SGS

Sterling Global Strategies Portfolio holdings

AUM $18M
1-Year Est. Return 11.58%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+11.58%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$18M
AUM Growth
-$1.73M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
231
New
Increased
Reduced
Closed

Top Buys

1
+$4.23M
2
+$4.12M
3
+$725K
4
RWM icon
ProShares Short Russell2000
RWM
+$367K
5
SH icon
ProShares Short S&P500
SH
+$321K

Top Sells

1
+$5.21M
2
+$917K
3
+$288K
4
BND icon
Vanguard Total Bond Market
BND
+$266K
5
NOC icon
Northrop Grumman
NOC
+$220K

Sector Composition

1 Consumer Staples 6.32%
2 Consumer Discretionary 5.87%
3 Communication Services 5.35%
4 Healthcare 3.6%
5 Technology 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
76
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
– –
-300
XLI icon
77
State Street Industrial Select Sector SPDR ETF
XLI
$30.5B
– –
-348
XLY icon
78
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.4B
– –
-500
ZBH icon
79
Zimmer Biomet
ZBH
$18.3B
– –
-494
INVX
80
Innovex International
INVX
$1.76B
– –
-505
FLG
81
Flagstar Bank National Association
FLG
$6.09B
– –
-208
CDMO
82
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-1,429
AUMN
83
DELISTED
Golden Minerals Company
AUMN
– –
-80
TELL
84
DELISTED
Tellurian Inc.
TELL
– –
-7,000
VTNR
85
DELISTED
Vertex Energy, Inc
VTNR
– –
-10,000
CEM
86
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-105
CS
87
DELISTED
Credit Suisse Group
CS
– –
-280
SPNE
88
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-100
ZVO
89
DELISTED
Zovio Inc. Common Stock
ZVO
– –
-300
TWTR
90
DELISTED
Twitter, Inc.
TWTR
– –
-426
LMNX
91
DELISTED
Luminex Corp
LMNX
– –
-200
PRAH
92
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-32
APHA
93
DELISTED
Aphria Inc. Common Shares
APHA
– –
-200
CHK
94
DELISTED
Chesapeake Energy Corporation
CHK
– –
-28
WBC
95
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-288
DPK
96
DELISTED
Direxion Daily Developed Markets Bear 3x Shares
DPK
– –
-262
DYB
97
DELISTED
WisdomTree Dynamic Bearish U.S. Equity Fund
DYB
– –
-50
HF
98
DELISTED
HFF Inc.
HF
– –
-638
FBR
99
DELISTED
Fibria Celulose Sa
FBR
– –
-50
UGAZ
100
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-8
2 3
4
5 6