We are live on ! Find out more
SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$5.82B
AUM Growth
-$96.9M
Cap. Flow
+$162M
Cap. Flow %
2.78%
Top 10 Hldgs %
18.24%
Holding
4,053
New
206
Increased
1,284
Reduced
709
Closed
843

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$9.53M
2
AAPL icon
Apple
AAPL
+$6.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$6.32M
4
MSFT icon
Microsoft
MSFT
+$5.68M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.43M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$4.3M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.21M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.1M
4
COF.PRG
Capital One Financial Corporation
COF.PRG
+$3.7M
5
CI icon
Cigna
CI
+$3.66M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 7.55%
3 Financials 7.26%
4 Healthcare 6.4%
5 Communication Services 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFMS
3401
DELISTED
Conformis, Inc. Common Stock
CFMS
$0 ﹤0.01%
4
– –
HYMCZ
3402
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCZ
$0 ﹤0.01%
100
– –
AVLR
3403
DELISTED
Avalara, Inc.
AVLR
– –
-15
Closed -$2K
TMX
3404
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-69
Closed -$3K
POLY
3405
DELISTED
Plantronics, Inc.
POLY
$0 ﹤0.01%
5
– –
PSTH.WS
3406
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
$0 ﹤0.01%
288
– –
TSCBP
3407
DELISTED
TriState Capital Holdings, Inc. Depositary Share, representing a 1/40th Interest in a Share of 6.375
TSCBP
– –
-400
Closed -$11K
AMH.PRF
3408
DELISTED
American Homes 4 Rent
AMH.PRF
– –
-1,100
Closed -$28K
FTAI.PRB
3409
DELISTED
Fortress Transportation and Infrastructure Investors LLC 8.00% Fixed-to-Floating Rate Series B Cumul
FTAI.PRB
– –
-2,525
Closed -$67K
HGH
3410
DELISTED
THE HARTFORD FINANCIAL SERVICES GROUP, INC. 7.875% FIXED-TO-FLOATING RATE JR SUB DEBENTURE DUE 2042
HGH
– –
-2,585
Closed -$69K
DHR.PRA
3411
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-618
Closed -$1.11M
PBCTP
3412
DELISTED
People's United Financial, Inc. Perpetual Preferred Series A Fixed-to-floating Rate
PBCTP
– –
-34,685
Closed -$994K
BANC.PRE
3413
DELISTED
Banc of California, Inc Depositary Shares Each Representing a 1/40th Interest in a Share of 7.000% N
BANC.PRE
– –
-11,815
Closed -$301K
GGZ.PRA
3414
DELISTED
The Gabelli Global Small and Mid Cap Value Trust 5.450% Series A Cumulative Preferred Shares (Liquid
GGZ.PRA
– –
-585
Closed -$15K
MNR.PRC
3415
DELISTED
Monmouth Real Estate Investment Corporation 6.125% Series C Cumulative Redeemable Preferred Stock
MNR.PRC
– –
-1,934
Closed -$49K
BXRX
3416
DELISTED
Baudax Bio, Inc. Common Stock
BXRX
– –
0
– –
FMBIO
3417
DELISTED
First Midwest Bancorp, Inc. Depositary Shares Each Representing a 1/40th Interest in a Share of Fixe
FMBIO
– –
-3,367
Closed -$95K
FMBIP
3418
DELISTED
First Midwest Bancorp, Inc. Depositary Shares Each Representing a 1/40th Interest in a Share of Fixe
FMBIP
– –
-5,900
Closed -$166K
GSS
3419
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
200
– –
CIT.PRB
3420
DELISTED
CIT Group Inc. 5.625 % Non-Cumulative Perpetual Preferred Stock, Series B
CIT.PRB
– –
-17,000
Closed -$464K
APO.PRA
3421
DELISTED
Apollo Global Management, Inc. 6.375% Series A Preferred Shares
APO.PRA
– –
-12,432
Closed -$326K
NEE.PRK
3422
DELISTED
NextEra Energy Capital Holdings, Inc. Series K Junior Subordinated Debentures due June 1, 2076
NEE.PRK
– –
-273
Closed -$7K
IPLDP
3423
DELISTED
Interstate Power & Light Company Perp Prd Ser D
IPLDP
– –
-585
Closed -$15K
DTY
3424
DELISTED
DTE Energy Company 2016 Series F 6.00% Junior Subordinated Debentures due 2076
DTY
– –
-15
Closed –
COF.PRH
3425
DELISTED
Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of
COF.PRH
– –
-9,013
Closed -$233K
135 136
137
138 139

Similar funds

MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $19.8B AUM 19.53% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CS
Candriam SCA Strassen, Luxembourg, Luxembourg $19.3B AUM 39.18% 1-Year Est. Return
HHII
H&H International Investment Palo Alto, California $20B AUM 9.66% 1-Year Est. Return
LF
Lansforsakringar Fondforvaltning Stockholm, Sweden $19.1B AUM 26.9% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return

Steward Partners Investment Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Steward Partners Investment Advisory held 4,053 positions worth $5.82B, down 1.6% from $5.91B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Steward Partners Investment Advisory's Q3 2021 filing shows 206 new, 1,284 increased, 709 reduced and 843 closed positions. Its largest new stake was Northern Oil and Gas: 166,823 shares worth $3.57M. The largest sale was Verizon, an estimated $4.3M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Steward Partners Investment Advisory's largest Q3 2021 buy was Northern Oil and Gas: 166,823 shares worth $3.57M.
  • Steward Partners Investment Advisory added most to Amazon in Q3 2021, an estimated $9.53M increase.
  • Steward Partners Investment Advisory's biggest Q3 2021 reduction was Verizon, cutting an estimated $4.3M.
  • Steward Partners Investment Advisory fully exited Capital One Financial Corporation in Q3 2021, selling an estimated $3.7M.
  • Steward Partners Investment Advisory's ten largest holdings make up 18% of its $5.82B portfolio in Q3 2021.
  • Steward Partners Investment Advisory opened 206 new positions and closed 843 in Q3 2021.
  • Steward Partners Investment Advisory's portfolio value fell 1.6% quarter-over-quarter to $5.82B.

Based on Steward Partners Investment Advisory's 13F filing for Q3 2021, filed 12 Nov 2021.