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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLE icon
826
Allegion
ALLE
$13B
$5K 0.01%
82
-60
-42% -$3.66K
ANGI icon
827
Angi Inc
ANGI
$224M
$5K 0.01%
+100
New +$5.1K
BHC icon
828
Bausch Health
BHC
$1.65B
$5K 0.01%
29
-748
-96% -$174K
DVN icon
829
Devon Energy
DVN
$51.9B
$5K 0.01%
126
– –
EHTH icon
830
eHealth
EHTH
$42.5M
$5K 0.01%
+375
New +$5.33K
ENOV icon
831
Enovis
ENOV
$1.56B
$5K 0.01%
106
– –
ENVA icon
832
Enova International
ENVA
$5.91B
$5K 0.01%
443
-16
-3% -$231
GGN
833
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$5K 0.01%
1,000
– –
HST icon
834
Host Hotels & Resorts
HST
$16.8B
$5K 0.01%
347
-213
-38% -$3.99K
JPI
835
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$5K 0.01%
250
-1,500
-86% -$33.5K
MCD icon
836
McDonald's
MCD
$188B
$5K 0.01%
52
-1,069
-95% -$104K
MCO icon
837
Moody's
MCO
$81.7B
$5K 0.01%
51
-1,102
-96% -$117K
PKG icon
838
Packaging Corp of America
PKG
$22.7B
$5K 0.01%
76
-2
-3% -$134
SAH icon
839
Sonic Automotive
SAH
$3.15B
$5K 0.01%
252
– –
VSH icon
840
Vishay Intertechnology
VSH
$5.86B
$5K 0.01%
500
– –
WBD icon
841
Warner Bros
WBD
$64.6B
$5K 0.01%
203
+68
+50% +$2.01K
WDAY icon
842
Workday
WDAY
$33.4B
$5K 0.01%
+78
New +$6.03K
WFC.PRL icon
843
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$5K 0.01%
4
– –
NEWR
844
DELISTED
New Relic, Inc.
NEWR
$5K 0.01%
+125
New +$4.43K
CS
845
DELISTED
Credit Suisse Group
CS
$5K 0.01%
+215
New +$5.91K
SWIR
846
DELISTED
Sierra Wireless
SWIR
$5K 0.01%
250
– –
CLR
847
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$5K 0.01%
156
+68
+77% +$2.21K
HNGR
848
DELISTED
Hanger Inc.
HNGR
$5K 0.01%
353
– –
NPTN
849
DELISTED
NEOPHOTONICS CORP
NPTN
$5K 0.01%
750
-59,125
-99% -$458K
ECHO
850
DELISTED
Echo Global Logistics, Inc.
ECHO
$5K 0.01%
250
-15,201
-98% -$406K
32 33
34
35 36

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PCMNC
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LA
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MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
Redwood Park Advisors Redwood City, California $150M AUM 11.34% 1-Year Est. Return
E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.