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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+8.2%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$48B
AUM Growth
+$8.81B
Cap. Flow
+$5.81B
Cap. Flow %
12.11%
Top 10 Hldgs %
13.93%
Holding
3,164
New
266
Increased
1,455
Reduced
1,132
Closed
151

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$184M
2
TFC icon
Truist Financial
TFC
+$144M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$127M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$123M
5
AMZN icon
Amazon
AMZN
+$99.4M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$143M
2
CELG
Celgene Corp
CELG
+$79.5M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$56.7M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$39.2M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$22.7M

Sector Composition

Rank Sector Weight
1 Technology 14.55%
2 Healthcare 11.01%
3 Financials 10.12%
4 Industrials 8.96%
5 Consumer Staples 7.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHS
2926
DELISTED
Chicos FAS, Inc.
CHS
$38K ﹤0.01%
10,000
– –
HZN
2927
DELISTED
Horizon Global Corporation
HZN
$38K ﹤0.01%
10,800
– –
PFX icon
2928
PhenixFIN
PFX
$83.1M
$35K ﹤0.01%
804
-30
-4% -$1.32K
NAK
2929
Northern Dynasty Minerals
NAK
$784M
$33K ﹤0.01%
81,500
+24,500
+43% +$12.8K
IRIX icon
2930
IRIDEX
IRIX
$14.3M
$29K ﹤0.01%
14,520
– –
ASXC
2931
DELISTED
Asensus Surgical, Inc.
ASXC
$25K ﹤0.01%
17,487
+12,860
+278% +$44.7K
ACTTW
2932
DELISTED
Act II Global Acquisition Corp Warrant
ACTTW
$25K ﹤0.01%
25,000
– –
VTNR
2933
DELISTED
Vertex Energy, Inc
VTNR
$23K ﹤0.01%
15,000
– –
WTER
2934
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$23K ﹤0.01%
1,173
-467
-28% -$9.16K
NBEV
2935
DELISTED
NewAge, Inc. Common Stock (Delaware)
NBEV
$22K ﹤0.01%
11,400
-18,500
-62% -$43.8K
OPK icon
2936
Opko Health
OPK
$985M
$20K ﹤0.01%
+15,052
New +$25.2K
SMRT
2937
DELISTED
Stein Mart Inc
SMRT
$20K ﹤0.01%
30,000
+15,000
+100% +$11.5K
MPVD
2938
DELISTED
Mountain Province Diamonds Inc.
MPVD
$20K ﹤0.01%
22,966
+11,300
+97% +$10.4K
LCAHW
2939
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$18K ﹤0.01%
24,735
– –
UEC icon
2940
Uranium Energy
UEC
$4.75B
$17K ﹤0.01%
18,000
-8,000
-31% -$7.75K
PTN
2941
Palatin Technologies
PTN
$13.7M
$16K ﹤0.01%
16
– –
RMG.WS
2942
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$16K ﹤0.01%
16,666
– –
OAC.WS
2943
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$15K ﹤0.01%
+16,666
New +$15.7K
KOPN icon
2944
Kopin
KOPN
$652M
$13K ﹤0.01%
32,250
+250
+0.8% +$128
OBE
2945
Obsidian Energy
OBE
$716M
$11K ﹤0.01%
15,041
-91
-0.6% -$59
PLM
2946
DELISTED
PolyMet Mining Corp.
PLM
$6K ﹤0.01%
2,320
+600
+35% +$1.82K
ACEL icon
2947
Accel Entertainment
ACEL
$978M
– –
-51,064
Closed -$525K
AKBA icon
2948
Akebia Therapeutics
AKBA
$354M
– –
-11,008
Closed -$43K
ASC icon
2949
Ardmore Shipping
ASC
$710M
– –
-11,000
Closed -$74K
ASG
2950
Liberty All-Star Growth Fund
ASG
$328M
– –
-16,730
Closed -$98K
116 117
118
119 120

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Stifel Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Stifel Financial held 3,164 positions worth $48B, up 22% from $39.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Stifel Financial deployed $5.81B of net new capital in Q4 2019, opening 266 new positions and adding to 1,455 existing holdings. Its largest new stake was Insight Enterprises: 215,766 shares worth $15.2M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Growth ETF, an estimated $56.7M trimmed.

  • Stifel Financial's largest Q4 2019 buy was Insight Enterprises: 215,766 shares worth $15.2M.
  • Stifel Financial added most to Microsoft in Q4 2019, an estimated $184M increase.
  • Stifel Financial's biggest Q4 2019 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $56.7M.
  • Stifel Financial fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $143M.
  • Stifel Financial's ten largest holdings make up 14% of its $48B portfolio in Q4 2019.
  • Stifel Financial opened 266 new positions and closed 151 in Q4 2019.
  • Stifel Financial's portfolio value rose 22% quarter-over-quarter to $48B.

Based on Stifel Financial's 13F filing for Q4 2019, filed 13 Feb 2020.