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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$11.4B
AUM Growth
+$257M
Cap. Flow
+$448M
Cap. Flow %
3.93%
Top 10 Hldgs %
12.38%
Holding
2,440
New
245
Increased
1,083
Reduced
794
Closed
226

Top Buys

Rank Stock Value
1
ED icon
Consolidated Edison
ED
+$28M
2
DB icon
Deutsche Bank
DB
+$21.8M
3
ABBV icon
AbbVie
ABBV
+$17.9M
4
UL icon
Unilever
UL
+$17.4M
5
DE icon
Deere & Co
DE
+$16.9M

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$29.9M
2
CTRL
Control4 Corporation
CTRL
+$26.8M
3
GAS
AGL Resources Inc
GAS
+$26.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.7M
5
SIX
Six Flags Entertainment Corp.
SIX
+$13M

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 11.11%
3 Financials 9.31%
4 Industrials 9.28%
5 Energy 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVSP icon
1801
Univest Financial
UVSP
$1.22B
$296K ﹤0.01%
+15,800
New +$307K
VSS icon
1802
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$296K ﹤0.01%
+2,896
New +$313K
XYL icon
1803
Xylem
XYL
$27.3B
$294K ﹤0.01%
+8,291
New +$308K
EBIX
1804
DELISTED
Ebix Inc
EBIX
$294K ﹤0.01%
20,743
+2,743
+15% +$38.1K
EVT icon
1805
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.1B
$293K ﹤0.01%
14,502
-533
-4% -$10.9K
RFG icon
1806
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$293K ﹤0.01%
11,980
-1,970
-14% -$48.9K
ACRE
1807
Ares Commercial Real Estate
ACRE
$236M
$292K ﹤0.01%
25,000
+15,000
+150% +$186K
EWG icon
1808
iShares MSCI Germany ETF
EWG
$1.59B
$290K ﹤0.01%
10,485
+1,254
+14% +$36.9K
FSD
1809
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$290K ﹤0.01%
16,968
+1,038
+7% +$18.2K
SQBK
1810
DELISTED
SQUARE 1 FINANCIAL INC COM
SQBK
$290K ﹤0.01%
+15,080
New +$287K
TTP
1811
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$289K ﹤0.01%
2,100
-213
-9% -$29.9K
VO icon
1812
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$288K ﹤0.01%
+9,808
New +$291K
AXAS
1813
DELISTED
Abraxas Petroleum Corp
AXAS
$288K ﹤0.01%
2,726
+176
+7% +$19.7K
PWE
1814
DELISTED
Penn West Energy Petroleum Ltd
PWE
$288K ﹤0.01%
42,724
+20,699
+94% +$164K
ACM icon
1815
Aecom
ACM
$9.3B
$286K ﹤0.01%
+8,460
New +$300K
FTGC icon
1816
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
$286K ﹤0.01%
9,751
-25,871
-73% -$820K
IIM icon
1817
Invesco Value Municipal Income Trust
IIM
$589M
$286K ﹤0.01%
18,850
+1,000
+6% +$14.8K
CCBG icon
1818
Capital City Bank Group
CCBG
$888M
$283K ﹤0.01%
20,900
+647
+3% +$8.93K
BMI icon
1819
Badger Meter
BMI
$3.89B
$282K ﹤0.01%
11,182
+118
+1% +$3.03K
KT icon
1820
KT
KT
$8.62B
$282K ﹤0.01%
+17,398
New +$281K
CCEC
1821
Capital Clean Energy Carriers
CCEC
$1.34B
$282K ﹤0.01%
4,039
+1,018
+34% +$76.9K
FPA icon
1822
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$100M
$281K ﹤0.01%
9,292
-259
-3% -$8.11K
MMLP icon
1823
Martin Midstream Partners
MMLP
$95.5M
$281K ﹤0.01%
7,525
+100
+1% +$3.93K
NAV
1824
DELISTED
Navistar International
NAV
$281K ﹤0.01%
8,535
-700
-8% -$25.9K
MLCO icon
1825
Melco Resorts & Entertainment
MLCO
$2.22B
$280K ﹤0.01%
10,653
-9,574
-47% -$289K
71 72
73
74 75

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National Bank of Canada
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DZ Bank
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ClearBridge Investments
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Stifel Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Stifel Financial held 2,440 positions worth $11.4B, up 2.3% from $11.1B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Stifel Financial deployed $448M of net new capital in Q3 2014, opening 245 new positions and adding to 1,083 existing holdings. Its largest new stake was Deutsche Bank: 703,805 shares worth $21.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Waste Management, an estimated $29.9M trimmed.

  • Stifel Financial's largest Q3 2014 buy was Deutsche Bank: 703,805 shares worth $21.9M.
  • Stifel Financial added most to Consolidated Edison in Q3 2014, an estimated $28M increase.
  • Stifel Financial's biggest Q3 2014 reduction was Waste Management, cutting an estimated $29.9M.
  • Stifel Financial fully exited Control4 Corporation in Q3 2014, selling an estimated $26.8M.
  • Stifel Financial's ten largest holdings make up 12% of its $11.4B portfolio in Q3 2014.
  • Stifel Financial opened 245 new positions and closed 226 in Q3 2014.
  • Stifel Financial's portfolio value rose 2.3% quarter-over-quarter to $11.4B.

Based on Stifel Financial's 13F filing for Q3 2014, filed 13 Nov 2014.