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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
+9.49%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$6.58B
AUM Growth
+$761M
Cap. Flow
+$286M
Cap. Flow %
4.35%
Top 10 Hldgs %
19.29%
Holding
3,429
New
216
Increased
1,200
Reduced
849
Closed
169

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$11.1M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$10.2M
3
MSFT icon
Microsoft
MSFT
+$9.61M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.54M
5
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$9.17M

Top Sells

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$19.5M
2
SUI icon
Sun Communities
SUI
+$10.2M
3
C icon
Citigroup
C
+$8.85M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.4M
5
BMY icon
Bristol-Myers Squibb
BMY
+$5.97M

Sector Composition

Rank Sector Weight
1 Technology 16.31%
2 Consumer Discretionary 7.83%
3 Financials 6.97%
4 Healthcare 6.68%
5 Communication Services 4.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASLEW
3376
DELISTED
AerSale Corp Warrants
ASLEW
– –
-1,000
Closed -$6K
COR
3377
DELISTED
Coresite Realty Corporation
COR
– –
-1,852
Closed -$257K
LMRK
3378
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
– –
-9,675
Closed -$158K
BSCL
3379
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-45,572
Closed -$961K
BSJL
3380
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
– –
-11,171
Closed -$257K
KSU
3381
DELISTED
Kansas City Southern
KSU
– –
-1,129
Closed -$306K
BGIO
3382
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-221,390
Closed -$1.16M
PCI
3383
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-59,264
Closed -$1.25M
FIV
3384
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-132,799
Closed -$1.28M
SVOKU
3385
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-400
Closed -$4K
CXP
3386
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-3,705
Closed -$70K
SOFIW
3387
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-2,000
Closed -$12K
CVA
3388
DELISTED
Covanta Holding Corporation
CVA
– –
-2,200
Closed -$44K
XLRN
3389
DELISTED
Acceleron Pharma
XLRN
– –
-300
Closed -$52K
FLXN
3390
DELISTED
Flexion Therapeutics, Inc.
FLXN
– –
-1,963
Closed -$12K
JTD
3391
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-299
Closed -$5K
XONE
3392
DELISTED
The ExOne Company
XONE
– –
-325
Closed -$8K
KDMN
3393
DELISTED
Kadmon Holdings, Inc.
KDMN
– –
-3,000
Closed -$26K
SKINW
3394
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
– –
-300
Closed -$4K
VTA
3395
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-27,650
Closed -$324K
JHB
3396
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-134,989
Closed -$1.27M
RPAI
3397
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
– –
-1,160
Closed -$15K
RFUN
3398
DELISTED
RiverFront Dynamic Unconstrained Income
RFUN
– –
-26,645
Closed -$686K
BOWXU
3399
DELISTED
BowX Acquisition Corp. Unit
BOWXU
– –
-1,000
Closed -$11K
SCR
3400
DELISTED
Score Media and Gaming Inc. Class A Subordinate Voting Shares
SCR
– –
-300
Closed -$10K
133 134 135
136
137

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BG
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PCM
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CS
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HHII
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LF
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EIM
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Steward Partners Investment Advisory's Q4 2021 Portfolio in Review

As of Q4 2021, Steward Partners Investment Advisory held 3,429 positions worth $6.58B, up 13% from $5.82B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Steward Partners Investment Advisory deployed $286M of net new capital in Q4 2021, opening 216 new positions and adding to 1,200 existing holdings. Its largest new stake was Array Digital Infrastructure: 90,667 shares worth $2.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, an estimated $19.5M trimmed.

  • Steward Partners Investment Advisory's largest Q4 2021 buy was Array Digital Infrastructure: 90,667 shares worth $2.86M.
  • Steward Partners Investment Advisory added most to First Trust Preferred Securities and Income ETF in Q4 2021, an estimated $11.1M increase.
  • Steward Partners Investment Advisory's biggest Q4 2021 reduction was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF, cutting an estimated $19.5M.
  • Steward Partners Investment Advisory fully exited iShares Convertible Bond ETF in Q4 2021, selling an estimated $4.51M.
  • Steward Partners Investment Advisory's ten largest holdings make up 19% of its $6.58B portfolio in Q4 2021.
  • Steward Partners Investment Advisory opened 216 new positions and closed 169 in Q4 2021.
  • Steward Partners Investment Advisory's portfolio value rose 13% quarter-over-quarter to $6.58B.

Based on Steward Partners Investment Advisory's 13F filing for Q4 2021, filed 8 Feb 2022.