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TCM

TD Capital Management Portfolio holdings

AUM $1.11B
1-Year Est. Return 10.06%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+10.06%
3 Year Est. Return
+33.95%
5 Year Est. Return
+32.54%
10 Year Est. Return
+110.39%
AUM
$425M
AUM Growth
-$6.85M
Cap. Flow
-$25.4M
Cap. Flow %
-5.97%
Top 10 Hldgs %
56.62%
Holding
216
New
25
Increased
80
Reduced
32
Closed
51

Top Buys

Rank Stock Value
1
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$10.9M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$5.47M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$1.56M
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$636K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$512K

Top Sells

Rank Stock Value
1
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$15.4M
2
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$5.39M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$5.25M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$5.2M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.87M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 1.28%
2 Real Estate 0.49%
3 Industrials 0.38%
4 Consumer Staples 0.35%
5 Technology 0.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIVO
126
DELISTED
Tivo Inc
TIVO
$12K ﹤0.01%
600
– –
AEP icon
127
American Electric Power
AEP
$69.6B
$11K ﹤0.01%
243
+3
+1% +$138
GDX icon
128
VanEck Gold Miners ETF
GDX
$22.7B
$11K ﹤0.01%
+500
New +$11.5K
MXI icon
129
iShares Global Materials ETF
MXI
$338M
$11K ﹤0.01%
171
+1
+0.6% +$61
SCZ icon
130
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$11K ﹤0.01%
216
-126
-37% -$6.25K
EPAC icon
131
Enerpac Tool Group
EPAC
$1.83B
$10K ﹤0.01%
273
+1
+0.4% +$38
IGSB icon
132
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$10K ﹤0.01%
186
– –
CCL icon
133
Carnival Corporation Ltd
CCL
$38.1B
$8K ﹤0.01%
209
+1
+0.5% +$35
GOOG icon
134
Alphabet (Google) Class C
GOOG
$4.36T
$7K ﹤0.01%
241
-5,942
-96% -$150K
QCOM icon
135
Qualcomm
QCOM
$155B
$7K ﹤0.01%
+100
New +$7.05K
SMMU icon
136
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$7K ﹤0.01%
149
-101
-40% -$5.08K
NUAN
137
DELISTED
Nuance Communications, Inc.
NUAN
$7K ﹤0.01%
546
– –
PFE icon
138
Pfizer
PFE
$143B
$6K ﹤0.01%
190
-3,786
-95% -$110K
TEVA icon
139
Teva Pharmaceuticals
TEVA
$40.8B
$6K ﹤0.01%
151
+1
+0.7% +$39
MCD icon
140
McDonald's
MCD
$192B
$5K ﹤0.01%
54
-1,035
-95% -$99.4K
SIRI icon
141
SiriusXM
SIRI
$9.98B
$5K ﹤0.01%
146
– –
NEA icon
142
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$4K ﹤0.01%
321
+7
+2% +$85
PCG icon
143
PG&E
PCG
$38.3B
$4K ﹤0.01%
103
+1
+1% +$41
PX
144
DELISTED
Praxair Inc
PX
$4K ﹤0.01%
31
– –
GG
145
DELISTED
Goldcorp Inc
GG
$4K ﹤0.01%
+200
New +$4.7K
BAX icon
146
Baxter International
BAX
$13.5B
$3K ﹤0.01%
77
– –
ONCT
147
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
$3K ﹤0.01%
2
– –
TWC
148
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$3K ﹤0.01%
22
– –
DRI icon
149
Darden Restaurants
DRI
$23.3B
$2K ﹤0.01%
43
+2
+5% +$93
POM
150
DELISTED
PEPCO HOLDINGS, INC.
POM
$2K ﹤0.01%
95
+1
+1% +$19
4 5
6
7 8

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JTWM
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RIM
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BCLSI
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FLAM
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TD Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, TD Capital Management held 216 positions worth $425M, down 1.6% from $432M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

TD Capital Management withdrew a net $25.4M in Q4 2013, closing 51 positions and reducing 32 holdings. Its most notable exit was GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF, an estimated $15.4M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 1.3% of assets, up from 1.1% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, TD Capital Management opened a new position in State Street SPDR Dow Jones REIT ETF worth $10.6M.

  • TD Capital Management's largest Q4 2013 buy was State Street SPDR Dow Jones REIT ETF: 148,306 shares worth $10.6M.
  • TD Capital Management added most to CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2013, an estimated $5.47M increase.
  • TD Capital Management's biggest Q4 2013 reduction was PLUM CREEK TIMBER CO (REIT), cutting an estimated $5.39M.
  • TD Capital Management fully exited GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF in Q4 2013, selling an estimated $15.4M.
  • TD Capital Management's ten largest holdings make up 57% of its $425M portfolio in Q4 2013.
  • TD Capital Management opened 25 new positions and closed 51 in Q4 2013.
  • TD Capital Management's portfolio value fell 1.6% quarter-over-quarter to $425M.

Based on TD Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.