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SFPIA

Stevens First Principles Investment Advisors Portfolio holdings

AUM $172M
1-Year Est. Return 9.93%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.93%
3 Year Est. Return
+44.04%
5 Year Est. Return
+42.5%
10 Year Est. Return
–
AUM
$168M
AUM Growth
+$26.4M
Cap. Flow
+$20.2M
Cap. Flow %
11.97%
Top 10 Hldgs %
29.6%
Holding
247
New
35
Increased
50
Reduced
44
Closed
37

Top Buys

Rank Stock Value
1
LYB icon
LyondellBasell Industries
LYB
+$4.28M
2
TS icon
Tenaris
TS
+$4.25M
3
QCOM icon
Qualcomm
QCOM
+$2.84M
4
OVV icon
Ovintiv
OVV
+$1.9M
5
GE icon
GE Aerospace
GE
+$1.63M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$310K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$239K
3
PEP icon
PepsiCo
PEP
+$213K
4
WFC icon
Wells Fargo
WFC
+$140K
5
EBAY icon
eBay
EBAY
+$114K

Sector Composition

Rank Sector Weight
1 Energy 17.72%
2 Real Estate 11.9%
3 Consumer Staples 11.11%
4 Industrials 10.42%
5 Financials 10.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
201
Vanguard Morningstar Value ETF
VTV
$188B
$3K ﹤0.01%
50
– –
AIV
202
Aimco
AIV
$387M
$2K ﹤0.01%
450
– –
CNI icon
203
Canadian National Railway
CNI
$76.8B
$2K ﹤0.01%
30
– –
NEA icon
204
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$2K ﹤0.01%
+130
New +$1.6K
CNQ icon
205
Canadian Natural Resources
CNQ
$99.3B
$1K ﹤0.01%
72
– –
IGE icon
206
iShares North American Natural Resources ETF
IGE
$741M
$1K ﹤0.01%
30
– –
MLCO icon
207
Melco Resorts & Entertainment
MLCO
$2.26B
$1K ﹤0.01%
+45
New +$1.2K
NLY icon
208
Annaly Capital Management
NLY
$17.2B
$1K ﹤0.01%
25
– –
SHOO icon
209
Steven Madden
SHOO
$3.43B
$1K ﹤0.01%
56
– –
AA icon
210
Alcoa
AA
$12B
– –
-343
Closed -$6K
AIR icon
211
AAR Corp
AIR
$5.61B
– –
-1,480
Closed -$33K
AMAT icon
212
Applied Materials
AMAT
$409B
– –
-2,900
Closed -$43K
BLK icon
213
Blackrock
BLK
$169B
– –
-100
Closed -$26K
CEF icon
214
Sprott Physical Gold and Silver Trust
CEF
$7.41B
– –
-6,000
Closed -$82K
CP icon
215
Canadian Pacific Kansas City
CP
$78.1B
– –
-3,250
Closed -$79K
EBAY icon
216
eBay
EBAY
$50.7B
– –
-5,227
Closed -$114K
GDX icon
217
VanEck Gold Miners ETF
GDX
$22.7B
– –
-2,000
Closed -$49K
GILD icon
218
Gilead Sciences
GILD
$162B
– –
-400
Closed -$21K
B
219
Barrick Mining
B
$61.6B
– –
-1,500
Closed -$24K
HALO icon
220
Halozyme
HALO
$9.78B
– –
-500
Closed -$4K
HIG icon
221
Hartford Financial Services
HIG
$39.1B
– –
-3,100
Closed -$96K
IAU icon
222
iShares Gold Trust
IAU
$62.9B
– –
-65
Closed -$2K
INSM icon
223
Insmed
INSM
$21.2B
– –
-600
Closed -$7K
JPM icon
224
JPMorgan Chase
JPM
$939B
– –
-1,900
Closed -$100K
KMDA icon
225
Kamada
KMDA
$415M
– –
-1,000
Closed -$11K
6 7 8
9
10

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ACM
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FAM
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Stevens First Principles Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Stevens First Principles Investment Advisors held 247 positions worth $168M, up 19% from $142M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Stevens First Principles Investment Advisors deployed $20.2M of net new capital in Q3 2013, opening 35 new positions and adding to 50 existing holdings. Its largest new stake was LyondellBasell Industries: 61,535 shares worth $4.51M.

By sector, the portfolio is most concentrated in Energy at 18% of assets, up from 15% a quarter earlier, followed by Real Estate and Consumer Staples.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $310K trimmed.

  • Stevens First Principles Investment Advisors's largest Q3 2013 buy was LyondellBasell Industries: 61,535 shares worth $4.51M.
  • Stevens First Principles Investment Advisors added most to Qualcomm in Q3 2013, an estimated $2.84M increase.
  • Stevens First Principles Investment Advisors's biggest Q3 2013 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $310K.
  • Stevens First Principles Investment Advisors fully exited Wells Fargo in Q3 2013, selling an estimated $140K.
  • Stevens First Principles Investment Advisors's ten largest holdings make up 30% of its $168M portfolio in Q3 2013.
  • Stevens First Principles Investment Advisors opened 35 new positions and closed 37 in Q3 2013.
  • Stevens First Principles Investment Advisors's portfolio value rose 19% quarter-over-quarter to $168M.

Based on Stevens First Principles Investment Advisors's 13F filing for Q3 2013, filed 25 Oct 2013.