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Stratos Investment Management Portfolio holdings

AUM $2.77B
1-Year Est. Return 20.35%
This Fund
S&P 500
This Quarter Est. Return
+9.46%
1 Year Est. Return
+20.35%
3 Year Est. Return
+58.23%
5 Year Est. Return
+62.14%
10 Year Est. Return
–
AUM
$845M
AUM Growth
+$176M
Cap. Flow
+$110M
Cap. Flow %
13.02%
Top 10 Hldgs %
35.9%
Holding
190
New
32
Increased
91
Reduced
50
Closed
8

Top Buys

Rank Stock Value
1
SMTH icon
ALPS Smith Core Plus Bond ETF
SMTH
+$42.4M
2
MFDX icon
PIMCO RAFI Multi-Factor International Equity ETF
MFDX
+$28.9M
3
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$13.3M
4
GOVI icon
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
+$5.24M
5
RTX icon
RTX Corp
RTX
+$2.58M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.91M
2
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.97M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.99M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.51M
5
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 10.02%
2 Financials 5.69%
3 Healthcare 5.18%
4 Communication Services 4.31%
5 Industrials 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIQ icon
176
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$211K 0.03%
+6,772
New +$194K
PLD icon
177
Prologis
PLD
$132B
$209K 0.02%
+1,565
New +$178K
LIN icon
178
Linde
LIN
$223B
$206K 0.02%
+502
New +$198K
PAYX icon
179
Paychex
PAYX
$42.5B
$205K 0.02%
+1,721
New +$204K
JEPQ icon
180
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.6B
$205K 0.02%
+4,103
New +$198K
SPTS icon
181
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$205K 0.02%
+7,040
New +$203K
MJ icon
182
Amplify Alternative Harvest ETF
MJ
$111M
$32.8K ﹤0.01%
+846
New +$31.8K
BEN icon
183
Franklin Resources
BEN
$17B
– –
-8,380
Closed -$206K
DIVY icon
184
Sound Equity Dividend Income ETF
DIVY
$29.4M
– –
-10,561
Closed -$263K
GLW icon
185
Corning
GLW
$143B
– –
-6,950
Closed -$212K
IHDG icon
186
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.25B
– –
-8,916
Closed -$345K
KMB icon
187
Kimberly-Clark
KMB
$36.1B
– –
-2,440
Closed -$295K
SPMB icon
188
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
– –
-55,012
Closed -$1.14M
TU icon
189
Telus
TU
$15B
– –
-10,362
Closed -$169K
USB icon
190
US Bancorp
USB
$101B
– –
-8,703
Closed -$288K
4 5 6 7
8

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Stratos Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Stratos Investment Management held 190 positions worth $845M, up 26% from $669M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Stratos Investment Management deployed $110M of net new capital in Q4 2023, opening 32 new positions and adding to 91 existing holdings. Its largest new stake was ALPS Smith Core Plus Bond ETF: 1,648,434 shares worth $42.8M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $5.91M trimmed.

  • Stratos Investment Management's largest Q4 2023 buy was ALPS Smith Core Plus Bond ETF: 1,648,434 shares worth $42.8M.
  • Stratos Investment Management added most to Broadcom in Q4 2023, an estimated $2.3M increase.
  • Stratos Investment Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $5.91M.
  • Stratos Investment Management fully exited State Street SPDR Portfolio Mortgage Backed Bond ETF in Q4 2023, selling an estimated $1.14M.
  • Stratos Investment Management's ten largest holdings make up 36% of its $845M portfolio in Q4 2023.
  • Stratos Investment Management opened 32 new positions and closed 8 in Q4 2023.
  • Stratos Investment Management's portfolio value rose 26% quarter-over-quarter to $845M.

Based on Stratos Investment Management's 13F filing for Q4 2023, filed 24 Jan 2024.