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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 29.84%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+29.84%
3 Year Est. Return
+88.52%
5 Year Est. Return
+105.57%
10 Year Est. Return
–
AUM
$7.4B
AUM Growth
+$892M
Cap. Flow
+$244M
Cap. Flow %
3.3%
Top 10 Hldgs %
20.86%
Holding
3,641
New
262
Increased
1,167
Reduced
1,046
Closed
150

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.5M
3
GOCT icon
FT Vest US Equity Moderate Buffer ETF October
GOCT
+$16.4M
4
TSLA icon
Tesla
TSLA
+$13.9M
5
GNOV icon
FT Vest US Equity Moderate Buffer ETF November
GNOV
+$13.6M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$21.3M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$14.7M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$12.8M
4
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$12.3M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Consumer Discretionary 6.62%
3 Financials 6.48%
4 Healthcare 6.06%
5 Industrials 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXN icon
976
First Trust Energy AlphaDEX Fund
FXN
$387M
$525K 0.01%
31,433
-413
-1% -$7.03K
OXY.WS icon
977
Occidental Petroleum Corp Warrants
OXY.WS
$33.7B
$524K 0.01%
13,467
-31
-0.2% -$1.21K
AIG icon
978
American International
AIG
$39.8B
$524K 0.01%
7,736
-515
-6% -$32.8K
VONE icon
979
Vanguard Russell 1000 ETF
VONE
$8.74B
$522K 0.01%
2,408
+266
+12% +$53.9K
IYG icon
980
iShares US Financial Services ETF
IYG
$2.24B
$522K 0.01%
8,739
-147
-2% -$7.91K
IYE icon
981
iShares US Energy ETF
IYE
$1.8B
$522K 0.01%
11,832
-2,218
-16% -$99.7K
TTD icon
982
Trade Desk
TTD
$6.84B
$522K 0.01%
7,252
+798
+12% +$58.6K
FMF icon
983
First Trust Managed Futures Strategy Fund
FMF
$258M
$521K 0.01%
11,304
+1,845
+20% +$88K
PTC icon
984
PTC
PTC
$16.7B
$521K 0.01%
2,976
+2,616
+727% +$401K
GSIE icon
985
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$520K 0.01%
15,924
+2,386
+18% +$73K
BFC icon
986
Bank First Corp
BFC
$1.76B
$520K 0.01%
6,000
– –
PMAY icon
987
Innovator US Equity Power Buffer ETF May
PMAY
$819M
$519K 0.01%
16,504
-750
-4% -$22.7K
CRMD icon
988
CorMedix
CRMD
$639M
$519K 0.01%
138,008
+4,195
+3% +$14.4K
PTF icon
989
Invesco Dorsey Wright Technology Momentum ETF
PTF
$659M
$519K 0.01%
10,272
-1,500
-13% -$69K
FITB
990
Fifth Third Bancorp
FITB
$52.5B
$519K 0.01%
15,035
+12,582
+513% +$349K
PEY icon
991
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.18B
$518K 0.01%
24,521
-350
-1% -$6.8K
GRID
992
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.3B
$518K 0.01%
4,949
+1,671
+51% +$158K
ATO icon
993
Atmos Energy
ATO
$28.7B
$515K 0.01%
4,446
+1,118
+34% +$125K
CRNC icon
994
Cerence
CRNC
$389M
$515K 0.01%
26,190
-169
-0.6% -$2.94K
AJG icon
995
Arthur J. Gallagher & Co
AJG
$65B
$515K 0.01%
2,290
+261
+13% +$61.8K
FSK icon
996
FS KKR Capital
FSK
$3.49B
$515K 0.01%
25,767
-32,601
-56% -$640K
OMC icon
997
Omnicom Group
OMC
$24.2B
$514K 0.01%
5,942
-120
-2% -$9.46K
FXD icon
998
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$511K 0.01%
8,665
+1,476
+21% +$77.5K
SII
999
Sprott
SII
$3.03B
$511K 0.01%
15,040
-2,514
-14% -$77.7K
HYG icon
1000
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$509K 0.01%
6,581
+129
+2% +$9.62K
38 39
40
41 42

Similar funds

MIM
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Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
HHII
H&H International Investment Palo Alto, California $20B AUM 9.66% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
BPA
Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Steward Partners Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Steward Partners Investment Advisory held 3,641 positions worth $7.4B, up 14% from $6.5B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Steward Partners Investment Advisory deployed $244M of net new capital in Q4 2023, opening 262 new positions and adding to 1,167 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $21.3M trimmed.

  • Steward Partners Investment Advisory's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.
  • Steward Partners Investment Advisory added most to Invesco QQQ Trust in Q4 2023, an estimated $22.6M increase.
  • Steward Partners Investment Advisory's biggest Q4 2023 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $21.3M.
  • Steward Partners Investment Advisory fully exited Invesco S&P 500 High Beta ETF in Q4 2023, selling an estimated $1.18M.
  • Steward Partners Investment Advisory's ten largest holdings make up 21% of its $7.4B portfolio in Q4 2023.
  • Steward Partners Investment Advisory opened 262 new positions and closed 150 in Q4 2023.
  • Steward Partners Investment Advisory's portfolio value rose 14% quarter-over-quarter to $7.4B.

Based on Steward Partners Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.