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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBC
776
DELISTED
WABCO HOLDINGS INC.
WBC
$7K 0.01%
71
-2
-3% -$234
TISA
777
DELISTED
TOP Image Systems Ltd
TISA
$7K 0.01%
2,000
– –
COW
778
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$7K 0.01%
289
-15
-5% -$392
CPN
779
DELISTED
Calpine Corporation
CPN
$7K 0.01%
500
-500
-50% -$8.21K
YHOO
780
DELISTED
Yahoo Inc
YHOO
$7K 0.01%
250
-3,000
-92% -$104K
CSCD
781
DELISTED
CASCADE MICROTECH, INC.
CSCD
$7K 0.01%
500
-7,825
-94% -$114K
HNT
782
DELISTED
HEALTH NET INC
HNT
$7K 0.01%
117
– –
TSS
783
DELISTED
Total System Services, Inc.
TSS
$7K 0.01%
+162
New +$7.37K
JMBA
784
DELISTED
Jamba, Inc.
JMBA
$7K 0.01%
500
– –
ETRM
785
DELISTED
EnteroMedics Inc.
ETRM
$7K 0.01%
25
-15
-38% -$4.79K
AIV
786
Aimco
AIV
$380M
$6K 0.01%
1,171
+353
+43% +$1.79K
ASTC icon
787
Astrotech Corp
ASTC
$14.5M
$6K 0.01%
20
-65
-76% -$23.4K
BDX icon
788
Becton Dickinson
BDX
$43.1B
$6K 0.01%
45
– –
BN icon
789
Brookfield
BN
$102B
$6K 0.01%
538
-356
-40% -$4.15K
BOX icon
790
Box
BOX
$4.02B
$6K 0.01%
+500
New +$7.45K
CMC icon
791
Commercial Metals
CMC
$7.63B
$6K 0.01%
+474
New +$7.24K
CSL icon
792
Carlisle Companies
CSL
$13.6B
$6K 0.01%
73
-402
-85% -$40.2K
FCX icon
793
Freeport-McMoran
FCX
$90B
$6K 0.01%
606
+423
+231% +$5.07K
GEG icon
794
Great Elm Group
GEG
$68.4M
$6K 0.01%
667
– –
GWRE icon
795
Guidewire Software
GWRE
$11.5B
$6K 0.01%
112
-3
-3% -$166
JEF icon
796
Jefferies Financial Group
JEF
$12.9B
$6K 0.01%
357
+33
+10% +$663
NOV icon
797
NOV
NOV
$7.45B
$6K 0.01%
156
+60
+63% +$2.45K
QTWO icon
798
Q2 Holdings
QTWO
$3.42B
$6K 0.01%
250
-250
-50% -$6.92K
RELX icon
799
RELX
RELX
$60.1B
$6K 0.01%
+359
New +$6K
RS icon
800
Reliance Steel & Aluminium
RS
$20.8B
$6K 0.01%
113
– –
30 31
32
33 34

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MPW
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GWA
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RPA
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.