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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$7.4B
AUM Growth
+$892M
Cap. Flow
+$244M
Cap. Flow %
3.3%
Top 10 Hldgs %
20.86%
Holding
3,641
New
262
Increased
1,167
Reduced
1,046
Closed
150

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.5M
3
GOCT icon
FT Vest US Equity Moderate Buffer ETF October
GOCT
+$16.4M
4
TSLA icon
Tesla
TSLA
+$13.9M
5
GNOV icon
FT Vest US Equity Moderate Buffer ETF November
GNOV
+$13.6M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$21.3M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$14.7M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$12.8M
4
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$12.3M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Consumer Discretionary 6.62%
3 Financials 6.48%
4 Healthcare 6.06%
5 Industrials 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSJN
3601
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
– –
-3,383
Closed -$79.5K
IBDO
3602
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
– –
-8,229
Closed -$209K
IBTD
3603
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
– –
-5,189
Closed -$129K
SGEN
3604
DELISTED
Seagen Inc. Common Stock
SGEN
– –
-386
Closed -$81.9K
CLRG
3605
DELISTED
IndexIQ ETF Trust IQ U.S. Large Cap ETF
CLRG
– –
-525
Closed -$16.8K
PACW
3606
DELISTED
PacWest Bancorp
PACW
– –
-312
Closed -$2.47K
VMW
3607
DELISTED
VMware, Inc
VMW
– –
-3,951
Closed -$658K
FDEU
3608
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-1,149
Closed -$14.2K
ARGO
3609
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-57
Closed -$1.7K
AGOV
3610
DELISTED
ETC Gavekal Asia Pacific Government Bond ETF
AGOV
– –
-15
Closed -$1.11K
KMF
3611
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-1,968
Closed -$14K
NEWR
3612
DELISTED
New Relic, Inc.
NEWR
– –
-615
Closed -$52.7K
AVID
3613
DELISTED
Avid Technology Inc
AVID
– –
-63
Closed -$1.69K
CEQP
3614
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-835
Closed -$24.4K
JPS
3615
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-5,258
Closed -$32.4K
EWGS
3616
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
– –
-750
Closed -$41.7K
LTRPA
3617
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-4
Closed -$2
ASPY
3618
DELISTED
ASYMmetric Smart S&P 500 ETF
ASPY
– –
-2,140
Closed -$54.5K
ZEV
3619
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-54
Closed -$30
INFI
3620
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-100
Closed -$2
WE.WS
3621
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
– –
-333
Closed -$8
AMRS
3622
DELISTED
Amyris Inc.
AMRS
– –
-264
Closed -$16
APPH
3623
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-4,150
Closed -$71
BBIG
3624
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-650
Closed -$62
VRAY
3625
DELISTED
ViewRay, Inc.
VRAY
– –
-23,000
Closed -$189
142 143 144
145
146

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BG
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PCM
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CS
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HHII
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LF
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EIM
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Steward Partners Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Steward Partners Investment Advisory held 3,641 positions worth $7.4B, up 14% from $6.5B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Steward Partners Investment Advisory deployed $244M of net new capital in Q4 2023, opening 262 new positions and adding to 1,167 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $21.3M trimmed.

  • Steward Partners Investment Advisory's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.
  • Steward Partners Investment Advisory added most to Invesco QQQ Trust in Q4 2023, an estimated $22.6M increase.
  • Steward Partners Investment Advisory's biggest Q4 2023 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $21.3M.
  • Steward Partners Investment Advisory fully exited Invesco S&P 500 High Beta ETF in Q4 2023, selling an estimated $1.18M.
  • Steward Partners Investment Advisory's ten largest holdings make up 21% of its $7.4B portfolio in Q4 2023.
  • Steward Partners Investment Advisory opened 262 new positions and closed 150 in Q4 2023.
  • Steward Partners Investment Advisory's portfolio value rose 14% quarter-over-quarter to $7.4B.

Based on Steward Partners Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.