ST

Spot Trading Portfolio holdings

AUM $784M
1-Year Est. Return 2.73%
This Quarter Est. Return
1 Year Est. Return
+2.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$784M
AUM Growth
+$111M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,426
New
Increased
Reduced
Closed

Top Buys

1
+$22.9M
2
+$16.4M
3
+$12M
4
BA icon
Boeing
BA
+$11.5M
5
BIDU icon
Baidu
BIDU
+$10M

Top Sells

1
+$11.6M
2
+$9.21M
3
+$7.32M
4
RL icon
Ralph Lauren
RL
+$6.78M
5
XOM icon
Exxon Mobil
XOM
+$6.55M

Sector Composition

1 Technology 17.55%
2 Consumer Discretionary 15.6%
3 Healthcare 12.05%
4 Industrials 10.21%
5 Communication Services 9.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCP
876
DELISTED
TC Pipelines LP
TCP
– –
-4,118
EV
877
DELISTED
Eaton Vance Corp.
EV
– –
0
CXO
878
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-9,372
BMCH
879
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
0
DNKN
880
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
0
AMAG
881
DELISTED
AMAG Pharmaceuticals
AMAG
– –
0
MR
882
DELISTED
Montage Resources Corporation Common Stock
MR
– –
0
HTZ
883
DELISTED
Hertz Global Holdings, Inc.
HTZ
– –
0
IMMU
884
DELISTED
Immunomedics Inc
IMMU
– –
0
MNK
885
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
0
AMTD
886
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
0
NBL
887
DELISTED
Noble Energy, Inc.
NBL
– –
0
INWK
888
DELISTED
InnerWorkings, Inc.
INWK
– –
-170
BREW
889
DELISTED
Craft Brew Alliance, Inc.
BREW
– –
-1,625
CCMP
890
DELISTED
CMC Materials, Inc. Common Stock
CCMP
– –
0
TLRD
891
DELISTED
Tailored Brands, Inc.
TLRD
– –
0
NE
892
DELISTED
Noble Corporation
NE
– –
0
LM
893
DELISTED
Legg Mason, Inc.
LM
– –
-8
IBKC
894
DELISTED
IBERIABANK Corp
IBKC
– –
0
SDRL
895
DELISTED
Seadrill Limited Common Stock
SDRL
– –
0
AKRX
896
DELISTED
Akorn Inc
AKRX
– –
0
WBC
897
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-2,846
UNT
898
DELISTED
UNIT Corporation
UNT
– –
0
JCP
899
DELISTED
J.C. Penney Company, Inc.
JCP
– –
0
TGE
900
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
– –
-994
34 35
36
37 38