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SAM

Symphony Asset Management Portfolio holdings

AUM $309M
1-Year Est. Return 9.39%
This Fund
S&P 500
This Quarter Est. Return
+3.3%
1 Year Est. Return
+9.39%
3 Year Est. Return
+21.56%
5 Year Est. Return
+39.45%
10 Year Est. Return
–
AUM
$979M
AUM Growth
-$6.89M
Cap. Flow
-$293M
Cap. Flow %
-29.96%
Top 10 Hldgs %
28.12%
Holding
484
New
89
Increased
79
Reduced
169
Closed
88

Top Buys

Rank Stock Value
1
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$8.56M
2
BKNG icon
Booking.com
BKNG
+$5M
3
OIH icon
VanEck Oil Services ETF
OIH
+$2.73M
4
CFG icon
Citizens Financial Group
CFG
+$2.71M
5
LNC icon
Lincoln National
LNC
+$2.62M

Top Sells

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$10.7M
2
AGN
Allergan plc
AGN
+$3.98M
3
T icon
AT&T
T
+$3.74M
4
BATS
Bats Global Markets, Inc.
BATS
+$3.26M
5
LMT icon
Lockheed Martin
LMT
+$3.01M

Sector Composition

Rank Sector Weight
1 Industrials 8.4%
2 Financials 7.88%
3 Technology 7.28%
4 Healthcare 5.69%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMS
426
DELISTED
Bemis
BMS
– –
-15,970
Closed -$814K
TVPT
427
DELISTED
Travelport Worldwide Limited
TVPT
– –
-38,068
Closed -$572K
ESRX
428
DELISTED
Express Scripts Holding Company
ESRX
– –
-5,641
Closed -$398K
PMC
429
DELISTED
PharMerica Corporation
PMC
– –
-13,303
Closed -$374K
LVLT
430
DELISTED
Level 3 Communications Inc
LVLT
– –
-5,353
Closed -$248K
CAB
431
DELISTED
Cabela's Inc
CAB
– –
-7,407
Closed -$407K
HW
432
DELISTED
Headwaters Inc
HW
– –
-17,883
Closed -$303K
BATS
433
DELISTED
Bats Global Markets, Inc.
BATS
– –
-108,174
Closed -$3.26M
IL
434
DELISTED
IntraLinks Holdings Inc.
IL
– –
-33,218
Closed -$334K
AMSG
435
DELISTED
Amsurg Corp
AMSG
– –
-40,172
Closed -$2.69M
LPNT
436
DELISTED
LifePoint Health, Inc.
LPNT
– –
-4,136
Closed -$245K
HAWK
437
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-9,077
Closed -$274K
14 15 16 17
18

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Symphony Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Symphony Asset Management held 484 positions worth $979M, down 0.7% from $986M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Symphony Asset Management withdrew a net $293M in Q4 2016, closing 88 positions and reducing 169 holdings. Its most notable exit was Allergan plc, an estimated $3.98M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.4% of assets, up from 7.9% a quarter earlier, followed by Financials and Technology.

Against the trend, Symphony Asset Management opened a new position in VanEck Oil Services ETF worth $2.93M.

  • Symphony Asset Management's largest Q4 2016 buy was VanEck Oil Services ETF: 4,395 shares worth $2.93M.
  • Symphony Asset Management added most to State Street SPDR S&P Bank ETF in Q4 2016, an estimated $8.56M increase.
  • Symphony Asset Management's biggest Q4 2016 reduction was State Street SPDR Bloomberg Short Term High Yield Bond ETF, cutting an estimated $10.7M.
  • Symphony Asset Management fully exited Allergan plc in Q4 2016, selling an estimated $3.98M.
  • Symphony Asset Management's ten largest holdings make up 28% of its $979M portfolio in Q4 2016.
  • Symphony Asset Management opened 89 new positions and closed 88 in Q4 2016.
  • Symphony Asset Management's portfolio value fell 0.7% quarter-over-quarter to $979M.

Based on Symphony Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.