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TAIM

TD Ameritrade Investment Management Portfolio holdings

AUM $9.4B
1-Year Est. Return 7.2%
This Fund
S&P 500
This Quarter Est. Return
-0.1%
1 Year Est. Return
+7.2%
3 Year Est. Return
+13.51%
5 Year Est. Return
+19.72%
10 Year Est. Return
+53.63%
AUM
$12.5B
AUM Growth
+$201M
Cap. Flow
+$218M
Cap. Flow %
1.74%
Top 10 Hldgs %
61.4%
Holding
750
New
92
Increased
358
Reduced
187
Closed
97

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$119M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$79.6M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$45.9M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$42.9M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$29.5M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$68.4M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$41.7M
3
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$39.9M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$27.3M
5
BND icon
Vanguard Total Bond Market
BND
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 0.11%
2 Healthcare 0.07%
3 Technology 0.05%
4 Consumer Staples 0.05%
5 Energy 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFG icon
151
American Financial Group
AFG
$12B
$630K 0.01%
5,840
+1,086
+23% +$112K
DOW icon
152
Dow Inc
DOW
$22.6B
$607K ﹤0.01%
12,735
+2,094
+20% +$98K
PPL
153
PPL Corp
PPL
$26.5B
$604K ﹤0.01%
19,173
+3,522
+23% +$106K
USB icon
154
US Bancorp
USB
$100B
$578K ﹤0.01%
10,449
+1,955
+23% +$106K
AVGO icon
155
Broadcom
AVGO
$1.98T
$577K ﹤0.01%
20,890
+5,760
+38% +$164K
WRK
156
DELISTED
WestRock Company
WRK
$543K ﹤0.01%
14,886
+6,347
+74% +$227K
TPR icon
157
Tapestry
TPR
$32.4B
$526K ﹤0.01%
20,190
+3,951
+24% +$104K
LLY icon
158
Eli Lilly
LLY
$1.08T
$515K ﹤0.01%
4,602
+732
+19% +$81.5K
SPTS icon
159
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$505K ﹤0.01%
16,807
+2,631
+19% +$78.9K
OMC icon
160
Omnicom Group
OMC
$23.6B
$486K ﹤0.01%
6,204
+5,987
+2,759% +$476K
BBY icon
161
Best Buy
BBY
$17.6B
$484K ﹤0.01%
7,021
+1,091
+18% +$76.1K
SO icon
162
Southern Company
SO
$106B
$482K ﹤0.01%
7,798
+1,494
+24% +$86.6K
CMI icon
163
Cummins
CMI
$87.1B
$467K ﹤0.01%
2,871
+517
+22% +$82.7K
GILD icon
164
Gilead Sciences
GILD
$168B
$463K ﹤0.01%
7,304
+2,030
+38% +$133K
HP icon
165
Helmerich & Payne
HP
$4.25B
$463K ﹤0.01%
11,547
+2,142
+23% +$94.5K
WSM icon
166
Williams-Sonoma
WSM
$29.5B
$445K ﹤0.01%
13,102
+1,894
+17% +$62.7K
STX icon
167
Seagate
STX
$186B
$421K ﹤0.01%
7,830
+715
+10% +$35.1K
IYR icon
168
iShares US Real Estate ETF
IYR
$4.48B
$418K ﹤0.01%
4,468
+1,490
+50% +$136K
DSI icon
169
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$412K ﹤0.01%
7,436
+998
+16% +$55.1K
FDM icon
170
First Trust Dow Jones Select MicroCap Index Fund
FDM
$269M
$400K ﹤0.01%
8,752
+1,405
+19% +$63.2K
CIM
171
Chimera Investment
CIM
$996M
$399K ﹤0.01%
6,796
+1,281
+23% +$74.6K
IP icon
172
International Paper
IP
$22.1B
$395K ﹤0.01%
9,987
+1,269
+15% +$49.6K
LM
173
DELISTED
Legg Mason, Inc.
LM
$383K ﹤0.01%
10,040
+1,595
+19% +$60.4K
MXIM
174
DELISTED
Maxim Integrated Products
MXIM
$378K ﹤0.01%
6,528
+1,252
+24% +$72.6K
RPG icon
175
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$352K ﹤0.01%
14,870
+220
+2% +$5.26K
5 6
7
8 9

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PI
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WI
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VIA
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EST
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TCM
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AWS
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JP
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TD Ameritrade Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, TD Ameritrade Investment Management held 750 positions worth $12.5B, up 1.6% from $12.3B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

TD Ameritrade Investment Management's Q3 2019 filing shows 92 new, 358 increased, 187 reduced and 97 closed positions. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 3,940 shares worth $109K. The largest sale was iShares MSCI EAFE ETF, an estimated $68.4M.

By sector, the portfolio is most concentrated in Financials at 0.11% of assets, up from 0.08% a quarter earlier, followed by Healthcare and Technology.

  • TD Ameritrade Investment Management's largest Q3 2019 buy was Schwab Intermediately-Term US Treasury ETF: 3,940 shares worth $109K.
  • TD Ameritrade Investment Management added most to Vanguard FTSE Developed Markets ETF in Q3 2019, an estimated $119M increase.
  • TD Ameritrade Investment Management's biggest Q3 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $68.4M.
  • TD Ameritrade Investment Management fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $93K.
  • TD Ameritrade Investment Management's ten largest holdings make up 61% of its $12.5B portfolio in Q3 2019.
  • TD Ameritrade Investment Management opened 92 new positions and closed 97 in Q3 2019.
  • TD Ameritrade Investment Management's portfolio value rose 1.6% quarter-over-quarter to $12.5B.

Based on TD Ameritrade Investment Management's 13F filing for Q3 2019, filed 7 Nov 2019.