We are live on ! Find out more
TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRM
501
DELISTED
Streamline Health Solutions
STRM
$18K 0.03%
533
-9
-2% -$363
WELL icon
502
Welltower
WELL
$178B
$18K 0.03%
1,987
+1,688
+565% +$113K
LUMO
503
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$18K 0.03%
56
– –
MMP
504
DELISTED
Magellan Midstream Partners, L.P.
MMP
$18K 0.03%
300
-100
-25% -$6.83K
WDR
505
DELISTED
Waddell & Reed Financial, Inc.
WDR
$18K 0.03%
523
+111
+27% +$4.59K
PGEM
506
DELISTED
Ply Gem Holdings, Inc.
PGEM
$18K 0.03%
1,500
+750
+100% +$10.1K
BCR
507
DELISTED
CR Bard Inc.
BCR
$18K 0.03%
97
-10
-9% -$1.89K
BA icon
508
Boeing
BA
$165B
$17K 0.02%
130
-242
-65% -$33.6K
DEO icon
509
Diageo
DEO
$46.2B
$17K 0.02%
155
-75
-33% -$8.33K
ETN icon
510
Eaton
ETN
$157B
$17K 0.02%
323
-334
-51% -$19.7K
GLW icon
511
Corning
GLW
$126B
$17K 0.02%
965
-605
-39% -$10.9K
GRMN
512
Garmin
GRMN
$46.9B
$17K 0.02%
469
+90
+24% +$3.58K
INCY icon
513
Incyte
INCY
$23.5B
$17K 0.02%
+156
New +$17.5K
INFU icon
514
InfuSystem Holdings
INFU
$184M
$17K 0.02%
6,000
-23,225
-79% -$68.6K
SMFG icon
515
Sumitomo Mitsui Financial
SMFG
$166B
$17K 0.02%
2,214
+457
+26% +$3.84K
SPG icon
516
Simon Property Group
SPG
$74.5B
$17K 0.02%
93
– –
STX icon
517
Seagate
STX
$193B
$17K 0.02%
382
+164
+75% +$7.94K
UPS icon
518
United Parcel Service
UPS
$97.6B
$17K 0.02%
175
+89
+103% +$8.79K
ZTS icon
519
Zoetis
ZTS
$31.6B
$17K 0.02%
423
+142
+51% +$6.58K
MRO
520
DELISTED
Marathon Oil Corporation
MRO
$17K 0.02%
1,073
+63
+6% +$1.2K
APC
521
DELISTED
Anadarko Petroleum
APC
$17K 0.02%
276
+41
+17% +$2.91K
EVHC
522
DELISTED
Envision Healthcare Holdings Inc
EVHC
$17K 0.02%
157
-187
-54% -$23.2K
MBLY
523
DELISTED
Mobileye N.V.
MBLY
$17K 0.02%
+375
New +$20.6K
FCS
524
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
$17K 0.02%
1,240
-39
-3% -$568
BCS icon
525
Barclays
BCS
$94.1B
$16K 0.02%
1,192
+170
+17% +$2.62K
19 20
21
22 23

Similar funds

PAYA
Phil A. Younker & Associates Fairbanks, Alaska $150M AUM 9.85% 1-Year Est. Return
PCMNC
Piedmont Capital Management (North Carolina) Greensboro, North Carolina $150M AUM
LA
Lakeside Advisors Seattle, Washington $150M AUM 14.73% 1-Year Est. Return
MPW
Magnolia Private Wealth Philadelphia, Pennsylvania $150M AUM 18.29% 1-Year Est. Return
GWA
Genesis Wealth Advisors Braintree, Massachusetts $150M AUM 15.35% 1-Year Est. Return
GA
Gordian Advisors Tucson, Arizona $150M AUM 15.35% 1-Year Est. Return
RPA
Redwood Park Advisors Redwood City, California $150M AUM 11.34% 1-Year Est. Return
E
Evansbrook Bolingbrook, Illinois $150M AUM

Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.