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SPIA

Steward Partners Investment Advisory Portfolio holdings

AUM $19.6B
1-Year Est. Return 22.89%
This Fund
S&P 500
This Quarter Est. Return
-0.21%
1 Year Est. Return
+22.89%
3 Year Est. Return
+70.83%
5 Year Est. Return
+87.36%
10 Year Est. Return
–
AUM
$5.82B
AUM Growth
-$96.9M
Cap. Flow
+$162M
Cap. Flow %
2.78%
Top 10 Hldgs %
18.24%
Holding
4,053
New
206
Increased
1,284
Reduced
709
Closed
843

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$9.53M
2
AAPL icon
Apple
AAPL
+$6.85M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$6.32M
4
MSFT icon
Microsoft
MSFT
+$5.68M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.43M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$4.3M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$4.21M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.1M
4
COF.PRG
Capital One Financial Corporation
COF.PRG
+$3.7M
5
CI icon
Cigna
CI
+$3.66M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Consumer Discretionary 7.55%
3 Financials 7.26%
4 Healthcare 6.4%
5 Communication Services 5.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFG.PRE icon
3176
Citizens Financial Group Series E Preferred Stock
CFG.PRE
$323M
– –
-1,175
Closed -$31K
CHSCL
3177
CHS Inc Class B Series 4 Preferred Stock
CHSCL
$525M
– –
-2,502
Closed -$73K
CHSCM
3178
CHS Inc Class B Series 3 Preferred Stock
CHSCM
$484M
– –
-110
Closed -$3K
CHSCN
3179
CHS Inc Class B Series 2 Preferred Stock
CHSCN
$423M
– –
-1,036
Closed -$30K
CIM.PRA
3180
Chimera Investment Corp 8.00% Series A Preferred Stock
CIM.PRA
$128M
– –
-950
Closed -$24K
CLH icon
3181
Clean Harbors
CLH
$16.7B
– –
-49
Closed -$5K
CMRE.PRC icon
3182
Costamare Inc 8.50% Series C Preferred Stock
CMRE.PRC
$105M
– –
-4,400
Closed -$117K
CMSD
3183
CMS Energy Corp 5.875% Junior Subordinated Notes due 2079
CMSD
$544M
– –
-95
Closed -$3K
COF.PRI icon
3184
Capital One Financial Series I Preferred Stock
COF.PRI
$1.07B
– –
-6,596
Closed -$179K
COF.PRJ icon
3185
Capital One Financial Series J Preferred Stock
COF.PRJ
$859M
– –
-91,364
Closed -$2.41M
CRVS icon
3186
Corvus Pharmaceuticals
CRVS
$1.27B
$0 ﹤0.01%
+25
New +$74
CTBB
3187
DELISTED
Qwest Corp 6.5% Notes due 2056
CTBB
– –
-11
Closed –
CTRA
3188
DELISTED
Coterra Energy
CTRA
– –
-289
Closed -$5K
C.PRN icon
3189
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$2.37B
– –
-10,444
Closed -$291K
DAC icon
3190
Danaos Corp
DAC
$2.55B
– –
-70
Closed -$5K
DBRG.PRJ icon
3191
DigitalBridge Group 7.125% Series J Preferred Stock
DBRG.PRJ
$178M
– –
-250
Closed -$7K
DFAE icon
3192
Dimensional Emerging Core Equity Market ETF
DFAE
$9.82B
– –
-370
Closed -$11K
DHCNI
3193
Diversified Healthcare Trust 5.625% Senior Notes due 2042
DHCNI
$256M
– –
-2,861
Closed -$69K
DHF
3194
BNY Mellon High Yield Strategies Fund
DHF
$175M
$0 ﹤0.01%
16
– –
DLNG.PRA icon
3195
Dynagas LNG Partners LP 9.00% Series A Preferred Units
DLNG.PRA
$79.1M
– –
-1,500
Closed -$38K
DNOW icon
3196
DNOW Inc
DNOW
$3.04B
$0 ﹤0.01%
32
– –
DSX icon
3197
Diana Shipping
DSX
$296M
– –
-1,974
Closed -$7K
DUK.PRA icon
3198
Duke Energy Corp Series A Preferred Stock
DUK.PRA
$980M
– –
-14,072
Closed -$404K
ECNS icon
3199
iShares MSCI China Small-Cap ETF
ECNS
$66.6M
– –
-8,261
Closed -$477K
EDV icon
3200
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
– –
-133
Closed -$18K
126 127
128
129 130

Similar funds

MIM
MetLife Investment Management Whippany, New Jersey $19.6B AUM 32.64% 1-Year Est. Return
Select Equity Group
Select Equity Group New York $19.5B AUM 17.33% 1-Year Est. Return
BG
Bahl & Gaynor Cincinnati, Ohio $19.8B AUM 19.53% 1-Year Est. Return
PCM
Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return
CS
Candriam SCA Strassen, Luxembourg, Luxembourg $19.3B AUM 39.18% 1-Year Est. Return
HHII
H&H International Investment Palo Alto, California $20B AUM 9.66% 1-Year Est. Return
LF
Lansforsakringar Fondforvaltning Stockholm, Sweden $19.1B AUM 26.9% 1-Year Est. Return
EIM
Elliott Investment Management West Palm Beach, Florida $20.1B AUM 60.76% 1-Year Est. Return

Steward Partners Investment Advisory's Q3 2021 Portfolio in Review

As of Q3 2021, Steward Partners Investment Advisory held 4,053 positions worth $5.82B, down 1.6% from $5.91B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Steward Partners Investment Advisory's Q3 2021 filing shows 206 new, 1,284 increased, 709 reduced and 843 closed positions. Its largest new stake was Northern Oil and Gas: 166,823 shares worth $3.57M. The largest sale was Verizon, an estimated $4.3M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Steward Partners Investment Advisory's largest Q3 2021 buy was Northern Oil and Gas: 166,823 shares worth $3.57M.
  • Steward Partners Investment Advisory added most to Amazon in Q3 2021, an estimated $9.53M increase.
  • Steward Partners Investment Advisory's biggest Q3 2021 reduction was Verizon, cutting an estimated $4.3M.
  • Steward Partners Investment Advisory fully exited Capital One Financial Corporation in Q3 2021, selling an estimated $3.7M.
  • Steward Partners Investment Advisory's ten largest holdings make up 18% of its $5.82B portfolio in Q3 2021.
  • Steward Partners Investment Advisory opened 206 new positions and closed 843 in Q3 2021.
  • Steward Partners Investment Advisory's portfolio value fell 1.6% quarter-over-quarter to $5.82B.

Based on Steward Partners Investment Advisory's 13F filing for Q3 2021, filed 12 Nov 2021.