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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$5.82B
AUM Growth
-$96.9M
Cap. Flow
+$162M
Cap. Flow %
2.78%
Top 10 Hldgs %
18.24%
Holding
4,053
New
206
Increased
1,284
Reduced
709
Closed
843

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$9.53M
2
AAPL icon
Apple
AAPL
+$6.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$6.32M
4
MSFT icon
Microsoft
MSFT
+$5.68M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.43M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$4.3M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.21M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.1M
4
COF.PRG
Capital One Financial Corporation
COF.PRG
+$3.7M
5
CI icon
Cigna
CI
+$3.66M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 7.55%
3 Financials 7.26%
4 Healthcare 6.4%
5 Communication Services 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITC.PRA
3526
DELISTED
SITE Centers Corp. Depositary Shares, each representing a 1/20th interest in a share of 6.375% Class A Cumulative Redeemable Preferred Shares, without par value
SITC.PRA
– –
-79
Closed -$2K
C.PRK
3527
DELISTED
Citigroup Inc. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 6.875% Fixed Rate/Floating Rate Noncumulative Preferred Stock, Series K
C.PRK
– –
-10,287
Closed -$295K
GS.PRJ
3528
DELISTED
GOLDMAN SACHS GROUP, INC. 5.50% SER J
GS.PRJ
– –
-6,920
Closed -$190K
RZA
3529
DELISTED
REINSURANCE GROUP OF AMERICA, INCORPORATED 6.20% Fixed-To-Floating Rate Subordinated Debentures due 2042
RZA
– –
-1,984
Closed -$54K
PNC.PRP
3530
DELISTED
THE PNC FINANCIAL SERVICES GROUP, INC.
PNC.PRP
– –
-11,432
Closed -$301K
USB.PRM
3531
DELISTED
U.S. Bancorp Depositary Shares, each representing 1/1000th interest in a share of Series F Non-Cumul
USB.PRM
– –
-11,597
Closed -$300K
JTA
3532
DELISTED
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
– –
-5,034
Closed -$59K
ALLY.PRA
3533
DELISTED
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
– –
-428
Closed -$11K
VNO.PRK
3534
DELISTED
VORNADO REALTY TRUST 5.70% Series K Cumulative Redeemable Preferred Shares of Beneficial Interest
VNO.PRK
– –
-4,460
Closed -$116K
CBB.PRB
3535
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
– –
-515
Closed -$26K
UZA
3536
DELISTED
United States Cellular Corp. 6.95% Senior Notes due 2060
UZA
– –
-3,165
Closed -$82K
RNR.PRE
3537
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
– –
-1,817
Closed -$46K
TI
3538
DELISTED
Telecom Italia
TI
– –
-101
Closed -$1K
HMNY
3539
DELISTED
Helios and Matheson Analytics Inc.
HMNY
– –
-8,500
Closed –
NTT
3540
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-837
Closed -$22K
PARN
3541
DELISTED
Parnell Pharmaceuticals Holdings Ltd
PARN
– –
-1,000
Closed –
NWBO
3542
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
– –
-7,000
Closed -$10K
STMP
3543
DELISTED
Stamps.com, Inc.
STMP
– –
-100
Closed -$20K
C.PRJ
3544
DELISTED
CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J
C.PRJ
– –
-4,194
Closed -$119K
PPX
3545
DELISTED
PPL CAPITAL FUNDING, INC. 2013 Series B Junior Subordinated Notes due 2073
PPX
– –
-3,401
Closed -$86K
INTZ
3546
DELISTED
INTRUSION INC NEW
INTZ
– –
-300
Closed -$5K
GAB.RT
3547
DELISTED
The Gabelli Equity Trust Inc. Rights (expiring July 14, 2021)
GAB.RT
– –
-18,990
Closed -$2K
138 139 140 141
142

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BG
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HHII
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LF
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Steward Partners Investment Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Steward Partners Investment Advisory held 4,053 positions worth $5.82B, down 1.6% from $5.91B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Steward Partners Investment Advisory's Q3 2021 filing shows 206 new, 1,284 increased, 709 reduced and 843 closed positions. Its largest new stake was Northern Oil and Gas: 166,823 shares worth $3.57M. The largest sale was Verizon, an estimated $4.3M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Steward Partners Investment Advisory's largest Q3 2021 buy was Northern Oil and Gas: 166,823 shares worth $3.57M.
  • Steward Partners Investment Advisory added most to Amazon in Q3 2021, an estimated $9.53M increase.
  • Steward Partners Investment Advisory's biggest Q3 2021 reduction was Verizon, cutting an estimated $4.3M.
  • Steward Partners Investment Advisory fully exited Capital One Financial Corporation in Q3 2021, selling an estimated $3.7M.
  • Steward Partners Investment Advisory's ten largest holdings make up 18% of its $5.82B portfolio in Q3 2021.
  • Steward Partners Investment Advisory opened 206 new positions and closed 843 in Q3 2021.
  • Steward Partners Investment Advisory's portfolio value fell 1.6% quarter-over-quarter to $5.82B.

Based on Steward Partners Investment Advisory's 13F filing for Q3 2021, filed 12 Nov 2021.