENERGY CO
XEC
$4K 0.01%
40
– –
34 35
36
37 38

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PCMNC
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LA
Lakeside Advisors Seattle, Washington $150M AUM 14.73% 1-Year Est. Return
MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
Redwood Park Advisors Redwood City, California $150M AUM 11.34% 1-Year Est. Return
E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.