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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITC icon
801
SITE Centers
SITC
$230M
$6K 0.01%
289
+28
+11% +$570
SPR
802
DELISTED
Spirit AeroSystems
SPR
$6K 0.01%
128
+71
+125% +$3.78K
THG icon
803
Hanover Insurance
THG
$7.63B
$6K 0.01%
77
-49
-39% -$3.88K
TREX icon
804
Trex
TREX
$4.51B
$6K 0.01%
+764
New +$7.85K
TTSH
805
DELISTED
Tile Shop Holdings
TTSH
$6K 0.01%
500
– –
VOO icon
806
Vanguard S&P 500 ETF
VOO
$968B
$6K 0.01%
32
-100
-76% -$18.6K
VRTX icon
807
Vertex Pharmaceuticals
VRTX
$121B
$6K 0.01%
61
– –
WBA
808
DELISTED
Walgreens Boots Alliance
WBA
$6K 0.01%
74
-6,384
-99% -$577K
WNC icon
809
Wabash National
WNC
$543M
$6K 0.01%
605
+355
+142% +$4.36K
KAMN
810
DELISTED
Kaman Corp
KAMN
$6K 0.01%
162
– –
ONCT
811
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$6K 0.01%
6
– –
SC
812
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$6K 0.01%
296
– –
CAI
813
DELISTED
CAI International, Inc.
CAI
$6K 0.01%
600
-25
-4% -$353
AEGN
814
DELISTED
Aegion Corp
AEGN
$6K 0.01%
394
– –
CHK
815
DELISTED
Chesapeake Energy Corporation
CHK
$6K 0.01%
4
– –
SRF
816
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$6K 0.01%
400
– –
UQM
817
DELISTED
UQM Technologies, Inc.
UQM
$6K 0.01%
10,000
– –
ULTI
818
DELISTED
Ultimate Software Group Inc
ULTI
$6K 0.01%
33
-19
-37% -$3.4K
TAL
819
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$6K 0.01%
431
-17
-4% -$358
BBEP
820
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$6K 0.01%
3,000
+1,500
+100% +$4.46K
CKP
821
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$6K 0.01%
879
-35
-4% -$292
BEAT
822
DELISTED
BioTelemetry, Inc.
BEAT
$6K 0.01%
500
– –
AAWW
823
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$6K 0.01%
+180
New +$8.03K
TI
824
DELISTED
Telecom Italia
TI
$6K 0.01%
477
-74
-13% -$946
AHRT
825
AH Realty Trust
AHRT
$534M
$5K 0.01%
500
– –
31 32
33
34 35

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PCMNC
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LA
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MPW
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GWA
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GA
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RPA
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E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.