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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELP
3251
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$76K ﹤0.01%
14,638
– –
IVR icon
3252
Invesco Mortgage Capital
IVR
$758M
$76K ﹤0.01%
2,411
+100
+4% +$3.25K
FLXN
3253
DELISTED
Flexion Therapeutics, Inc.
FLXN
$70K ﹤0.01%
11,490
– –
OWLT icon
3254
Owlet
OWLT
$155M
$69K ﹤0.01%
887
-57
-6% -$6.38K
NAUT icon
3255
Nautilus Biotechnolgy
NAUT
$125M
$66K ﹤0.01%
+10,811
New +$86.1K
HLX icon
3256
Helix Energy Solutions
HLX
$1.41B
$65K ﹤0.01%
16,680
-100
-0.6% -$412
NWG icon
3257
NatWest
NWG
$76.1B
$65K ﹤0.01%
+9,794
New +$61K
OPK icon
3258
Opko Health
OPK
$978M
$60K ﹤0.01%
16,510
– –
WPRT
3259
Westport Fuel Systems
WPRT
$35M
$60K ﹤0.01%
1,831
+75
+4% +$3.02K
AXDX
3260
DELISTED
Accelerate Diagnostics
AXDX
$58K ﹤0.01%
1,000
– –
GROW icon
3261
US Global Investors
GROW
$37M
$58K ﹤0.01%
+10,182
New +$60.9K
NBEV
3262
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$58K ﹤0.01%
41,700
-9,000
-18% -$16.4K
PPT
3263
Franklin Premier Income Trust
PPT
$328M
$57K ﹤0.01%
12,424
-80,590
-87% -$371K
GSAT icon
3264
Globalstar
GSAT
$10.8B
$54K ﹤0.01%
2,155
+220
+11% +$5.4K
KOS icon
3265
Kosmos Energy
KOS
$1.44B
$54K ﹤0.01%
+18,187
New +$44.4K
EDU icon
3266
New Oriental
EDU
$8.96B
$52K ﹤0.01%
2,551
-45,416
-95% -$1.44M
CCO icon
3267
Clear Channel Outdoor Holdings
CCO
$1.24B
$51K ﹤0.01%
19,100
-2,500
-12% -$6.24K
CIG icon
3268
CEMIG Preferred Shares
CIG
$6.15B
$51K ﹤0.01%
34,412
-99
-0.3% -$139
SENS icon
3269
Senseonics Holdings Inc
SENS
$282M
$47K ﹤0.01%
700
+13
+2% +$882
WATT icon
3270
Energous
WATT
$98.2M
$46K ﹤0.01%
37
+2
+6% +$2.86K
CHS
3271
DELISTED
Chicos FAS, Inc.
CHS
$45K ﹤0.01%
10,000
– –
PHX
3272
DELISTED
PHX Minerals
PHX
$37K ﹤0.01%
+12,000
New +$35.3K
WMC
3273
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$36K ﹤0.01%
1,370
– –
HYMC icon
3274
Hycroft Mining Holding Corp
HYMC
$2.08B
$32K ﹤0.01%
2,140
-471
-18% -$9.57K
PRPB.WS
3275
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$30K ﹤0.01%
30,075
– –
129 130
131
132 133

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.