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Stifel Financial

Stifel Financial Portfolio holdings

AUM $120B
1-Year Est. Return 27.84%
This Fund
S&P 500
This Quarter Est. Return
+0.32%
1 Year Est. Return
+27.84%
3 Year Est. Return
+81.04%
5 Year Est. Return
+99.47%
10 Year Est. Return
+406.97%
AUM
$68.2B
AUM Growth
+$1.38B
Cap. Flow
+$1.67B
Cap. Flow %
2.45%
Top 10 Hldgs %
15.53%
Holding
3,490
New
177
Increased
1,761
Reduced
1,231
Closed
169

Top Buys

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$178M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$149M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$71.2M
4
BHVN
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
+$53M
5
AMZN icon
Amazon
AMZN
+$48.6M

Top Sells

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$132M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$106M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$98.5M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
5
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$64.3M

Sector Composition

Rank Sector Weight
1 Technology 17.12%
2 Healthcare 11.2%
3 Financials 9.97%
4 Industrials 8.94%
5 Consumer Discretionary 7.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPP icon
1976
iShares MSCI Pacific ex Japan ETF
EPP
$2.24B
$1.16M ﹤0.01%
23,755
-1,186
-5% -$60.5K
AMCX icon
1977
AMC Global Media
AMCX
$485M
$1.16M ﹤0.01%
24,851
+783
+3% +$40K
DTEC icon
1978
ALPS Disruptive Technologies ETF
DTEC
$77.9M
$1.16M ﹤0.01%
23,860
+282
+1% +$14K
DMLP icon
1979
Dorchester Minerals
DMLP
$1.35B
$1.16M ﹤0.01%
60,283
+5,245
+10% +$88.1K
ECOM
1980
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$1.16M ﹤0.01%
45,821
+9,215
+25% +$227K
ACIW icon
1981
ACI Worldwide
ACIW
$5.33B
$1.15M ﹤0.01%
37,523
+1,008
+3% +$33.4K
FDBC icon
1982
Fidelity D&D Bancorp
FDBC
$322M
$1.15M ﹤0.01%
22,842
– –
BSCT icon
1983
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.94B
$1.15M ﹤0.01%
54,480
+9,875
+22% +$211K
PFS icon
1984
Provident Financial Services
PFS
$3.24B
$1.15M ﹤0.01%
48,985
– –
BRKR icon
1985
Bruker
BRKR
$8.83B
$1.15M ﹤0.01%
14,713
+656
+5% +$54.5K
CTT
1986
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$1.15M ﹤0.01%
96,682
-3,543
-4% -$41.3K
NIM icon
1987
Nuveen Select Maturities Municipal Fund
NIM
$116M
$1.14M ﹤0.01%
105,360
-39,011
-27% -$425K
HWC icon
1988
Hancock Whitney
HWC
$6.34B
$1.14M ﹤0.01%
24,262
+11,234
+86% +$498K
CODI icon
1989
Compass Diversified
CODI
$908M
$1.14M ﹤0.01%
40,504
+554
+1% +$15.2K
TCPC icon
1990
BlackRock TCP Capital
TCPC
$336M
$1.14M ﹤0.01%
84,061
+83
+0.1% +$1.17K
SEIC icon
1991
SEI Investments
SEIC
$12.7B
$1.14M ﹤0.01%
19,188
+609
+3% +$37.2K
PBA icon
1992
Pembina Pipeline
PBA
$28.4B
$1.13M ﹤0.01%
35,768
-2,591
-7% -$81.7K
BURL icon
1993
Burlington
BURL
$22.3B
$1.13M ﹤0.01%
3,994
+199
+5% +$63.6K
SWX icon
1994
Southwest Gas
SWX
$6.68B
$1.13M ﹤0.01%
16,949
+1,002
+6% +$69.9K
MAC icon
1995
Macerich
MAC
$6.99B
$1.13M ﹤0.01%
67,556
-2,962
-4% -$50.3K
HR icon
1996
Healthcare Realty
HR
$6.58B
$1.13M ﹤0.01%
38,028
+200
+0.5% +$5.83K
SITM icon
1997
SiTime
SITM
$20.7B
$1.13M ﹤0.01%
5,520
-411
-7% -$73.3K
XPH icon
1998
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$1.13M ﹤0.01%
23,763
+702
+3% +$34.9K
EXD
1999
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$1.13M ﹤0.01%
99,809
-645
-0.6% -$7.64K
LEVI icon
2000
Levi Strauss
LEVI
$8.64B
$1.12M ﹤0.01%
45,823
+37,097
+425% +$1M
78 79
80
81 82

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Stifel Financial's Q3 2021 Portfolio in Review

As of Q3 2021, Stifel Financial held 3,490 positions worth $68.2B, up 2.1% from $66.8B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Stifel Financial's Q3 2021 filing shows 177 new, 1,761 increased, 1,231 reduced and 169 closed positions. Its largest new stake was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M. The largest sale was Vanguard Intermediate-Term Corporate Bond ETF, an estimated $132M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Stifel Financial's largest Q3 2021 buy was abrdn Bloomberg All Commodity Strategy K-1 Free ETF: 460,028 shares worth $12.9M.
  • Stifel Financial added most to iShares Broad USD Investment Grade Corporate Bond ETF in Q3 2021, an estimated $178M increase.
  • Stifel Financial's biggest Q3 2021 reduction was Vanguard Intermediate-Term Corporate Bond ETF, cutting an estimated $132M.
  • Stifel Financial fully exited Axsome Therapeutics in Q3 2021, selling an estimated $27.5M.
  • Stifel Financial's ten largest holdings make up 16% of its $68.2B portfolio in Q3 2021.
  • Stifel Financial opened 177 new positions and closed 169 in Q3 2021.
  • Stifel Financial's portfolio value rose 2.1% quarter-over-quarter to $68.2B.

Based on Stifel Financial's 13F filing for Q3 2021, filed 15 Nov 2021.