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Stifel Financial

Stifel Financial Portfolio holdings

AUM $109B
1-Year Est. Return 21.36%
This Fund
S&P 500
This Quarter Est. Return
+8.2%
1 Year Est. Return
+21.36%
3 Year Est. Return
+66.37%
5 Year Est. Return
+85.41%
10 Year Est. Return
+302.98%
AUM
$48B
AUM Growth
+$8.81B
Cap. Flow
+$5.81B
Cap. Flow %
12.11%
Top 10 Hldgs %
13.93%
Holding
3,164
New
266
Increased
1,455
Reduced
1,132
Closed
151

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$184M
2
TFC icon
Truist Financial
TFC
+$144M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$127M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$123M
5
AMZN icon
Amazon
AMZN
+$99.4M

Top Sells

Rank Stock Value
1
STI
SunTrust Banks, Inc.
STI
+$143M
2
CELG
Celgene Corp
CELG
+$79.5M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$56.7M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$39.2M
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$22.7M

Sector Composition

Rank Sector Weight
1 Technology 14.55%
2 Healthcare 11.01%
3 Financials 10.12%
4 Industrials 8.96%
5 Consumer Staples 7.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLIR icon
2476
ClearSign Technologies
CLIR
$24.3M
$339K ﹤0.01%
44,383
-5,702
-11% -$55.5K
OCSL icon
2477
Oaktree Specialty Lending
OCSL
$1.02B
$339K ﹤0.01%
20,700
-10,147
-33% -$160K
FCCY
2478
DELISTED
1st Constitution Bancorp
FCCY
$339K ﹤0.01%
15,336
– –
CBOE icon
2479
Cboe Global Markets
CBOE
$32.5B
$338K ﹤0.01%
2,798
-7,667
-73% -$899K
DIAX
2480
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$338K ﹤0.01%
19,039
-4,518
-19% -$80.4K
KNCT icon
2481
Invesco Next Gen Connectivity ETF
KNCT
$153M
$338K ﹤0.01%
5,556
+123
+2% +$7.2K
RCI icon
2482
Rogers Communications
RCI
$18.3B
$338K ﹤0.01%
6,749
+979
+17% +$47.2K
FSTR icon
2483
Foster
FSTR
$430M
$337K ﹤0.01%
17,445
+1,760
+11% +$34.2K
PBD icon
2484
Invesco Global Clean Energy ETF
PBD
$182M
$333K ﹤0.01%
23,300
– –
ICPT
2485
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$333K ﹤0.01%
2,698
-2,144
-44% -$192K
ECHO
2486
DELISTED
Echo Global Logistics, Inc.
ECHO
$332K ﹤0.01%
16,003
-87,573
-85% -$1.83M
QQQX icon
2487
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$331K ﹤0.01%
13,736
+4,044
+42% +$94.5K
AIZ icon
2488
Assurant
AIZ
$13.8B
$330K ﹤0.01%
2,502
+788
+46% +$101K
RFG icon
2489
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$339M
$330K ﹤0.01%
10,815
+2,500
+30% +$73.5K
NMFC icon
2490
New Mountain Finance
NMFC
$651M
$329K ﹤0.01%
23,705
+4,338
+22% +$58.7K
SIZE icon
2491
iShares MSCI USA Size Factor ETF
SIZE
$428M
$329K ﹤0.01%
+3,391
New +$317K
SHG icon
2492
Shinhan Financial Group
SHG
$32.8B
$328K ﹤0.01%
8,667
+1,059
+14% +$39.2K
CSB icon
2493
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$269M
$327K ﹤0.01%
6,960
+684
+11% +$31.3K
UNB icon
2494
Union Bankshares
UNB
$106M
$327K ﹤0.01%
9,044
-532
-6% -$18.1K
BBP icon
2495
Virtus Biotech ETF
BBP
$93.9M
$326K ﹤0.01%
7,727
-826
-10% -$33.2K
BBWI icon
2496
Bath & Body Works
BBWI
$4.06B
$326K ﹤0.01%
22,147
+8,544
+63% +$123K
PHD
2497
DELISTED
Pioneer Floating Rate Fund
PHD
$326K ﹤0.01%
29,718
-460
-2% -$4.86K
FEI
2498
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$324K ﹤0.01%
27,034
-2,925
-10% -$32.5K
DFP
2499
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$323K ﹤0.01%
12,026
+397
+3% +$10.4K
USIG icon
2500
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$321K ﹤0.01%
+5,488
New +$319K
98 99
100
101 102

Similar funds

1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return
SEI Investments
SEI Investments Oaks, Pennsylvania $108B AUM 26.14% 1-Year Est. Return
Nordea Investment Management
Nordea Investment Management Stockholm, Sweden $107B AUM 24.58% 1-Year Est. Return
National Bank of Canada
National Bank of Canada Montreal, Quebec, Canada $112B AUM 31.26% 1-Year Est. Return
DZ Bank
DZ Bank Frankfurt Am Main, Germany $113B AUM 36.92% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
Manulife (Manufacturers Life Insurance)
Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return
RhumbLine Advisers
RhumbLine Advisers Boston, Massachusetts $117B AUM 29.66% 1-Year Est. Return

Stifel Financial's Q4 2019 Portfolio in Review

As of Q4 2019, Stifel Financial held 3,164 positions worth $48B, up 22% from $39.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Stifel Financial deployed $5.81B of net new capital in Q4 2019, opening 266 new positions and adding to 1,455 existing holdings. Its largest new stake was Insight Enterprises: 215,766 shares worth $15.2M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Growth ETF, an estimated $56.7M trimmed.

  • Stifel Financial's largest Q4 2019 buy was Insight Enterprises: 215,766 shares worth $15.2M.
  • Stifel Financial added most to Microsoft in Q4 2019, an estimated $184M increase.
  • Stifel Financial's biggest Q4 2019 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $56.7M.
  • Stifel Financial fully exited SunTrust Banks, Inc. in Q4 2019, selling an estimated $143M.
  • Stifel Financial's ten largest holdings make up 14% of its $48B portfolio in Q4 2019.
  • Stifel Financial opened 266 new positions and closed 151 in Q4 2019.
  • Stifel Financial's portfolio value rose 22% quarter-over-quarter to $48B.

Based on Stifel Financial's 13F filing for Q4 2019, filed 13 Feb 2020.