We are live on ! Find out more
SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
+10.48%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$7.4B
AUM Growth
+$892M
Cap. Flow
+$244M
Cap. Flow %
3.3%
Top 10 Hldgs %
20.86%
Holding
3,641
New
262
Increased
1,167
Reduced
1,046
Closed
150

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.6M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$16.5M
3
GOCT icon
FT Vest US Equity Moderate Buffer ETF October
GOCT
+$16.4M
4
TSLA icon
Tesla
TSLA
+$13.9M
5
GNOV icon
FT Vest US Equity Moderate Buffer ETF November
GNOV
+$13.6M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$21.3M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$14.7M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$12.8M
4
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
+$12.3M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$11.2M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Consumer Discretionary 6.62%
3 Financials 6.48%
4 Healthcare 6.06%
5 Industrials 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEGI icon
3576
iShares MSCI Agriculture Producers ETF
VEGI
$148M
– –
-1,615
Closed -$61.5K
VERI icon
3577
Veritone
VERI
$141M
– –
-1,000
Closed -$2.58K
VET icon
3578
Vermilion Energy
VET
$1.73B
– –
-1,200
Closed -$17.5K
VGZ icon
3579
Vista Gold
VGZ
$339M
– –
-27
Closed -$12
VIRT icon
3580
Virtu Financial
VIRT
$5.04B
– –
-399
Closed -$6.89K
VTC icon
3581
Vanguard Total Corporate Bond ETF
VTC
$1.71B
– –
-380
Closed -$27.5K
WOOF icon
3582
Petco
WOOF
$780M
– –
-2,000
Closed -$8.18K
WTMF icon
3583
WisdomTree Managed Futures Strategy Fund
WTMF
$249M
– –
-31
Closed -$1.09K
YORW icon
3584
York Water
YORW
$528M
– –
-702
Closed -$26.3K
INVX
3585
Innovex International
INVX
$2.13B
– –
-558
Closed -$15.7K
FLG.PRU
3586
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
– –
-500
Closed -$18.2K
LGF.B
3587
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-8
Closed -$63
ZUO
3588
DELISTED
Zuora, Inc.
ZUO
– –
-2,000
Closed -$16.5K
HYB
3589
DELISTED
New America High Income Fund, Inc.
HYB
– –
-17,296
Closed -$112K
AMLI
3590
DELISTED
American Lithium Corp. Common Stock
AMLI
– –
-25,368
Closed -$36.3K
IBDP
3591
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
– –
-15,300
Closed -$378K
BIG
3592
DELISTED
Big Lots, Inc.
BIG
– –
-450
Closed -$2.3K
VLD
3593
DELISTED
Velo3D, Inc.
VLD
– –
-29
Closed -$1.56K
SWAV
3594
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
– –
-50
Closed -$9.96K
NXTP
3595
DELISTED
NextPlay Technologies, Inc. Common Stock
NXTP
– –
-30
Closed -$26
NGM
3596
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
– –
-4,146
Closed -$4.44K
LMDXW
3597
DELISTED
LumiraDx Limited Warrant
LMDXW
$0 ﹤0.01%
21
– –
LMDX
3598
DELISTED
LumiraDx Limited Common Shares
LMDX
– –
-42
Closed -$10
FTCH
3599
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-810
Closed -$1.69K
FRTX
3600
DELISTED
Fresh Tracks Therapeutics, Inc. Common Stock
FRTX
– –
-709
Closed -$688
142 143
144
145 146

Similar funds

MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $19.8B AUM 19.53% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CS
Candriam SCA Strassen, Luxembourg, Luxembourg $19.3B AUM 39.18% 1-Year Est. Return
HHII
H&H International Investment Palo Alto, California $20B AUM 9.66% 1-Year Est. Return
LF
Lansforsakringar Fondforvaltning Stockholm, Sweden $19.1B AUM 26.9% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return

Steward Partners Investment Advisory's Q4 2023 Portfolio in Review

As of Q4 2023, Steward Partners Investment Advisory held 3,641 positions worth $7.4B, up 14% from $6.5B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Steward Partners Investment Advisory deployed $244M of net new capital in Q4 2023, opening 262 new positions and adding to 1,167 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares Core S&P Small-Cap ETF, an estimated $21.3M trimmed.

  • Steward Partners Investment Advisory's largest Q4 2023 buy was FT Vest US Equity Moderate Buffer ETF October: 519,965 shares worth $16.8M.
  • Steward Partners Investment Advisory added most to Invesco QQQ Trust in Q4 2023, an estimated $22.6M increase.
  • Steward Partners Investment Advisory's biggest Q4 2023 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $21.3M.
  • Steward Partners Investment Advisory fully exited Invesco S&P 500 High Beta ETF in Q4 2023, selling an estimated $1.18M.
  • Steward Partners Investment Advisory's ten largest holdings make up 21% of its $7.4B portfolio in Q4 2023.
  • Steward Partners Investment Advisory opened 262 new positions and closed 150 in Q4 2023.
  • Steward Partners Investment Advisory's portfolio value rose 14% quarter-over-quarter to $7.4B.

Based on Steward Partners Investment Advisory's 13F filing for Q4 2023, filed 12 Feb 2024.