SGS

Sterling Global Strategies Portfolio holdings

AUM $18M
1-Year Est. Return 11.58%
This Quarter Est. Return
1 Year Est. Return
+11.58%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$18M
AUM Growth
-$1.73M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
231
New
Increased
Reduced
Closed

Top Buys

1
+$4.4M
2
+$4.34M
3
+$719K
4
RWM icon
ProShares Short Russell2000
RWM
+$358K
5
SH icon
ProShares Short S&P500
SH
+$307K

Top Sells

1
+$5.22M
2
+$917K
3
+$288K
4
BND icon
Vanguard Total Bond Market
BND
+$266K
5
NOC icon
Northrop Grumman
NOC
+$220K

Sector Composition

1 Consumer Staples 6.32%
2 Consumer Discretionary 5.87%
3 Communication Services 5.35%
4 Healthcare 3.6%
5 Technology 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
76
Flagstar Financial
FLG
$4.69B
– –
-208
CDMO
77
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
– –
-1,429
AUMN
78
DELISTED
Golden Minerals Company
AUMN
– –
-80
TELL
79
DELISTED
Tellurian Inc.
TELL
– –
-7,000
VTNR
80
DELISTED
Vertex Energy, Inc
VTNR
– –
-10,000
CEM
81
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-105
CS
82
DELISTED
Credit Suisse Group
CS
– –
-280
SPNE
83
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
– –
-100
ZVO
84
DELISTED
Zovio Inc. Common Stock
ZVO
– –
-300
TWTR
85
DELISTED
Twitter, Inc.
TWTR
– –
-426
LMNX
86
DELISTED
Luminex Corp
LMNX
– –
-200
PRAH
87
DELISTED
PRA Health Sciences, Inc.
PRAH
– –
-32
APHA
88
DELISTED
Aphria Inc. Common Shares
APHA
– –
-200
HSBC.PRA
89
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-500
BGG
90
DELISTED
Briggs & Stratton Corp.
BGG
– –
-1,450
CHK
91
DELISTED
Chesapeake Energy Corporation
CHK
– –
-28
WBC
92
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-288
DPK
93
DELISTED
Direxion Daily Developed Markets Bear 3x Shares
DPK
– –
-262
DYB
94
DELISTED
WisdomTree Dynamic Bearish U.S. Equity Fund
DYB
– –
-50
AVP
95
DELISTED
Avon Products, Inc.
AVP
– –
-1,000
DF
96
DELISTED
Dean Foods Company
DF
– –
-1,000
VSM
97
DELISTED
Versum Materials, Inc.
VSM
– –
-110
HF
98
DELISTED
HFF Inc.
HF
– –
-638
FBR
99
DELISTED
Fibria Celulose Sa
FBR
– –
-50
UGAZ
100
DELISTED
VelocityShares 3x Long Natural Gas ETN linked to the S&P GSCI Natural Gas Index ER due February 9, 2
UGAZ
– –
-8
2 3
4
5 6