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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITRI icon
3126
Itron
ITRI
$4.65B
$204K ﹤0.01%
+2,700
New +$231K
JBL icon
3127
Jabil
JBL
$35.6B
$204K ﹤0.01%
3,490
-21,412
-86% -$1.27M
PCN
3128
PIMCO Corporate & Income Strategy Fund
PCN
$872M
$204K ﹤0.01%
11,292
+855
+8% +$16K
ICBK
3129
DELISTED
County Bancorp, Inc. Common Stock
ICBK
$203K ﹤0.01%
5,616
-535
-9% -$18.7K
BUI icon
3130
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$720M
$201K ﹤0.01%
+7,984
New +$208K
RPRX icon
3131
Royalty Pharma
RPRX
$25.5B
$201K ﹤0.01%
5,546
+225
+4% +$8.74K
CAS.U
3132
DELISTED
Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o
CAS.U
$201K ﹤0.01%
20,000
-1,374
-6% -$14.1K
ZGNX
3133
DELISTED
Zogenix, Inc.
ZGNX
$201K ﹤0.01%
13,259
-4,647
-26% -$72.6K
HMN icon
3134
Horace Mann Educators
HMN
$2.1B
$200K ﹤0.01%
+5,035
New +$200K
DBE icon
3135
Invesco DB Energy Fund
DBE
$83M
$199K ﹤0.01%
11,763
+1,351
+13% +$21.1K
ASAI
3136
DELISTED
Sendas Distribuidora S.A. American Depositary Share (each representing five common shares)
ASAI
$199K ﹤0.01%
11,431
-382
-3% -$6.49K
VPV icon
3137
Invesco Pennsylvania Value Municipal Income Trust
VPV
$195M
$197K ﹤0.01%
14,850
-500
-3% -$6.73K
ATRA icon
3138
Atara Biotherapeutics
ATRA
$79M
$195K ﹤0.01%
436
+14
+3% +$5.02K
RLJ icon
3139
RLJ Lodging Trust
RLJ
$1.89B
$194K ﹤0.01%
13,084
+1,848
+16% +$26.5K
KNOP icon
3140
KNOT Offshore Partners
KNOP
$363M
$193K ﹤0.01%
+10,275
New +$192K
MVF
3141
DELISTED
BlackRock MuniVest Fund
MVF
$193K ﹤0.01%
20,344
-7
-0% -$68
CTSO icon
3142
Cytosorbents Corp
CTSO
$23.7M
$192K ﹤0.01%
23,625
– –
SMED
3143
DELISTED
Sharps Compliance Corp
SMED
$188K ﹤0.01%
22,711
+100
+0.4% +$930
GBNH
3144
DELISTED
Greenbrook TMS Inc. Common Shares
GBNH
$187K ﹤0.01%
+25,600
New +$271K
RBAC
3145
DELISTED
RedBall Acquisition Corp.
RBAC
$184K ﹤0.01%
18,700
– –
GRX
3146
Gabelli Healthcare & Wellness Trust
GRX
$143M
$181K ﹤0.01%
13,700
-300
-2% -$4.06K
EAF icon
3147
GrafTech
EAF
$200M
$180K ﹤0.01%
1,741
+2
+0.1% +$219
CANO
3148
DELISTED
Cano Health, Inc.
CANO
$178K ﹤0.01%
141
+27
+24% +$32.7K
CCEC
3149
Capital Clean Energy Carriers
CCEC
$1.35B
$177K ﹤0.01%
13,597
+562
+4% +$6.88K
PSEC icon
3150
Prospect Capital
PSEC
$1.13B
$176K ﹤0.01%
22,871
+6,942
+44% +$56K
124 125
126
127 128

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.