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TAIM

TD Ameritrade Investment Management Portfolio holdings

AUM $9.4B
1-Year Est. Return 7.2%
This Fund
S&P 500
This Quarter Est. Return
-0.1%
1 Year Est. Return
+7.2%
3 Year Est. Return
+13.51%
5 Year Est. Return
+19.72%
10 Year Est. Return
+53.63%
AUM
$12.5B
AUM Growth
+$201M
Cap. Flow
+$218M
Cap. Flow %
1.74%
Top 10 Hldgs %
61.4%
Holding
750
New
92
Increased
358
Reduced
187
Closed
97

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$119M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$79.6M
3
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$45.9M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$42.9M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$29.5M

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$68.4M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$41.7M
3
IQDF icon
FlexShares International Quality Dividend Index Fund
IQDF
+$39.9M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$27.3M
5
BND icon
Vanguard Total Bond Market
BND
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 0.11%
2 Healthcare 0.07%
3 Technology 0.05%
4 Consumer Staples 0.05%
5 Energy 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGE icon
101
iShares ESG Aware MSCI EM ETF
ESGE
$6.71B
$1.55M 0.01%
47,770
+11,499
+32% +$378K
XSVM icon
102
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$669M
$1.55M 0.01%
50,810
+624
+1% +$18.2K
TFC icon
103
Truist Financial
TFC
$64B
$1.48M 0.01%
27,793
+5,112
+23% +$253K
VYM icon
104
Vanguard High Dividend Yield ETF
VYM
$83.8B
$1.41M 0.01%
15,834
+4,828
+44% +$423K
CVX icon
105
Chevron
CVX
$385B
$1.4M 0.01%
11,812
+2,121
+22% +$258K
CMCSA icon
106
Comcast
CMCSA
$90.7B
$1.33M 0.01%
29,623
+6,576
+29% +$291K
JNJ icon
107
Johnson & Johnson
JNJ
$626B
$1.32M 0.01%
10,233
+2,076
+25% +$274K
SLYG icon
108
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$1.28M 0.01%
21,529
-68
-0.3% -$4.1K
VTWG icon
109
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$1.28M 0.01%
9,136
+984
+12% +$142K
VZ icon
110
Verizon
VZ
$196B
$1.28M 0.01%
21,137
+2,176
+11% +$125K
PNC icon
111
PNC Financial Services
PNC
$101B
$1.26M 0.01%
9,006
+1,698
+23% +$230K
SPAB icon
112
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
$1.18M 0.01%
39,680
+4,334
+12% +$128K
BAC icon
113
Bank of America
BAC
$448B
$1.16M 0.01%
39,694
+6,927
+21% +$199K
IJS icon
114
iShares S&P Small-Cap 600 Value ETF
IJS
$8.35B
$1.15M 0.01%
15,264
-14
-0.1% -$1.03K
PFE icon
115
Pfizer
PFE
$152B
$1.14M 0.01%
33,431
+2,740
+9% +$99.6K
DFS
116
DELISTED
Discover Financial Services
DFS
$1.13M 0.01%
13,978
+2,932
+27% +$242K
CVS icon
117
CVS Health
CVS
$120B
$1.13M 0.01%
17,847
+3,037
+21% +$180K
XOM icon
118
ExxonMobil
XOM
$657B
$1.12M 0.01%
15,823
+2,722
+21% +$197K
FE icon
119
FirstEnergy
FE
$27.2B
$1.06M 0.01%
21,924
+2,279
+12% +$103K
MRK icon
120
Merck
MRK
$323B
$1.02M 0.01%
12,738
-115
-0.9% -$9.22K
ETN icon
121
Eaton
ETN
$178B
$1.02M 0.01%
12,220
+2,945
+32% +$239K
MSFT icon
122
Microsoft
MSFT
$3.73T
$1.01M 0.01%
7,263
-1,360
-16% -$187K
INTC icon
123
Intel
INTC
$491B
$984K 0.01%
19,098
+3,162
+20% +$155K
RDS.B
124
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$977K 0.01%
16,318
+3,924
+32% +$234K
PEX icon
125
ProShares Global Listed Private Equity ETF
PEX
$11.5M
$955K 0.01%
27,593
+997
+4% +$34.2K
3 4
5
6 7

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V
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PI
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WI
Winder Investment Singapore $4.4B AUM 8.87% 1-Year Est. Return
VIA
Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return
EST
EA Series Trust Havertown, Pennsylvania $2.84B AUM
TCM
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AWS
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JP
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TD Ameritrade Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, TD Ameritrade Investment Management held 750 positions worth $12.5B, up 1.6% from $12.3B the previous quarter. Its ten largest holdings account for 61% of the portfolio.

TD Ameritrade Investment Management's Q3 2019 filing shows 92 new, 358 increased, 187 reduced and 97 closed positions. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 3,940 shares worth $109K. The largest sale was iShares MSCI EAFE ETF, an estimated $68.4M.

By sector, the portfolio is most concentrated in Financials at 0.11% of assets, up from 0.08% a quarter earlier, followed by Healthcare and Technology.

  • TD Ameritrade Investment Management's largest Q3 2019 buy was Schwab Intermediately-Term US Treasury ETF: 3,940 shares worth $109K.
  • TD Ameritrade Investment Management added most to Vanguard FTSE Developed Markets ETF in Q3 2019, an estimated $119M increase.
  • TD Ameritrade Investment Management's biggest Q3 2019 reduction was iShares MSCI EAFE ETF, cutting an estimated $68.4M.
  • TD Ameritrade Investment Management fully exited Invesco QQQ Trust in Q3 2019, selling an estimated $93K.
  • TD Ameritrade Investment Management's ten largest holdings make up 61% of its $12.5B portfolio in Q3 2019.
  • TD Ameritrade Investment Management opened 92 new positions and closed 97 in Q3 2019.
  • TD Ameritrade Investment Management's portfolio value rose 1.6% quarter-over-quarter to $12.5B.

Based on TD Ameritrade Investment Management's 13F filing for Q3 2019, filed 7 Nov 2019.