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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$11.4B
AUM Growth
+$257M
Cap. Flow
+$448M
Cap. Flow %
3.93%
Top 10 Hldgs %
12.38%
Holding
2,440
New
245
Increased
1,083
Reduced
794
Closed
226

Top Buys

Rank Stock Value
1
ED icon
Consolidated Edison
ED
+$28M
2
DB icon
Deutsche Bank
DB
+$21.8M
3
ABBV icon
AbbVie
ABBV
+$17.9M
4
UL icon
Unilever
UL
+$17.4M
5
DE icon
Deere & Co
DE
+$16.9M

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$29.9M
2
CTRL
Control4 Corporation
CTRL
+$26.8M
3
GAS
AGL Resources Inc
GAS
+$26.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.7M
5
SIX
Six Flags Entertainment Corp.
SIX
+$13M

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 11.11%
3 Financials 9.31%
4 Industrials 9.28%
5 Energy 7.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTBK
1426
DELISTED
Heritage Commerce
HTBK
$589K 0.01%
71,832
+14,662
+26% +$120K
XAR icon
1427
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.93B
$589K 0.01%
11,788
+3,492
+42% +$174K
NNN icon
1428
NNN REIT
NNN
$9.04B
$588K 0.01%
17,001
+3,810
+29% +$139K
STC icon
1429
Stewart Information Services
STC
$2.06B
$587K 0.01%
+20,000
New +$622K
BAXS
1430
DELISTED
BAXANO SURGICAL INC COM STK (DE)
BAXS
$587K 0.01%
1,029,545
– –
MLI icon
1431
Mueller Industries
MLI
$14.7B
$586K 0.01%
82,200
-9,640
-10% -$69.9K
FGM icon
1432
First Trust Germany AlphaDEX Fund
FGM
$98M
$585K 0.01%
16,587
+2,122
+15% +$81.7K
PENN icon
1433
PENN Entertainment
PENN
$2.75B
$585K 0.01%
52,219
-285,676
-85% -$3.22M
MGK icon
1434
Vanguard Morningstar Mega Cap Growth ETF
MGK
$32.5B
$584K 0.01%
+37,560
New +$584K
BXMX
1435
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$582K 0.01%
45,629
+5,156
+13% +$67.1K
HAR
1436
DELISTED
Harman International Industries
HAR
$582K 0.01%
+5,940
New +$663K
TYG
1437
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$580K 0.01%
3,013
+344
+13% +$65.8K
CG icon
1438
Carlyle Group
CG
$16.6B
$579K 0.01%
19,012
-3,884
-17% -$127K
MGV icon
1439
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$578K 0.01%
+9,856
New +$581K
TIBX
1440
DELISTED
TIBCO SOFTWARE INC
TIBX
$577K 0.01%
24,399
+1,141
+5% +$23.3K
CMLP
1441
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$576K 0.01%
25,430
+2,751
+12% +$61.6K
ANW
1442
DELISTED
Aegean Marine Petroleum Network
ANW
$575K 0.01%
62,738
-22,931
-27% -$225K
EEQ
1443
DELISTED
Enbridge Energy Management Llc
EEQ
$572K 0.01%
22,521
+221
+1% +$5.3K
SJNK icon
1444
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$571K 0.01%
19,065
+8,927
+88% +$272K
LBTYA icon
1445
Liberty Global Class A
LBTYA
$3.62B
$569K 0.01%
16,231
+4,956
+44% +$177K
FHI icon
1446
Federated Hermes
FHI
$4.55B
$565K 0.01%
19,266
-872
-4% -$26.1K
SPHD icon
1447
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$562K ﹤0.01%
18,290
+10
+0.1% +$309
HOMB icon
1448
Home BancShares
HOMB
$6.23B
$561K ﹤0.01%
+38,108
New +$583K
NSR
1449
DELISTED
Neustar Inc
NSR
$560K ﹤0.01%
22,564
+4,789
+27% +$132K
WHF icon
1450
WhiteHorse Finance
WHF
$137M
$559K ﹤0.01%
42,151
-2,437
-5% -$34.5K
56 57
58
59 60

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National Bank of Canada
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Stifel Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Stifel Financial held 2,440 positions worth $11.4B, up 2.3% from $11.1B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Stifel Financial deployed $448M of net new capital in Q3 2014, opening 245 new positions and adding to 1,083 existing holdings. Its largest new stake was Deutsche Bank: 703,805 shares worth $21.9M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Waste Management, an estimated $29.9M trimmed.

  • Stifel Financial's largest Q3 2014 buy was Deutsche Bank: 703,805 shares worth $21.9M.
  • Stifel Financial added most to Consolidated Edison in Q3 2014, an estimated $28M increase.
  • Stifel Financial's biggest Q3 2014 reduction was Waste Management, cutting an estimated $29.9M.
  • Stifel Financial fully exited Control4 Corporation in Q3 2014, selling an estimated $26.8M.
  • Stifel Financial's ten largest holdings make up 12% of its $11.4B portfolio in Q3 2014.
  • Stifel Financial opened 245 new positions and closed 226 in Q3 2014.
  • Stifel Financial's portfolio value rose 2.3% quarter-over-quarter to $11.4B.

Based on Stifel Financial's 13F filing for Q3 2014, filed 13 Nov 2014.