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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRNT icon
3226
Ceragon Networks
CRNT
$209M
$114K ﹤0.01%
32,736
+9,274
+40% +$35K
JFR icon
3227
Nuveen Floating Rate Income Fund
JFR
$1.24B
$113K ﹤0.01%
11,297
– –
UBFO
3228
DELISTED
United Security Bancshares
UBFO
$110K ﹤0.01%
13,722
-547
-4% -$4.41K
STR
3229
DELISTED
Sitio Royalties
STR
$109K ﹤0.01%
5,774
-1,957
-25% -$36.5K
AMRX icon
3230
Amneal Pharmaceuticals
AMRX
$5.9B
$106K ﹤0.01%
+19,863
New +$100K
DFTX
3231
Definium Therapeutics
DFTX
$5.62B
$105K ﹤0.01%
2,999
+16
+0.5% +$692
VERU icon
3232
Veru
VERU
$38M
$104K ﹤0.01%
1,220
-300
-20% -$23.8K
TOON icon
3233
Kartoon Studios
TOON
$35.4M
$103K ﹤0.01%
7,600
-7,050
-48% -$110K
UPH
3234
DELISTED
UpHealth, Inc.
UPH
$103K ﹤0.01%
3,266
-36
-1% -$1.88K
CNDT icon
3235
Conduent
CNDT
$276M
$102K ﹤0.01%
15,458
+2,749
+22% +$18.9K
ENBL
3236
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$100K ﹤0.01%
12,267
+519
+4% +$4.24K
ITUB icon
3237
Itaú Unibanco
ITUB
$90.3B
$99K ﹤0.01%
25,730
– –
NG icon
3238
NovaGold Resources
NG
$2.78B
$96K ﹤0.01%
13,862
+50
+0.4% +$370
OIIM
3239
DELISTED
02Micro International
OIIM
$96K ﹤0.01%
15,935
+646
+4% +$4.33K
YELL
3240
DELISTED
Yellow Corporation Common Stock
YELL
$96K ﹤0.01%
+16,961
New +$98.5K
CLSD
3241
DELISTED
Clearside Biomedical
CLSD
$91K ﹤0.01%
1,009
+43
+4% +$3.79K
NGD
3242
DELISTED
New Gold Inc
NGD
$88K ﹤0.01%
82,687
– –
MCF
3243
DELISTED
Contango Oil & Gas Co.
MCF
$87K ﹤0.01%
19,000
-661,350
-97% -$2.52M
TFFP
3244
DELISTED
TFF Pharmaceuticals, Inc. Common Stock
TFFP
$85K ﹤0.01%
440
-100
-19% -$21.2K
ROOT icon
3245
Root
ROOT
$936M
$84K ﹤0.01%
881
-209
-19% -$25.9K
FGB
3246
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$83K ﹤0.01%
20,917
– –
BCEL
3247
DELISTED
Atreca, Inc. Class A Common Stock
BCEL
$83K ﹤0.01%
13,255
-19,308
-59% -$129K
NNBR icon
3248
NN Inc
NNBR
$297M
$79K ﹤0.01%
15,000
– –
DIDI
3249
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$79K ﹤0.01%
+10,100
New +$95.3K
IGD
3250
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$77K ﹤0.01%
13,064
-452
-3% -$2.74K
128 129
130
131 132

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.