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Symphony Asset Management Portfolio holdings

AUM $309M
1-Year Est. Return 9.39%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+9.39%
3 Year Est. Return
+21.56%
5 Year Est. Return
+39.45%
10 Year Est. Return
–
AUM
$970M
AUM Growth
+$8.94M
Cap. Flow
-$390M
Cap. Flow %
-40.21%
Top 10 Hldgs %
32.85%
Holding
472
New
70
Increased
65
Reduced
221
Closed
69

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$7.35M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.68M
3
ILMN icon
Illumina
ILMN
+$3.25M
4
AJG icon
Arthur J. Gallagher & Co
AJG
+$2.99M
5
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$2.96M

Top Sells

Rank Stock Value
1
BKNG icon
Booking.com
BKNG
+$5.85M
2
RH icon
RH
RH
+$5.42M
3
VISN
Vistance Networks Inc
VISN
+$4.44M
4
HD icon
Home Depot
HD
+$4.33M
5
CDNS icon
Cadence Design Systems
CDNS
+$4.01M

Sector Composition

Rank Sector Weight
1 Healthcare 7.45%
2 Technology 6.67%
3 Financials 5.82%
4 Industrials 5.72%
5 Consumer Discretionary 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LPL icon
351
LG Display
LPL
$3.14B
$208K 0.02%
+13,230
New +$218K
NVS icon
352
Novartis
NVS
$297B
$202K 0.02%
+2,389
New +$193K
PUK icon
353
Prudential
PUK
$36.6B
$200K 0.02%
4,624
– –
PENN icon
354
PENN Entertainment
PENN
$2.83B
$174K 0.02%
15,567
-30,722
-66% -$347K
NMIH icon
355
NMI Holdings
NMIH
$3.27B
$172K 0.02%
19,935
-39,126
-66% -$382K
PES
356
DELISTED
Pioneer Energy Services Corp.
PES
$168K 0.02%
11,965
-11,647
-49% -$182K
AA icon
357
Alcoa
AA
$11.6B
$167K 0.02%
+4,322
New +$169K
MMSI icon
358
Merit Medical Systems
MMSI
$4.54B
$156K 0.02%
13,113
-25,924
-66% -$344K
VCYT icon
359
Veracyte
VCYT
$4.44B
$142K 0.01%
14,630
-28,930
-66% -$380K
VTNR
360
DELISTED
Vertex Energy, Inc
VTNR
$142K 0.01%
+20,459
New +$171K
DHT icon
361
DHT Holdings
DHT
$2.95B
$135K 0.01%
21,940
-43,129
-66% -$292K
OPCH icon
362
Option Care Health
OPCH
$3.42B
$132K 0.01%
4,751
-9,318
-66% -$289K
AGO icon
363
Assured Guaranty
AGO
$3.78B
– –
-15,613
Closed -$382K
AKAM icon
364
Akamai
AKAM
$16.4B
– –
-52,250
Closed -$3.19M
ALLE icon
365
Allegion
ALLE
$13.4B
– –
-21,226
Closed -$1.2M
ASML icon
366
ASML
ASML
$636B
– –
-2,602
Closed -$243K
AVGO icon
367
CALL
Broadcom
AVGO
$1.82T
– –
-100,000
Closed -$721K
BBD icon
368
Banco Bradesco
BBD
$38.5B
– –
-118,751
Closed -$676K
CDNS icon
369
Cadence Design Systems
CDNS
$93.4B
– –
-229,114
Closed -$4.01M
CHRD icon
370
Chord Energy
CHRD
$7.42B
– –
-15,785
Closed -$882K
CIEN icon
371
CALL
Ciena
CIEN
$53.4B
– –
-25,000
Closed -$542K
ETN icon
372
Eaton
ETN
$155B
– –
-29,921
Closed -$2.31M
FXI icon
373
PUT
iShares China Large-Cap ETF
FXI
$4.22B
– –
-20,000
Closed -$741K
HLF icon
374
Herbalife
HLF
$1.26B
– –
-17,534
Closed -$566K
HOPE icon
375
Hope Bancorp
HOPE
$1.77B
– –
-52,765
Closed -$842K
13 14
15
16 17

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Symphony Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Symphony Asset Management held 472 positions worth $970M, up 0.93% from $961M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Symphony Asset Management withdrew a net $390M in Q3 2014, closing 69 positions and reducing 221 holdings. Its most notable exit was RH, an estimated $5.42M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, Symphony Asset Management opened a new position in Allergan plc worth $7.93M.

  • Symphony Asset Management's largest Q3 2014 buy was Allergan plc: 32,864 shares worth $7.93M.
  • Symphony Asset Management added most to Arthur J. Gallagher & Co in Q3 2014, an estimated $2.99M increase.
  • Symphony Asset Management's biggest Q3 2014 reduction was Booking.com, cutting an estimated $5.85M.
  • Symphony Asset Management fully exited RH in Q3 2014, selling an estimated $5.42M.
  • Symphony Asset Management's ten largest holdings make up 33% of its $970M portfolio in Q3 2014.
  • Symphony Asset Management opened 70 new positions and closed 69 in Q3 2014.
  • Symphony Asset Management's portfolio value rose 0.93% quarter-over-quarter to $970M.

Based on Symphony Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.