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Symphony Financial Services Portfolio holdings
AUM
$234M
Turnover
12.28%
1-Year Est. Return
13.38%
This Fund
S&P 500
This Quarter Est. Return
-0.3%
1 Year Est. Return
+13.38%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$11.8M
(+5.3%)
Cap. Flow
+$14.3M
Cap. Flow % of AUM
Cap. Flow %
6.08%
Top 10 Holdings %
Top 10 Hldgs %
53.81%
Holding
114
New
9
Increased
62
Reduced
23
Closed
5
Avg Time Held
1.6
years
Top 10 Avg Time Held
1.7
years
Top 20 Avg Time Held
1.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
VanEck Semiconductor ETF
SMH
|
+$4.55M |
| 2 |
PIMCO Multi Sector Bond Active ETF
PYLD
|
+$1.82M |
| 3 |
Janus Henderson Mortgage-Backed Securities ETF
JMBS
|
+$1.19M |
| 4 |
FT Vest Fund of Buffer ETFs
BUFR
|
+$996K |
| 5 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$992K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Janus Henderson AAA CLO ETF
JAAA
|
+$500K |
| 2 |
GE Vernova
GEV
|
+$478K |
| 3 |
HONA
Honeywell Aerospace
HONA
|
+$234K |
| 4 |
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
|
+$217K |
| 5 |
IBM
IBM
|
+$209K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 78.55% |
| 2 | Technology | 10.22% |
| 3 | Financials | 3.23% |
| 4 | Consumer Discretionary | 1.77% |
| 5 | Energy | 1.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
101
State Street Technology Select Sector SPDR ETF
XLK
$113B
| $219K | 0.09% |
1,118
| – | – |
2026 Q2
1 quarter
|
|
102
AT&T
T
$149B
| $217K | 0.09% |
+8,908
| New | +$215K |
2026 Q3
0 quarters
|
|
103
Home Depot
HD
$348B
| $216K | 0.09% |
758
-137
| -15% | -$45K |
2024 Q2
9 quarters
|
|
104
iShares US Consumer Discretionary ETF
IYC
$1.56B
| $215K | 0.09% |
2,271
| – | – |
2024 Q4
7 quarters
|
|
105
First Citizens BancShares
FCNCA
$25.7B
| $214K | 0.09% |
104
| – | – |
2026 Q2
1 quarter
|
|
106
JPMorgan Equity Premium Income ETF
JEPI
$46.5B
| $201K | 0.09% |
+3,572
| New | +$204K |
2026 Q3
0 quarters
|
|
107
Gabelli Equity Trust
GAB
$1.84B
| $170K | 0.07% |
32,419
+267
| +0.8% | +$1.5K |
2024 Q2
9 quarters
|
|
108
PIMCO Corporate & Income Strategy Fund
PCN
$805M
| $146K | 0.06% |
13,662
+76
| +0.6% | +$879 |
2025 Q1
6 quarters
|
|
109
Nuveen Preferred & Income Opportunities Fund
JPC
$2.56B
| $69.9K | 0.03% |
+10,256
| New | +$76.9K |
2026 Q3
0 quarters
|
|
110
Boeing
BA
$136B
| – | – |
-943
| Closed | -$204K | – |
|
|
111
IBM
IBM
$234B
| – | – |
-744
| Closed | -$209K | – |
|
|
112
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.3B
| – | – |
-5,035
| Closed | -$217K | – |
|
|
113
GE Vernova
GEV
$213B
| – | – |
-407
| Closed | -$478K | – |
|
|
HONA
114
Honeywell Aerospace
HONA
$52.3B
| – | – |
-1,058
| Closed | -$234K | – |
|
Similar funds
PC
TCM
Symphony Financial Services's Q3 2026 Portfolio in Review
As of Q3 2026, Symphony Financial Services held 114 positions worth $234M, up 5.3% from $223M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Symphony Financial Services deployed $14.3M of net new capital in Q3 2026, opening 9 new positions and adding to 62 existing holdings. Its largest new stake was VanEck Semiconductor ETF: 7,943 shares worth $4.84M.
By sector, the portfolio is most concentrated in Miscellaneous at 79% of assets, up from 78% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Janus Henderson AAA CLO ETF, an estimated $500K trimmed.
- Symphony Financial Services's largest Q3 2026 buy was VanEck Semiconductor ETF: 7,943 shares worth $4.84M.
- Symphony Financial Services added most to PIMCO Multi Sector Bond Active ETF in Q3 2026, an estimated $1.82M increase.
- Symphony Financial Services's biggest Q3 2026 reduction was Janus Henderson AAA CLO ETF, cutting an estimated $500K.
- Symphony Financial Services fully exited GE Vernova in Q3 2026, selling an estimated $478K.
- Symphony Financial Services's ten largest holdings make up 54% of its $234M portfolio in Q3 2026.
- Symphony Financial Services opened 9 new positions and closed 5 in Q3 2026.
- Symphony Financial Services's portfolio value rose 5.3% quarter-over-quarter to $234M.
Based on Symphony Financial Services's 13F filing for Q3 2026, filed 9 Nov 2026.