We are live on ! Find out more
SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 29.84%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+29.84%
3 Year Est. Return
+88.52%
5 Year Est. Return
+105.57%
10 Year Est. Return
–
AUM
$7.4B
AUM Growth
+$892M
Cap. Flow
+$244M
Cap. Flow %
3.3%
Top 10 Hldgs %
20.86%
Holding
3,641
New
262
Increased
1,167
Reduced
1,046
Closed
150

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.5M
3
GOCT icon
FT Vest US Equity Moderate Buffer ETF October
GOCT
+$16.4M
4
TSLA icon
Tesla
TSLA
+$13.9M
5
GNOV icon
FT Vest US Equity Moderate Buffer ETF November
GNOV
+$13.6M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$21.3M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$14.7M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$12.8M
4
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$12.3M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Consumer Discretionary 6.62%
3 Financials 6.48%
4 Healthcare 6.06%
5 Industrials 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KJUL icon
2001
Innovator US Small Cap Power Buffer ETF July
KJUL
$227M
$49.6K ﹤0.01%
1,832
-1,500
-45% -$37.9K
SMAY icon
2002
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$111M
$49.5K ﹤0.01%
2,250
– –
QTUM icon
2003
Defiance Quantum ETF
QTUM
$5.84B
$49.3K ﹤0.01%
908
– –
DLHC icon
2004
DLH Holdings
DLHC
$67.5M
$49.2K ﹤0.01%
3,126
– –
GAUG icon
2005
FT Vest US Equity Moderate Buffer ETF August
GAUG
$293M
$49.2K ﹤0.01%
1,560
– –
AWI icon
2006
Armstrong World Industries
AWI
$7.7B
$49.2K ﹤0.01%
+500
New +$41.3K
L icon
2007
Loews
L
$23.1B
$49.1K ﹤0.01%
705
+8
+1% +$532
LPG icon
2008
Dorian LPG
LPG
$2.03B
$48.6K ﹤0.01%
1,109
-321
-22% -$11.9K
PSCD icon
2009
Invesco S&P SmallCap Consumer Discretionary ETF
PSCD
$24.3M
$48.5K ﹤0.01%
468
+168
+56% +$15K
GATX icon
2010
GATX Corp
GATX
$6.38B
$48.4K ﹤0.01%
403
+10
+3% +$1.1K
EMHY icon
2011
iShares JPMorgan EM High Yield Bond ETF
EMHY
$638M
$48.2K ﹤0.01%
1,325
– –
CHY
2012
Calamos Convertible and High Income Fund
CHY
$1.09B
$48K ﹤0.01%
4,183
+1,789
+75% +$20.2K
KMX icon
2013
CarMax
KMX
$8.5B
$48K ﹤0.01%
625
-1,013
-62% -$68.1K
RESP
2014
DELISTED
WisdomTree U.S. ESG Fund
RESP
$48K ﹤0.01%
975
– –
BCSF icon
2015
Bain Capital Specialty
BCSF
$814M
$47.7K ﹤0.01%
3,168
+32
+1% +$487
AFMC icon
2016
First Trust Active Factor Mid Cap ETF
AFMC
$200M
$47.7K ﹤0.01%
+1,786
New +$43.6K
KSS icon
2017
Kohl's
KSS
$2.18B
$47.6K ﹤0.01%
1,660
-580
-26% -$13.6K
MORN icon
2018
Morningstar
MORN
$7.78B
$47.5K ﹤0.01%
166
+57
+52% +$14.9K
OGIG icon
2019
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$47.5K ﹤0.01%
1,300
– –
IMCV icon
2020
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.18B
$47.3K ﹤0.01%
698
+685
+5,269% +$42.6K
AMX icon
2021
America Movil
AMX
$70.3B
$47.3K ﹤0.01%
2,552
+22
+0.9% +$387
EVX icon
2022
VanEck Environmental Services ETF
EVX
$102M
$47.2K ﹤0.01%
1,550
– –
NI icon
2023
NiSource
NI
$20.4B
$47.1K ﹤0.01%
1,775
-916
-34% -$23.5K
FFIV icon
2024
F5
FFIV
$22.8B
$47.1K ﹤0.01%
263
-63
-19% -$10.3K
NDMO icon
2025
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$608M
$47K ﹤0.01%
4,742
– –
79 80
81
82 83

Similar funds

Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return
BPA
Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return
VARA
Value Aligned Research Advisors Princeton, New Jersey $20.7B AUM 292.88% 1-Year Est. Return
ASRS
Arizona State Retirement System Phoenix, Arizona $17.1B AUM 30.52% 1-Year Est. Return
Macquarie Group
Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

Steward Partners Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Steward Partners Investment Advisory held 3,641 positions worth $7.4B, up 14% from $6.5B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Steward Partners Investment Advisory deployed $244M of net new capital in Q4 2023, opening 262 new positions and adding to 1,167 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $21.3M trimmed.

  • Steward Partners Investment Advisory's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.
  • Steward Partners Investment Advisory added most to Invesco QQQ Trust in Q4 2023, an estimated $22.6M increase.
  • Steward Partners Investment Advisory's biggest Q4 2023 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $21.3M.
  • Steward Partners Investment Advisory fully exited Invesco S&P 500 High Beta ETF in Q4 2023, selling an estimated $1.18M.
  • Steward Partners Investment Advisory's ten largest holdings make up 21% of its $7.4B portfolio in Q4 2023.
  • Steward Partners Investment Advisory opened 262 new positions and closed 150 in Q4 2023.
  • Steward Partners Investment Advisory's portfolio value rose 14% quarter-over-quarter to $7.4B.

Based on Steward Partners Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.