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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PARA
651
DELISTED
Paramount Global Class B
PARA
$10K 0.01%
253
-235
-48% -$11.4K
ECHO
652
EchoStar
ECHO
$25.5B
$10K 0.01%
299
-39
-12% -$1.44K
SON icon
653
Sonoco
SON
$5.76B
$10K 0.01%
272
-35
-11% -$1.42K
SONY icon
654
Sony
SONY
$123B
$10K 0.01%
1,975
-10,855
-85% -$57.9K
TMO icon
655
Thermo Fisher Scientific
TMO
$211B
$10K 0.01%
85
+43
+102% +$5.6K
TXRH icon
656
Texas Roadhouse
TXRH
$12.7B
$10K 0.01%
256
+1
+0.4% +$38
UL icon
657
Unilever
UL
$131B
$10K 0.01%
223
+49
+28% +$2.34K
USO icon
658
United States Oil Fund
USO
$2.45B
$10K 0.01%
81
+23
+40% +$2.83K
WTW icon
659
Willis Towers Watson
WTW
$27.9B
$10K 0.01%
89
+30
+51% +$3.56K
XLRN
660
DELISTED
Acceleron Pharma
XLRN
$10K 0.01%
408
-59
-13% -$1.77K
S
661
DELISTED
Sprint Corporation
S
$10K 0.01%
2,491
+2,100
+537% +$8.85K
ZOES
662
DELISTED
Zoe's Kitchen, Inc.
ZOES
$10K 0.01%
250
-4,750
-95% -$185K
KST
663
DELISTED
Deutsche Strategic Income Trust
KST
$10K 0.01%
1,000
– –
JUNO
664
DELISTED
Juno Therapeutics, Inc.
JUNO
$10K 0.01%
250
-375
-60% -$16.4K
BWLD
665
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$10K 0.01%
50
– –
KATE
666
DELISTED
Kate Spade & Company
KATE
$10K 0.01%
500
-250
-33% -$4.99K
EPIQ
667
DELISTED
EPIQ SYSTEMS INC
EPIQ
$10K 0.01%
784
-31
-4% -$449
OVTI
668
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$10K 0.01%
375
– –
GG
669
DELISTED
Goldcorp Inc
GG
$10K 0.01%
800
– –
AFAM
670
DELISTED
Almost Family Inc
AFAM
$10K 0.01%
250
– –
HK
671
DELISTED
Halcon Resources Corporation
HK
$10K 0.01%
104
– –
AMX icon
672
America Movil
AMX
$78.1B
$9K 0.01%
565
+110
+24% +$2.06K
AON icon
673
Aon
AON
$77.3B
$9K 0.01%
106
+42
+66% +$4.07K
APTV icon
674
Aptiv
APTV
$12B
$9K 0.01%
+113
New +$8.69K
AVGO icon
675
Broadcom
AVGO
$1.82T
$9K 0.01%
730
-10,020
-93% -$127K
25 26
27
28 29

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PCMNC
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LA
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MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
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E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.