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TDC

Thompson Davis & Co Portfolio holdings

AUM $150M
1-Year Est. Return 32.35%
This Fund
S&P 500
This Quarter Est. Return
-4.92%
1 Year Est. Return
+32.35%
3 Year Est. Return
+199.51%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$71.5M
AUM Growth
-$15.2M
Cap. Flow
-$7.59M
Cap. Flow %
-10.61%
Top 10 Hldgs %
20.8%
Holding
1,384
New
165
Increased
315
Reduced
364
Closed
228

Top Buys

Rank Stock Value
1
SONN
Sonnet BioTherapeutics
SONN
+$1.18M
2
GE icon
GE Aerospace
GE
+$582K
3
CBM
Cambrex Corporation
CBM
+$524K
4
WFM
Whole Foods Market Inc
WFM
+$467K
5
CPSS icon
Consumer Portfolio Services
CPSS
+$463K

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$2M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.23M
3
IWC icon
iShares Micro-Cap ETF
IWC
+$1.17M
4
PFE icon
Pfizer
PFE
+$1.1M
5
VV icon
Vanguard Large-Cap ETF
VV
+$957K

Sector Composition

Rank Sector Weight
1 Technology 15.2%
2 Real Estate 11.29%
3 Healthcare 10.98%
4 Industrials 10.7%
5 Financials 10.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMC icon
351
Honda
HMC
$36.5B
$31K 0.04%
1,025
+145
+16% +$4.64K
MMS icon
352
Maximus
MMS
$3.14B
$31K 0.04%
514
-20
-4% -$1.27K
ROL icon
353
Rollins
ROL
$18.6B
$31K 0.04%
2,608
– –
SF
354
Stifel
SF
$12.3B
$31K 0.04%
1,679
-126
-7% -$2.85K
GILD icon
355
Gilead Sciences
GILD
$161B
$30K 0.04%
303
-1,346
-82% -$149K
MPWR icon
356
Monolithic Power Systems
MPWR
$65.5B
$30K 0.04%
579
-25
-4% -$1.24K
SBAC icon
357
SBA Communications
SBAC
$18.4B
$30K 0.04%
290
-13
-4% -$1.51K
UBS icon
358
UBS Group
UBS
$170B
$30K 0.04%
1,645
-330
-17% -$6.99K
VERU icon
359
Veru
VERU
$36.1M
$30K 0.04%
+1,911
New +$28.8K
WGL
360
DELISTED
Wgl Holdings
WGL
$30K 0.04%
527
-23
-4% -$1.26K
AMG icon
361
Affiliated Managers Group
AMG
$9.46B
$29K 0.04%
168
-2
-1% -$393
BLK icon
362
Blackrock
BLK
$164B
$29K 0.04%
98
+21
+27% +$6.78K
EEM icon
363
iShares MSCI Emerging Markets ETF
EEM
$28B
$29K 0.04%
872
– –
JBLU icon
364
JetBlue
JBLU
$1.96B
$29K 0.04%
1,120
+875
+357% +$20.6K
MMM icon
365
3M
MMM
$89B
$29K 0.04%
243
-119
-33% -$14.6K
THW
366
abrdn World Healthcare Fund
THW
$530M
$29K 0.04%
2,000
-500
-20% -$9.14K
TMUS icon
367
T-Mobile US
TMUS
$193B
$29K 0.04%
719
+419
+140% +$16.7K
TTPH
368
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$29K 0.04%
191
– –
AMGN icon
369
Amgen
AMGN
$203B
$28K 0.04%
201
+41
+26% +$6.46K
BCX icon
370
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$28K 0.04%
4,000
– –
DUK icon
371
Duke Energy
DUK
$102B
$28K 0.04%
394
+150
+61% +$10.9K
RCL icon
372
Royal Caribbean
RCL
$78.7B
$28K 0.04%
312
+200
+179% +$17.6K
TFC icon
373
Truist Financial
TFC
$63.2B
$28K 0.04%
779
-1,040
-57% -$40.1K
ADT
374
DELISTED
ADT Corp
ADT
$28K 0.04%
921
-25
-3% -$811
CHL
375
DELISTED
China Mobile Limited
CHL
$28K 0.04%
472
+48
+11% +$2.96K
13 14
15
16 17

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PCMNC
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LA
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MPW
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GWA
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GA
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RPA
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E
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Thompson Davis & Co's Q3 2015 Portfolio in Review

As of Q3 2015, Thompson Davis & Co held 1,384 positions worth $71.5M, down 18% from $86.7M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Thompson Davis & Co withdrew a net $7.59M in Q3 2015, closing 228 positions and reducing 364 holdings. Its most notable exit was TRADE STREET RESIDENTIAL, INC. COMMON STOCK, an estimated $536K position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Thompson Davis & Co opened a new position in Sonnet BioTherapeutics worth $396K.

  • Thompson Davis & Co's largest Q3 2015 buy was Sonnet BioTherapeutics: 1 share worth $396K.
  • Thompson Davis & Co added most to GE Aerospace in Q3 2015, an estimated $582K increase.
  • Thompson Davis & Co's biggest Q3 2015 reduction was iShares Russell 2000 ETF, cutting an estimated $2M.
  • Thompson Davis & Co fully exited TRADE STREET RESIDENTIAL, INC. COMMON STOCK in Q3 2015, selling an estimated $536K.
  • Thompson Davis & Co's ten largest holdings make up 21% of its $71.5M portfolio in Q3 2015.
  • Thompson Davis & Co opened 165 new positions and closed 228 in Q3 2015.
  • Thompson Davis & Co's portfolio value fell 18% quarter-over-quarter to $71.5M.

Based on Thompson Davis & Co's 13F filing for Q3 2015, filed 30 Oct 2015.