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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 29.84%
This Fund
S&P 500
This Quarter Est. Return
+1.44%
1 Year Est. Return
+29.84%
3 Year Est. Return
+88.52%
5 Year Est. Return
+105.57%
10 Year Est. Return
–
AUM
$2.97B
AUM Growth
+$243M
Cap. Flow
+$218M
Cap. Flow %
7.35%
Top 10 Hldgs %
17.35%
Holding
2,902
New
138
Increased
996
Reduced
614
Closed
113

Top Buys

Rank Stock Value
1
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$13.8M
2
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$11.6M
3
AMZN icon
Amazon
AMZN
+$8.59M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.49M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$6.95M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$8.37M
2
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.48M
3
MCHP icon
Microchip Technology
MCHP
+$2.7M
4
JNJ icon
Johnson & Johnson
JNJ
+$2.7M
5
PANW icon
Palo Alto Networks
PANW
+$2.56M

Sector Composition

Rank Sector Weight
1 Technology 9.59%
2 Financials 7.34%
3 Consumer Discretionary 6.8%
4 Healthcare 6.02%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KSS icon
601
Kohl's
KSS
$2.22B
$466K 0.02%
9,394
-1,511
-14% -$74.1K
RA
602
Brookfield Real Assets Income Fund
RA
$704M
$466K 0.02%
20,658
+14,380
+229% +$319K
HTGC icon
603
Hercules Capital
HTGC
$3.17B
$464K 0.02%
34,747
+33,601
+2,932% +$439K
UNM icon
604
Unum
UNM
$14.7B
$462K 0.02%
15,562
-31
-0.2% -$921
BXMT icon
605
Blackstone Mortgage Trust
BXMT
$2.44B
$460K 0.02%
12,856
-144
-1% -$5.12K
NUAN
606
DELISTED
Nuance Communications, Inc.
NUAN
$458K 0.02%
32,484
+23,239
+251% +$334K
VTA
607
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$457K 0.02%
41,588
+9,250
+29% +$102K
MNP
608
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$457K 0.02%
29,843
+12,225
+69% +$186K
TDIV icon
609
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$456K 0.02%
11,391
+5,251
+86% +$208K
EW icon
610
Edwards Lifesciences
EW
$53.4B
$455K 0.02%
6,216
+333
+6% +$23.4K
HIG icon
611
Hartford Financial Services
HIG
$37.8B
$451K 0.02%
7,450
-181
-2% -$10.6K
HTD
612
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$451K 0.02%
15,888
+3,600
+29% +$93.9K
RSG icon
613
Republic Services
RSG
$65.9B
$449K 0.02%
5,187
-587
-10% -$51.6K
AAN.A
614
DELISTED
The Aaron's Company Inc Class A
AAN.A
$449K 0.02%
6,995
+1,129
+19% +$72.5K
FPL
615
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$445K 0.02%
47,792
+310
+0.7% +$2.9K
HBAN icon
616
Huntington Bancshares
HBAN
$35.9B
$444K 0.02%
31,146
+1,292
+4% +$17.7K
CTVA icon
617
Corteva
CTVA
$50.6B
$442K 0.01%
15,790
-3,242
-17% -$93.7K
CQP icon
618
Cheniere Energy
CQP
$32.6B
$440K 0.01%
9,675
-378
-4% -$16.8K
JPIN icon
619
JPMorgan Diversified Return International Equity ETF
JPIN
$374M
$439K 0.01%
8,275
-2,135
-21% -$113K
VCLT icon
620
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$437K 0.01%
4,320
-42
-1% -$4.17K
FEX icon
621
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$436K 0.01%
7,171
-250
-3% -$15.2K
AEE icon
622
Ameren
AEE
$30.2B
$435K 0.01%
5,442
+1,000
+23% +$76.8K
CMA
623
DELISTED
Comerica
CMA
$434K 0.01%
6,582
-410
-6% -$27.1K
MAS icon
624
Masco
MAS
$14.7B
$433K 0.01%
10,391
+1,661
+19% +$66.6K
NUV icon
625
Nuveen Municipal Value Fund
NUV
$1.9B
$431K 0.01%
41,052
+14,710
+56% +$152K
23 24
25
26 27

Similar funds

MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
HHII
H&H International Investment Palo Alto, California $20B AUM 9.66% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
BPA
Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

Steward Partners Investment Advisory's Q3 2019 Portfolio in Review

As of Q3 2019, Steward Partners Investment Advisory held 2,902 positions worth $2.97B, up 8.9% from $2.72B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Steward Partners Investment Advisory deployed $218M of net new capital in Q3 2019, opening 138 new positions and adding to 996 existing holdings. Its largest new stake was Hartford Multifactor Developed Markets ex-US ETF: 160,247 shares worth $4.47M.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, down from 9.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $8.37M trimmed.

  • Steward Partners Investment Advisory's largest Q3 2019 buy was Hartford Multifactor Developed Markets ex-US ETF: 160,247 shares worth $4.47M.
  • Steward Partners Investment Advisory added most to Pacer Trendpilot US Large Cap ETF in Q3 2019, an estimated $13.8M increase.
  • Steward Partners Investment Advisory's biggest Q3 2019 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $8.37M.
  • Steward Partners Investment Advisory fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $506K.
  • Steward Partners Investment Advisory's ten largest holdings make up 17% of its $2.97B portfolio in Q3 2019.
  • Steward Partners Investment Advisory opened 138 new positions and closed 113 in Q3 2019.
  • Steward Partners Investment Advisory's portfolio value rose 8.9% quarter-over-quarter to $2.97B.

Based on Steward Partners Investment Advisory's 13F filing for Q3 2019, filed 30 Oct 2019.