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Symphony Asset Management Portfolio holdings

AUM $309M
1-Year Est. Return 9.39%
This Fund
S&P 500
This Quarter Est. Return
+3.3%
1 Year Est. Return
+9.39%
3 Year Est. Return
+21.56%
5 Year Est. Return
+39.45%
10 Year Est. Return
–
AUM
$979M
AUM Growth
-$6.89M
Cap. Flow
-$293M
Cap. Flow %
-29.96%
Top 10 Hldgs %
28.12%
Holding
484
New
89
Increased
79
Reduced
169
Closed
88

Top Buys

Rank Stock Value
1
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$8.56M
2
BKNG icon
Booking.com
BKNG
+$5M
3
OIH icon
VanEck Oil Services ETF
OIH
+$2.73M
4
CFG icon
Citizens Financial Group
CFG
+$2.71M
5
LNC icon
Lincoln National
LNC
+$2.62M

Top Sells

Rank Stock Value
1
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$10.7M
2
AGN
Allergan plc
AGN
+$3.98M
3
T icon
AT&T
T
+$3.74M
4
BATS
Bats Global Markets, Inc.
BATS
+$3.26M
5
LMT icon
Lockheed Martin
LMT
+$3.01M

Sector Composition

Rank Sector Weight
1 Industrials 8.4%
2 Financials 7.88%
3 Technology 7.28%
4 Healthcare 5.69%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHW icon
401
Sherwin-Williams
SHW
$78.3B
– –
-3,033
Closed -$280K
SJM icon
402
J.M. Smucker
SJM
$12.6B
– –
-17,731
Closed -$2.4M
SLQD icon
403
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
– –
-12,500
Closed -$636K
TLK icon
404
Telkom Indonesia
TLK
$14.2B
– –
-6,246
Closed -$207K
TNDM icon
405
Tandem Diabetes Care
TNDM
$1.17B
– –
-2,927
Closed -$224K
TSN icon
406
Tyson Foods
TSN
$20.2B
– –
-30,091
Closed -$2.25M
TYL icon
407
Tyler Technologies
TYL
$12.2B
– –
-9,324
Closed -$1.6M
UUP icon
408
PUT
Invesco DB US Dollar Index Bullish Fund
UUP
$434M
– –
-55,000
Closed -$1.36M
VALE icon
409
Vale
VALE
$62.9B
– –
-42,488
Closed -$234K
VET icon
410
Vermilion Energy
VET
$1.73B
– –
-10,124
Closed -$392K
VIPS icon
411
Vipshop
VIPS
$6.84B
– –
-78,250
Closed -$1.15M
WKC icon
412
World Kinect Corp
WKC
$1.96B
– –
-8,740
Closed -$404K
WNS
413
DELISTED
WNS Holdings
WNS
– –
-14,731
Closed -$441K
X
414
DELISTED
US Steel
X
– –
-10,529
Closed -$198K
XNTK icon
415
PUT
State Street SPDR NYSE Technology ETF
XNTK
$2.06B
– –
0
– -$530K
VGR
416
DELISTED
Vector Group Ltd.
VGR
– –
-21,776
Closed -$287K
CMLS
417
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
– –
-2,577
Closed -$7K
BKI
418
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-11,678
Closed -$478K
UNVR
419
DELISTED
Univar Solutions Inc.
UNVR
– –
-21,291
Closed -$465K
PFPT
420
DELISTED
Proofpoint, Inc.
PFPT
– –
-14,100
Closed -$1.05M
GPOR
421
DELISTED
Gulfport Energy Corp.
GPOR
– –
-12,757
Closed -$360K
AGN
422
DELISTED
Allergan plc
AGN
– –
-17,266
Closed -$3.98M
RTN
423
DELISTED
Raytheon Company
RTN
– –
-8,577
Closed -$1.17M
AKS
424
DELISTED
AK Steel Holding Corp
AKS
– –
-235,700
Closed -$1.14M
ZAYO
425
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-42,818
Closed -$1.27M
14 15 16
17
18

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TAM
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Symphony Asset Management's Q4 2016 Portfolio in Review

As of Q4 2016, Symphony Asset Management held 484 positions worth $979M, down 0.7% from $986M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Symphony Asset Management withdrew a net $293M in Q4 2016, closing 88 positions and reducing 169 holdings. Its most notable exit was Allergan plc, an estimated $3.98M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 8.4% of assets, up from 7.9% a quarter earlier, followed by Financials and Technology.

Against the trend, Symphony Asset Management opened a new position in VanEck Oil Services ETF worth $2.93M.

  • Symphony Asset Management's largest Q4 2016 buy was VanEck Oil Services ETF: 4,395 shares worth $2.93M.
  • Symphony Asset Management added most to State Street SPDR S&P Bank ETF in Q4 2016, an estimated $8.56M increase.
  • Symphony Asset Management's biggest Q4 2016 reduction was State Street SPDR Bloomberg Short Term High Yield Bond ETF, cutting an estimated $10.7M.
  • Symphony Asset Management fully exited Allergan plc in Q4 2016, selling an estimated $3.98M.
  • Symphony Asset Management's ten largest holdings make up 28% of its $979M portfolio in Q4 2016.
  • Symphony Asset Management opened 89 new positions and closed 88 in Q4 2016.
  • Symphony Asset Management's portfolio value fell 0.7% quarter-over-quarter to $979M.

Based on Symphony Asset Management's 13F filing for Q4 2016, filed 14 Feb 2017.