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StoneX Group Portfolio holdings

AUM $1.86B
1-Year Est. Return 21.3%
This Fund
S&P 500
This Quarter Est. Return
+13.07%
1 Year Est. Return
+21.3%
3 Year Est. Return
+67.54%
5 Year Est. Return
+78.7%
10 Year Est. Return
–
AUM
$455M
AUM Growth
+$144M
Cap. Flow
+$102M
Cap. Flow %
22.36%
Top 10 Hldgs %
35.35%
Holding
389
New
61
Increased
203
Reduced
85
Closed
24

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$39.1M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$7.77M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.49M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3.74M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$953K
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$937K
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$670K
4
FNOV icon
FT Vest US Equity Buffer ETF November
FNOV
+$590K
5
SE icon
Sea Limited
SE
+$512K

Sector Composition

Rank Sector Weight
1 Technology 8.65%
2 Consumer Discretionary 4.32%
3 Healthcare 2.99%
4 Industrials 2.9%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWAN icon
351
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$158M
$203K 0.04%
+6,198
New +$200K
CRF
352
Cornerstone Total Return Fund
CRF
$1.14B
$201K 0.04%
+17,981
New +$195K
FTF
353
Franklin Limited Duration Income Trust
FTF
$233M
$193K 0.04%
+20,350
New +$177K
ADAM
354
Adamas Trust
ADAM
$777M
$192K 0.04%
12,655
+1,937
+18% +$24.5K
F icon
355
Ford
F
$57.3B
$189K 0.04%
21,462
-3,445
-14% -$28.8K
FID icon
356
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$174K 0.04%
+10,699
New +$164K
GNPX icon
357
Genprex
GNPX
$3.94M
$146K 0.03%
1
– –
UAVS icon
358
AgEagle Aerial Systems
UAVS
$41.4M
$100K 0.02%
+17
New +$50.9K
JQC icon
359
Nuveen Credit Strategies Income Fund
JQC
$702M
$98K 0.02%
+15,500
New +$94.7K
AXDX
360
DELISTED
Accelerate Diagnostics
AXDX
$92K 0.02%
1,214
– –
FXN icon
361
First Trust Energy AlphaDEX Fund
FXN
$398M
$82K 0.02%
10,348
+38
+0.4% +$260
IRIX icon
362
IRIDEX
IRIX
$15.5M
$66K 0.01%
+26,100
New +$49.2K
BW icon
363
Babcock & Wilcox
BW
$1.43B
$47K 0.01%
13,500
-5,000
-27% -$15.7K
THER
364
DELISTED
THERATECHNOLOGIES INC COM
THER
$35K 0.01%
14,000
– –
BMY.RT
365
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$13K ﹤0.01%
18,885
– –
BAC.PRL icon
366
Bank of America Series L
BAC.PRL
$3.95B
– –
-623
Closed -$937K
ETN icon
367
Eaton
ETN
$157B
– –
-2,835
Closed -$289K
EVN
368
Eaton Vance Municipal Income Trust
EVN
$427M
– –
-12,493
Closed -$160K
GBX icon
369
The Greenbrier Companies
GBX
$1.61B
– –
-7,380
Closed -$217K
HUM icon
370
Humana
HUM
$46.7B
– –
-494
Closed -$205K
HYG icon
371
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-2,605
Closed -$219K
HYMB icon
372
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
– –
-14,326
Closed -$407K
IEF icon
373
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-5,501
Closed -$670K
IEI icon
374
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-1,850
Closed -$247K
IHE icon
375
iShares US Pharmaceuticals ETF
IHE
$1.47B
– –
-4,290
Closed -$234K
12 13 14
15
16

Similar funds

CFA
Capstone Financial Advisors Downers Grove, Illinois $1.86B AUM 15.98% 1-Year Est. Return
OFG
Oxford Financial Group Carmel, Indiana $1.86B AUM 19.25% 1-Year Est. Return
JSAM
J. Safra Asset Management New York $1.86B AUM 22.95% 1-Year Est. Return
GRA
Goehring & Rozencwajg Associates New York $1.86B AUM 130.26% 1-Year Est. Return
CP
CenterBook Partners Greenwich, Connecticut $1.86B AUM 24.52% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return

StoneX Group's Q4 2020 Portfolio in Review

As of Q4 2020, StoneX Group held 389 positions worth $455M, up 46% from $311M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

StoneX Group deployed $102M of net new capital in Q4 2020, opening 61 new positions and adding to 203 existing holdings. Its largest new stake was State Street SPDR S&P MIDCAP 400 ETF Trust: 3,650 shares worth $1.53M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was FT Vest US Equity Buffer ETF November, an estimated $590K trimmed.

  • StoneX Group's largest Q4 2020 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 3,650 shares worth $1.53M.
  • StoneX Group added most to First Trust Enhanced Short Maturity ETF in Q4 2020, an estimated $39.1M increase.
  • StoneX Group's biggest Q4 2020 reduction was FT Vest US Equity Buffer ETF November, cutting an estimated $590K.
  • StoneX Group fully exited Wells Fargo 7.5% Non Cumv Perp Conv in Q4 2020, selling an estimated $953K.
  • StoneX Group's ten largest holdings make up 35% of its $455M portfolio in Q4 2020.
  • StoneX Group opened 61 new positions and closed 24 in Q4 2020.
  • StoneX Group's portfolio value rose 46% quarter-over-quarter to $455M.

Based on StoneX Group's 13F filing for Q4 2020, filed 3 Feb 2021.