SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $12.8B
1-Year Return 18.62%
This Quarter Return
+10.48%
1 Year Return
+18.62%
3 Year Return
+71.58%
5 Year Return
+120.29%
10 Year Return
–
AUM
$7.4B
AUM Growth
+$892M
Cap. Flow
+$258M
Cap. Flow %
3.49%
Top 10 Hldgs %
20.86%
Holding
3,642
New
263
Increased
1,167
Reduced
1,046
Closed
150

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$24.4M
2
VOO icon
Vanguard S&P 500 ETF
VOO
$17.6M
3
GOCT icon
FT Vest US Equity Moderate Buffer ETF October
GOCT
$16.8M
4
TSLA icon
Tesla
TSLA
$14.5M
5
GNOV icon
FT Vest US Equity Moderate Buffer ETF November
GNOV
$13.8M

Top Sells

1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$23.9M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
$15.6M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
$13.3M
4
GJUN icon
FT Vest US Equity Moderate Buffer ETF June
GJUN
$12.8M
5
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$11.6M

Sector Composition

1 Technology 15.65%
2 Consumer Discretionary 6.62%
3 Financials 6.47%
4 Healthcare 6.06%
5 Industrials 4.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TOVX icon
3476
Theriva Biologics
TOVX
$3.79M
$6 ﹤0.01%
1
– –
IBIO icon
3477
iBio
IBIO
$15.7M
$4 ﹤0.01%
3
– –
PAVM icon
3478
PAVmed
PAVM
$9.64M
$4 ﹤0.01%
+1
New +$4
XTIA icon
3479
XTI Aerospace
XTIA
$41.1M
– –
0
– -$5
GROM
3480
DELISTED
Grom Social Enterprises Inc. Common Stock
GROM
$2 ﹤0.01%
2
– –
ASTI icon
3481
Ascent Solar Technologies
ASTI
$5.91M
– –
0
– –
ROI
3482
DELISTED
RiskOn International, Inc. Common Stock
ROI
$1 ﹤0.01%
2
– –
BODY.WS
3483
DELISTED
The Beachbody Company, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
BODY.WS
$1 ﹤0.01%
500
– –
JPS
3484
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-5,258
Closed -$32.4K
EWGS
3485
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
– –
-750
Closed -$41.7K
LTRPA
3486
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-4
Closed -$2
ASPY
3487
DELISTED
ASYMmetric Smart S&P 500 ETF
ASPY
– –
-2,140
Closed -$54.5K
ZEV
3488
DELISTED
Lightning eMotors, Inc.
ZEV
– –
-54
Closed -$30
INFI
3489
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-100
Closed -$2
WE.WS
3490
DELISTED
WeWork Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
WE.WS
– –
-333
Closed -$8
AMRS
3491
DELISTED
Amyris Inc.
AMRS
– –
-264
Closed -$16
APPH
3492
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-4,150
Closed -$71
BBIG
3493
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
– –
-650
Closed -$62
VRAY
3494
DELISTED
ViewRay, Inc.
VRAY
– –
-23,000
Closed -$189
NMTR
3495
DELISTED
9 Meters Biopharma, Inc. Common Stock
NMTR
– –
-1,117
Closed -$13
FNCH
3496
DELISTED
Finch Therapeutics Group, Inc. Common Stock
FNCH
– –
-75
Closed -$389
SEAC
3497
DELISTED
Seachange International Inc
SEAC
– –
-1,851
Closed -$8.46K
HZNP
3498
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-62
Closed -$7.17K
ESTE
3499
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-996
Closed -$20.2K
ATVI
3500
DELISTED
Activision Blizzard Inc.
ATVI
– –
-6,650
Closed -$623K
138 139
140
141 142