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Stifel Financial

Stifel Financial Portfolio holdings

AUM $120B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+27.84%
3 Year Est. Return
+81.04%
5 Year Est. Return
+99.47%
10 Year Est. Return
+352.14%
AUM
$11.4B
AUM Growth
+$257M
Cap. Flow
+$450M
Cap. Flow %
3.95%
Top 10 Hldgs %
12.38%
Holding
2,440
New
245
Increased
1,083
Reduced
794
Closed
226

Top Buys

Rank Stock Value
1
ED icon
Consolidated Edison
ED
+$28M
2
DB icon
Deutsche Bank
DB
+$21.8M
3
ABBV icon
AbbVie
ABBV
+$17.9M
4
UL icon
Unilever
UL
+$17.4M
5
DE icon
Deere & Co
DE
+$16.9M

Top Sells

Rank Stock Value
1
WM icon
Waste Management
WM
+$29.9M
2
CTRL
Control4 Corporation
CTRL
+$26.8M
3
GAS
AGL Resources Inc
GAS
+$26.6M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$20.7M
5
SIX
Six Flags Entertainment Corp.
SIX
+$13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 23.24%
2 Technology 13.22%
3 Healthcare 11.59%
4 Financials 9.58%
5 Industrials 9.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAT icon
1251
iShares US Regional Banks ETF
IAT
$626M
$801K 0.01%
24,168
-447
-2% -$15K
TWTR
1252
DELISTED
Twitter, Inc.
TWTR
$800K 0.01%
15,511
+3,366
+28% +$152K
FAB icon
1253
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
$798K 0.01%
17,703
-101
-0.6% -$4.73K
PKG icon
1254
Packaging Corp of America
PKG
$21B
$798K 0.01%
12,512
+2,281
+22% +$153K
PWP
1255
DELISTED
POWERSHARES DYNAMIC MID CAP VALUE PORTFOLIO
PWP
$798K 0.01%
+30,534
New +$798K
MRLN
1256
DELISTED
Marlin Business Services Corp
MRLN
$796K 0.01%
43,439
+13,439
+45% +$257K
ULTA icon
1257
Ulta Beauty
ULTA
$23.2B
$792K 0.01%
6,699
+1,575
+31% +$157K
HTR
1258
DELISTED
Brookfield Total Return Fund Inc
HTR
$792K 0.01%
31,700
+1,270
+4% +$31.8K
FFIC
1259
DELISTED
Flushing Financial
FFIC
$789K 0.01%
43,192
+6,052
+16% +$116K
LBTYK icon
1260
Liberty Global Class C
LBTYK
$3.38B
$789K 0.01%
23,765
+4,947
+26% +$167K
PMT
1261
PennyMac Mortgage Investment
PMT
$780M
$789K 0.01%
36,800
+9,306
+34% +$203K
YELP icon
1262
Yelp
YELP
$1.1B
$788K 0.01%
11,547
+1,999
+21% +$149K
ESS icon
1263
Essex Property Trust
ESS
$17.4B
$786K 0.01%
4,399
+2,979
+210% +$562K
BNCN
1264
DELISTED
BNC Bancorp
BNCN
$785K 0.01%
50,236
+10,806
+27% +$180K
IVH
1265
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$784K 0.01%
45,350
-4,700
-9% -$83.8K
COWN
1266
DELISTED
Cowen Inc. Class A Common Stock
COWN
$783K 0.01%
52,250
+27,500
+111% +$450K
RWT
1267
Redwood Trust
RWT
$495M
$782K 0.01%
+47,237
New +$895K
KRE icon
1268
State Street SPDR S&P Regional Banking ETF
KRE
$4.23B
$779K 0.01%
20,573
-20,832
-50% -$812K
WPP icon
1269
WPP
WPP
$5.55B
$778K 0.01%
+7,746
New +$803K
SURE icon
1270
AdvisorShares Insider Advantage ETF
SURE
$56.2M
$775K 0.01%
14,969
+1,960
+15% +$102K
HYF
1271
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$774K 0.01%
388,822
-6,595
-2% -$13.7K
HSBC icon
1272
HSBC
HSBC
$352B
$773K 0.01%
17,627
+4,645
+36% +$212K
RPT
1273
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$769K 0.01%
47,292
+5,840
+14% +$97.9K
BKYF
1274
DELISTED
BK KY FINL CORP
BKYF
$768K 0.01%
+16,620
New +$639K
WOR icon
1275
Worthington Enterprises
WOR
$2.93B
$764K 0.01%
33,313
-1,954
-6% -$48.6K
49 50
51
52 53

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Stifel Financial's Q3 2014 Portfolio in Review

As of Q3 2014, Stifel Financial held 2,440 positions worth $11.4B, up 2.3% from $11.1B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Stifel Financial deployed $450M of net new capital in Q3 2014, opening 245 new positions and adding to 1,083 existing holdings. Its largest new stake was Deutsche Bank: 703,805 shares worth $21.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 23% of assets, down from 24% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Waste Management, an estimated $29.9M trimmed.

  • Stifel Financial's largest Q3 2014 buy was Deutsche Bank: 703,805 shares worth $21.9M.
  • Stifel Financial added most to Consolidated Edison in Q3 2014, an estimated $28M increase.
  • Stifel Financial's biggest Q3 2014 reduction was Waste Management, cutting an estimated $29.9M.
  • Stifel Financial fully exited Control4 Corporation in Q3 2014, selling an estimated $26.8M.
  • Stifel Financial's ten largest holdings make up 12% of its $11.4B portfolio in Q3 2014.
  • Stifel Financial opened 245 new positions and closed 226 in Q3 2014.
  • Stifel Financial's portfolio value rose 2.3% quarter-over-quarter to $11.4B.

Based on Stifel Financial's 13F filing for Q3 2014, filed 13 Nov 2014.