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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 29.84%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+29.84%
3 Year Est. Return
+88.52%
5 Year Est. Return
+105.57%
10 Year Est. Return
–
AUM
$7.4B
AUM Growth
+$892M
Cap. Flow
+$244M
Cap. Flow %
3.3%
Top 10 Hldgs %
20.86%
Holding
3,641
New
262
Increased
1,167
Reduced
1,046
Closed
150

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.5M
3
GOCT icon
FT Vest US Equity Moderate Buffer ETF October
GOCT
+$16.4M
4
TSLA icon
Tesla
TSLA
+$13.9M
5
GNOV icon
FT Vest US Equity Moderate Buffer ETF November
GNOV
+$13.6M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$21.3M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$14.7M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$12.8M
4
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$12.3M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Consumer Discretionary 6.62%
3 Financials 6.48%
4 Healthcare 6.06%
5 Industrials 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFG icon
876
Principal Financial Group
PFG
$24.6B
$656K 0.01%
8,340
+44
+0.5% +$3.19K
EMLP icon
877
First Trust North American Energy Infrastructure Fund
EMLP
$4.16B
$656K 0.01%
23,678
-121
-0.5% -$3.26K
FFA
878
First Trust Enhanced Equity Income Fund
FFA
$473M
$653K 0.01%
35,727
-256
-0.7% -$4.42K
BMEZ icon
879
BlackRock Health Sciences Trust II
BMEZ
$1.02B
$652K 0.01%
44,522
-1,162
-3% -$16.2K
FNDX icon
880
Schwab Fundamental US Large Company Index ETF
FNDX
$27.6B
$649K 0.01%
31,440
+15,750
+100% +$303K
AON icon
881
Aon
AON
$75.7B
$648K 0.01%
2,226
+4
+0.2% +$1.28K
DXCM icon
882
DexCom
DXCM
$34.5B
$648K 0.01%
5,218
+2,299
+79% +$235K
MRNA icon
883
Moderna
MRNA
$25.4B
$646K 0.01%
6,495
+1,258
+24% +$106K
ASGI
884
abrdn Global Infrastructure Income Fund
ASGI
$781M
$644K 0.01%
35,882
+962
+3% +$15.9K
FNX icon
885
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$643K 0.01%
6,154
-449
-7% -$42.1K
UTG icon
886
Reaves Utility Income Fund
UTG
$3.69B
$641K 0.01%
23,987
+1,837
+8% +$47K
MKL icon
887
Markel Group
MKL
$22.8B
$640K 0.01%
451
+151
+50% +$214K
CCD
888
Calamos Dynamic Convertible & Income Fund
CCD
$755M
$640K 0.01%
32,350
+831
+3% +$15.5K
PNOV icon
889
Innovator US Equity Power Buffer ETF November
PNOV
$898M
$640K 0.01%
18,576
– –
FUMB icon
890
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$640K 0.01%
31,881
-18,250
-36% -$365K
BAUG icon
891
Innovator US Equity Buffer ETF August
BAUG
$204M
$639K 0.01%
17,749
-350
-2% -$11.9K
KVUE icon
892
Kenvue
KVUE
$36.9B
$637K 0.01%
29,595
-900
-3% -$18K
IHF icon
893
iShares US Healthcare Providers ETF
IHF
$1.26B
$635K 0.01%
12,085
-605
-5% -$30.7K
BIV icon
894
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$634K 0.01%
8,294
+3,280
+65% +$240K
LEMB icon
895
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$723M
$632K 0.01%
17,214
+2,929
+21% +$104K
EME icon
896
Emcor
EME
$36.7B
$631K 0.01%
2,931
-71
-2% -$14.9K
VGSH icon
897
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$631K 0.01%
10,811
+3,282
+44% +$190K
VYMI icon
898
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$630K 0.01%
9,482
+1,730
+22% +$109K
PAA icon
899
Plains All American Pipeline
PAA
$16.5B
$629K 0.01%
41,520
-1,581
-4% -$24.1K
OCTJ icon
900
Innovator Premium Income 30 Barrier ETF October
OCTJ
$18.7M
$628K 0.01%
+26,043
New +$628K
34 35
36
37 38

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PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
HHII
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EIM
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P
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BPA
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NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Steward Partners Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Steward Partners Investment Advisory held 3,641 positions worth $7.4B, up 14% from $6.5B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Steward Partners Investment Advisory deployed $244M of net new capital in Q4 2023, opening 262 new positions and adding to 1,167 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $21.3M trimmed.

  • Steward Partners Investment Advisory's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.
  • Steward Partners Investment Advisory added most to Invesco QQQ Trust in Q4 2023, an estimated $22.6M increase.
  • Steward Partners Investment Advisory's biggest Q4 2023 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $21.3M.
  • Steward Partners Investment Advisory fully exited Invesco S&P 500 High Beta ETF in Q4 2023, selling an estimated $1.18M.
  • Steward Partners Investment Advisory's ten largest holdings make up 21% of its $7.4B portfolio in Q4 2023.
  • Steward Partners Investment Advisory opened 262 new positions and closed 150 in Q4 2023.
  • Steward Partners Investment Advisory's portfolio value rose 14% quarter-over-quarter to $7.4B.

Based on Steward Partners Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.