SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Est. Return 4.81%
This Quarter Est. Return
1 Year Est. Return
+4.81%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$250M
AUM Growth
+$9.17M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
162
New
Increased
Reduced
Closed

Top Buys

1
+$1.75M
2
+$1.04M
3
+$732K
4
FAST icon
Fastenal
FAST
+$339K
5
PII icon
Polaris
PII
+$254K

Top Sells

1
+$1.73M
2
+$1.32M
3
+$647K
4
WMB icon
Williams Companies
WMB
+$270K
5
CL icon
Colgate-Palmolive
CL
+$240K

Sector Composition

1 Industrials 17.83%
2 Financials 15.39%
3 Technology 12.93%
4 Healthcare 12.68%
5 Consumer Staples 10.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUK.PR
126
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$228K 0.09%
8,600
TEVA icon
127
Teva Pharmaceuticals
TEVA
$36.4B
$226K 0.09%
+3,450
MO icon
128
Altria Group
MO
$104B
$224K 0.09%
3,842
+132
DD
129
DELISTED
Du Pont De Nemours E I
DD
$221K 0.09%
+3,319
PCP
130
DELISTED
PRECISION CASTPARTS CORP
PCP
$220K 0.09%
950
SU icon
131
Suncor Energy
SU
$59.8B
$215K 0.09%
8,350
-101
WU icon
132
Western Union
WU
$2.95B
$214K 0.09%
+11,950
JPM icon
133
JPMorgan Chase
JPM
$842B
$210K 0.08%
+3,182
NE
134
DELISTED
Noble Corporation
NE
$208K 0.08%
19,730
-19,500
JOF
135
Japan Smaller Capitalization Fund
JOF
$320M
$202K 0.08%
19,753
OPK icon
136
Opko Health
OPK
$983M
$188K 0.08%
18,700
SLRC icon
137
SLR Investment Corp
SLRC
$837M
$177K 0.07%
10,750
DX
138
Dynex Capital
DX
$2.15B
$153K 0.06%
8,050
-8,386
CDI
139
DELISTED
CDI Corp.
CDI
$128K 0.05%
18,985
EARN
140
Ellington Residential Mortgage REIT
EARN
$212M
$125K 0.05%
10,103
CTG
141
DELISTED
Computer Task Group, Inc.
CTG
$88K 0.04%
13,310
MPX icon
142
Marine Products Corp
MPX
$331M
$85K 0.03%
14,144
IBN icon
143
ICICI Bank
IBN
$110B
$78K 0.03%
+11,000
XCO
144
DELISTED
Exco Resources
XCO
$24K 0.01%
1,280
AAME icon
145
Atlantic American Corp
AAME
$59.2M
– –
-10,150
BP icon
146
BP
BP
$90.9B
– –
-7,976
IVZ icon
147
Invesco
IVZ
$13.1B
– –
-6,443
WMB icon
148
Williams Companies
WMB
$75.2B
– –
-7,320
BHI
149
DELISTED
Baker Hughes
BHI
– –
-4,000
HCBK
150
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-130,293
3 4 5
6
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