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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$5.82B
AUM Growth
-$96.9M
Cap. Flow
+$162M
Cap. Flow %
2.78%
Top 10 Hldgs %
18.24%
Holding
4,053
New
206
Increased
1,284
Reduced
709
Closed
843

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$9.53M
2
AAPL icon
Apple
AAPL
+$6.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$6.32M
4
MSFT icon
Microsoft
MSFT
+$5.68M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.43M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$4.3M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.21M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.1M
4
COF.PRG
Capital One Financial Corporation
COF.PRG
+$3.7M
5
CI icon
Cigna
CI
+$3.66M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 7.55%
3 Financials 7.26%
4 Healthcare 6.4%
5 Communication Services 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF.PRG
3426
DELISTED
Capital One Financial Corporation
COF.PRG
– –
-143,301
Closed -$3.7M
TRIL
3427
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-2,500
Closed -$24K
WALA
3428
DELISTED
Western Alliance Bancorporation
WALA
– –
-435
Closed -$11K
PSB.PRW
3429
DELISTED
PS Business Parks, Inc Depositary Shares Each Representing 1/1000 of a Share of 5.20% Cumulative
PSB.PRW
– –
-101
Closed -$3K
MDLA
3430
DELISTED
Medallia, Inc.
MDLA
– –
-50
Closed -$2K
BXS.PRA
3431
DELISTED
BancorpSouth Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock
BXS.PRA
– –
-9,250
Closed -$245K
HBANN
3432
DELISTED
Huntington Bancshares Incorporated Depositary Shares Series C Non-Cumulative Perpetual Preferred St
HBANN
– –
-4,100
Closed -$106K
SOJB
3433
DELISTED
The Southern Company Series 2016A 5.25% Junior Subordinated Notes due October 1, 2076
SOJB
– –
-1,029
Closed -$26K
NNN.PRF
3434
DELISTED
National Retail Properties, Inc. Depositary Shares, each representing a 1/100th interest in a share
NNN.PRF
– –
-1,025
Closed -$27K
FINS.RT
3435
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
$0 ﹤0.01%
+186
New +$45
TDA
3436
DELISTED
TELEPHONE AND DATA SYSTEMS, INC. 5.875% Senior Notes due 2061
TDA
– –
-1,050
Closed -$28K
CLDR
3437
DELISTED
Cloudera, Inc.
CLDR
– –
-5,450
Closed -$86K
DUKH
3438
DELISTED
Duke Energy Corporation 5.125% Junior Subordinated Debentures due January 15, 2073
DUKH
– –
-4,072
Closed -$108K
KCAC
3439
DELISTED
Kensington Capital Acquisition Corp. II
KCAC
– –
-100
Closed -$1K
ACGLP
3440
DELISTED
Arch Capital Group Ltd. Depositary Shares Representing Interest in 5.25% Non-Cumulative Preferred Se
ACGLP
– –
-82
Closed -$2K
AGO.PRE
3441
DELISTED
Assured Guaranty Municipal Holdings Inc. 6.25% Notes due 2102
AGO.PRE
– –
-1,730
Closed -$44K
SRNGU
3442
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-2,500
Closed -$26K
ACIC
3443
DELISTED
Atlas Crest Investment Corp.
ACIC
– –
-100
Closed -$1K
IFFT
3444
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-7,625
Closed -$386K
WFC.PRX
3445
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-23,851
Closed -$609K
ASB.PRD
3446
DELISTED
Associated Banc-Corp Depositary Shares, each representing a 1/40th interest in a share of Associated
ASB.PRD
– –
-1,200
Closed -$31K
SHSP
3447
DELISTED
SharpSpring, Inc.
SHSP
– –
-28,159
Closed -$476K
PFPT
3448
DELISTED
Proofpoint, Inc.
PFPT
– –
-88
Closed -$15K
QTS
3449
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-120
Closed -$9K
CNP.PRB
3450
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-18,400
Closed -$834K
136 137
138
139 140

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Steward Partners Investment Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Steward Partners Investment Advisory held 4,053 positions worth $5.82B, down 1.6% from $5.91B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Steward Partners Investment Advisory's Q3 2021 filing shows 206 new, 1,284 increased, 709 reduced and 843 closed positions. Its largest new stake was Northern Oil and Gas: 166,823 shares worth $3.57M. The largest sale was Verizon, an estimated $4.3M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Steward Partners Investment Advisory's largest Q3 2021 buy was Northern Oil and Gas: 166,823 shares worth $3.57M.
  • Steward Partners Investment Advisory added most to Amazon in Q3 2021, an estimated $9.53M increase.
  • Steward Partners Investment Advisory's biggest Q3 2021 reduction was Verizon, cutting an estimated $4.3M.
  • Steward Partners Investment Advisory fully exited Capital One Financial Corporation in Q3 2021, selling an estimated $3.7M.
  • Steward Partners Investment Advisory's ten largest holdings make up 18% of its $5.82B portfolio in Q3 2021.
  • Steward Partners Investment Advisory opened 206 new positions and closed 843 in Q3 2021.
  • Steward Partners Investment Advisory's portfolio value fell 1.6% quarter-over-quarter to $5.82B.

Based on Steward Partners Investment Advisory's 13F filing for Q3 2021, filed 12 Nov 2021.