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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GER
3201
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$134K ﹤0.01%
12,455
+1,347
+12% +$14.4K
APTS
3202
DELISTED
Preferred Apartment Communities, Inc.
APTS
$134K ﹤0.01%
10,970
-739
-6% -$8.36K
GGB icon
3203
Gerdau
GGB
$10B
$133K ﹤0.01%
+34,007
New +$148K
QUOT
3204
DELISTED
Quotient Technology Inc
QUOT
$133K ﹤0.01%
22,789
-308
-1% -$2.58K
CLMT icon
3205
Calumet Specialty Products
CLMT
$3.62B
$130K ﹤0.01%
16,451
+1,775
+12% +$12.2K
VKTX icon
3206
Viking Therapeutics
VKTX
$3.84B
$130K ﹤0.01%
20,766
-100
-0.5% -$618
PXLW icon
3207
Pixelworks
PXLW
$39.7M
$129K ﹤0.01%
+2,241
New +$114K
CDE icon
3208
Coeur Mining
CDE
$16.7B
$128K ﹤0.01%
20,759
-2,000
-9% -$14.2K
EGIO
3209
DELISTED
Edgio, Inc. Common Stock
EGIO
$128K ﹤0.01%
1,340
+150
+13% +$15.8K
III icon
3210
Information Services Group
III
$210M
$127K ﹤0.01%
17,697
+361
+2% +$2.4K
AQB icon
3211
AquaBounty Technologies
AQB
$4.68M
$126K ﹤0.01%
+1,550
New +$145K
REVB icon
3212
Revelation Biosciences
REVB
$4.42M
– –
0
– –
FIRY
3213
Firy Inc
FIRY
$146M
$125K ﹤0.01%
636
-3,642
-85% -$942K
MDXG icon
3214
MiMedx Group
MDXG
$622M
$123K ﹤0.01%
20,375
-5,853
-22% -$66K
SMM
3215
DELISTED
Salient Midstream & MLP Fund
SMM
$123K ﹤0.01%
19,328
-1,399
-7% -$8.1K
BB icon
3216
BlackBerry
BB
$5.2B
$122K ﹤0.01%
12,515
+716
+6% +$7.51K
MLCO icon
3217
Melco Resorts & Entertainment
MLCO
$2.17B
$122K ﹤0.01%
11,880
-55,494
-82% -$730K
CLVS
3218
DELISTED
Clovis Oncology, Inc.
CLVS
$122K ﹤0.01%
27,268
-1,709
-6% -$8.23K
COTY icon
3219
Coty
COTY
$2.56B
$121K ﹤0.01%
15,432
-4,051
-21% -$34.7K
FTF
3220
Franklin Limited Duration Income Trust
FTF
$232M
$121K ﹤0.01%
13,347
+127
+1% +$1.18K
WTER
3221
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$120K ﹤0.01%
5,038
+312
+7% +$8.2K
CHRA
3222
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$120K ﹤0.01%
2,600
– –
JCO
3223
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$120K ﹤0.01%
14,686
-1,751
-11% -$14.5K
SDC
3224
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$115K ﹤0.01%
21,632
-4,416
-17% -$27.4K
AMRN
3225
Amarin Corp
AMRN
$302M
$114K ﹤0.01%
1,122
-75
-6% -$7.37K
127 128
129
130 131

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.