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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPI
3076
Farmland Partners
FPI
$418M
$224K ﹤0.01%
18,646
+4,938
+36% +$60.9K
VCV icon
3077
Invesco California Value Municipal Income Trust
VCV
$515M
$224K ﹤0.01%
16,251
-3,129
-16% -$44K
FXA icon
3078
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.6M
$223K ﹤0.01%
3,100
– –
VTC icon
3079
Vanguard Total Corporate Bond ETF
VTC
$1.73B
$223K ﹤0.01%
2,434
– –
VISN
3080
Vistance Networks Inc
VISN
$2.72B
$222K ﹤0.01%
16,347
+505
+3% +$8.68K
DPG
3081
Duff & Phelps Utility and Infrastructure Fund
DPG
$523M
$220K ﹤0.01%
16,423
-1,625
-9% -$23.2K
KREF
3082
KKR Real Estate Finance Trust
KREF
$465M
$220K ﹤0.01%
+10,450
New +$222K
EIDO icon
3083
iShares MSCI Indonesia ETF
EIDO
$494M
$219K ﹤0.01%
10,106
-20,463
-67% -$425K
FCNCA icon
3084
First Citizens BancShares
FCNCA
$25.3B
$219K ﹤0.01%
260
-4
-2% -$3.33K
HCKT icon
3085
Hackett Group
HCKT
$285M
$218K ﹤0.01%
11,135
+774
+7% +$14.5K
YORW icon
3086
York Water
YORW
$499M
$218K ﹤0.01%
+5,000
New +$240K
ALGT icon
3087
Allegiant Air
ALGT
$2.78B
$217K ﹤0.01%
1,112
-126
-10% -$24.2K
CGC
3088
Canopy Growth
CGC
$393M
$217K ﹤0.01%
1,566
-6,068
-79% -$1.09M
CVGW
3089
DELISTED
Calavo Growers
CVGW
$217K ﹤0.01%
5,680
-3,122
-35% -$156K
TMHC
3090
DELISTED
Taylor Morrison
TMHC
$217K ﹤0.01%
8,436
-12,612
-60% -$334K
MRTX
3091
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$217K ﹤0.01%
+1,224
New +$197K
ASB icon
3092
Associated Banc-Corp
ASB
$5.93B
$216K ﹤0.01%
10,081
-4,126
-29% -$83.8K
IGMS
3093
DELISTED
IGM Biosciences
IGMS
$216K ﹤0.01%
3,280
+435
+15% +$33.3K
AXGN icon
3094
Axogen
AXGN
$2.46B
$215K ﹤0.01%
13,633
-893
-6% -$16K
CHW
3095
Calamos Global Dynamic Income Fund
CHW
$533M
$215K ﹤0.01%
22,500
+263
+1% +$2.8K
IOVA icon
3096
Iovance Biotherapeutics
IOVA
$1.93B
$215K ﹤0.01%
8,735
+135
+2% +$3.18K
CPTL
3097
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$215K ﹤0.01%
6,850
– –
PTCT icon
3098
PTC Therapeutics
PTCT
$5.68B
$215K ﹤0.01%
+5,774
New +$237K
SHAK icon
3099
Shake Shack
SHAK
$2.61B
$215K ﹤0.01%
2,737
-1,248
-31% -$114K
EWX icon
3100
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$683M
$214K ﹤0.01%
3,646
-127
-3% -$7.62K
122 123
124
125 126

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.