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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+9.87%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$75.6B
AUM Growth
+$7.45B
Cap. Flow
+$1.73B
Cap. Flow %
2.29%
Top 10 Hldgs %
16.53%
Holding
3,556
New
238
Increased
1,749
Reduced
1,251
Closed
191

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$91.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$90.3M
3
NFLX icon
Netflix
NFLX
+$61.5M
4
MSFT icon
Microsoft
MSFT
+$54.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$49.8M

Top Sells

Rank Stock Value
1
RTX icon
RTX Corp
RTX
+$239M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$109M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$74.8M
4
DLR icon
Digital Realty Trust
DLR
+$53.5M
5
MBB icon
iShares MBS ETF
MBB
+$46.6M

Sector Composition

Rank Sector Weight
1 Technology 18.12%
2 Healthcare 11.33%
3 Financials 9.34%
4 Industrials 8.68%
5 Consumer Staples 7.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRON
3301
Cronos Group
CRON
$1.06B
$51K ﹤0.01%
+12,942
New +$64.7K
HLX icon
3302
Helix Energy Solutions
HLX
$1.41B
$51K ﹤0.01%
16,480
-200
-1% -$738
NBEV
3303
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$48K ﹤0.01%
46,200
+4,500
+11% +$5.94K
OPHC icon
3304
OptimumBank Holdings
OPHC
$107M
$47K ﹤0.01%
+12,000
New +$58.3K
GROW icon
3305
US Global Investors
GROW
$37M
$45K ﹤0.01%
10,182
– –
WKHS icon
3306
Workhorse Group
WKHS
$37M
$45K ﹤0.01%
3
-25
-89% -$454K
ROOT icon
3307
Root
ROOT
$939M
$43K ﹤0.01%
778
-103
-12% -$8.05K
PRPB.WS
3308
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$41K ﹤0.01%
30,075
– –
KOS icon
3309
Kosmos Energy
KOS
$1.41B
$40K ﹤0.01%
11,554
-6,633
-36% -$23.8K
TAL icon
3310
TAL Education Group
TAL
$6.68B
$39K ﹤0.01%
+10,009
New +$45.2K
TOON icon
3311
Kartoon Studios
TOON
$36.6M
$38K ﹤0.01%
3,647
-3,953
-52% -$51.7K
GMDA
3312
DELISTED
Gamida Cell Ltd. Ordinary Shares
GMDA
$37K ﹤0.01%
+14,431
New +$47.5K
TH icon
3313
Target Hospitality
TH
$1.61B
$36K ﹤0.01%
+10,000
New +$38.5K
APSG.WS
3314
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$36K ﹤0.01%
28,000
– –
ABEV icon
3315
Ambev
ABEV
$47B
$35K ﹤0.01%
+12,564
New +$36K
ACHR.WS icon
3316
Archer Aviation Redeemable Warrants
ACHR.WS
$27.4M
$35K ﹤0.01%
+29,950
New +$38.4K
SDC
3317
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$33K ﹤0.01%
13,940
-7,692
-36% -$32.1K
GSAT icon
3318
Globalstar
GSAT
$10.8B
$31K ﹤0.01%
1,755
-400
-19% -$8.77K
AGTC
3319
DELISTED
Applied Genetic Technologies Corporation
AGTC
$31K ﹤0.01%
16,569
-34,110
-67% -$81.7K
LIDRW icon
3320
AEye Inc Warrant
LIDRW
$170K
$29K ﹤0.01%
+31,000
New +$30.7K
CIH
3321
DELISTED
China Index Holdings Limited American Depository Shares
CIH
$28K ﹤0.01%
29,102
+11,761
+68% +$15K
AVTX icon
3322
Avalo Therapeutics
AVTX
$950M
$26K ﹤0.01%
5
+2
+67% +$12K
WATT icon
3323
Energous
WATT
$97.8M
$24K ﹤0.01%
32
-5
-14% -$5.17K
CRHC.WS
3324
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$24K ﹤0.01%
30,575
– –
WMC
3325
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$24K ﹤0.01%
1,120
-250
-18% -$5.92K
131 132
133
134 135

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Stifel Financial's Q4 2021 Portfolio in Review

As of Q4 2021, Stifel Financial held 3,556 positions worth $75.6B, up 11% from $68.2B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Stifel Financial's Q4 2021 filing shows 238 new, 1,749 increased, 1,251 reduced and 191 closed positions. Its largest new stake was Wells Fargo 7.5% Non Cumv Perp Conv: 6,277 shares worth $9.36M. The largest sale was RTX Corp, an estimated $239M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q4 2021 buy was Wells Fargo 7.5% Non Cumv Perp Conv: 6,277 shares worth $9.36M.
  • Stifel Financial added most to iShares Core US Aggregate Bond ETF in Q4 2021, an estimated $91.2M increase.
  • Stifel Financial's biggest Q4 2021 reduction was RTX Corp, cutting an estimated $239M.
  • Stifel Financial fully exited Endeavor Group Holdings, Inc. in Q4 2021, selling an estimated $9M.
  • Stifel Financial's ten largest holdings make up 17% of its $75.6B portfolio in Q4 2021.
  • Stifel Financial opened 238 new positions and closed 191 in Q4 2021.
  • Stifel Financial's portfolio value rose 11% quarter-over-quarter to $75.6B.

Based on Stifel Financial's 13F filing for Q4 2021, filed 14 Feb 2022.