SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Return 4.81%
This Quarter Return
+5.34%
1 Year Return
+4.81%
3 Year Return
+35.57%
5 Year Return
–
10 Year Return
–
AUM
$250M
AUM Growth
+$9.17M
Cap. Flow
-$1.36M
Cap. Flow %
-0.54%
Top 10 Hldgs %
24.96%
Holding
162
New
9
Increased
16
Reduced
56
Closed
7

Top Buys

1
GOOGL icon
Alphabet (Google) Class A
GOOGL
$1.75M
2
MTB icon
M&T Bank
MTB
$1.05M
3
NWLI
National Western Life Group, Inc. Class A
NWLI
$732K
4
FAST icon
Fastenal
FAST
$339K
5
PII icon
Polaris
PII
$254K

Top Sells

1
GOOG icon
Alphabet (Google) Class C
GOOG
$1.73M
2
HCBK
HUDSON CITY BANCORP INC
HCBK
$1.33M
3
NWLIA
NATL WESTN LIFE INS CO CL A
NWLIA
$647K
4
WMB icon
Williams Companies
WMB
$270K
5
CL icon
Colgate-Palmolive
CL
$240K

Sector Composition

1 Industrials 17.83%
2 Financials 15.39%
3 Technology 12.93%
4 Healthcare 12.68%
5 Consumer Staples 10.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PUK.PR
126
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$228K 0.09%
8,600
– –
TEVA icon
127
Teva Pharmaceuticals
TEVA
$21.2B
$226K 0.09%
+3,450
New +$226K
MO icon
128
Altria Group
MO
$112B
$224K 0.09%
3,842
+132
+4% +$7.7K
DD
129
DELISTED
Du Pont De Nemours E I
DD
$221K 0.09%
+3,319
New +$221K
PCP
130
DELISTED
PRECISION CASTPARTS CORP
PCP
$220K 0.09%
950
– –
SU icon
131
Suncor Energy
SU
$48.7B
$215K 0.09%
8,350
-101
-1% -$2.6K
WU icon
132
Western Union
WU
$2.82B
$214K 0.09%
+11,950
New +$214K
JPM icon
133
JPMorgan Chase
JPM
$835B
$210K 0.08%
+3,182
New +$210K
NE
134
DELISTED
Noble Corporation
NE
$208K 0.08%
19,730
-19,500
-50% -$206K
JOF
135
Japan Smaller Capitalization Fund
JOF
$303M
$202K 0.08%
19,753
– –
OPK icon
136
Opko Health
OPK
$1.1B
$188K 0.08%
18,700
– –
SLRC icon
137
SLR Investment Corp
SLRC
$911M
$177K 0.07%
10,750
– –
DX
138
Dynex Capital
DX
$1.66B
$153K 0.06%
8,050
-8,386
-51% -$159K
CDI
139
DELISTED
CDI Corp.
CDI
$128K 0.05%
18,985
– –
EARN
140
Ellington Residential Mortgage REIT
EARN
$213M
$125K 0.05%
10,103
– –
CTG
141
DELISTED
Computer Task Group, Inc.
CTG
$88K 0.04%
13,310
– –
MPX icon
142
Marine Products Corp
MPX
$323M
$85K 0.03%
14,144
– –
IBN icon
143
ICICI Bank
IBN
$114B
$78K 0.03%
+11,000
New +$78K
XCO
144
DELISTED
Exco Resources
XCO
$24K 0.01%
1,280
– –
HCBK
145
DELISTED
HUDSON CITY BANCORP INC
HCBK
– –
-130,293
Closed -$1.33M
NWLIA
146
DELISTED
NATL WESTN LIFE INS CO CL A
NWLIA
– –
-2,905
Closed -$647K
IVZ icon
147
Invesco
IVZ
$9.79B
– –
-6,443
Closed -$201K
WMB icon
148
Williams Companies
WMB
$70.3B
– –
-7,320
Closed -$270K
BHI
149
DELISTED
Baker Hughes
BHI
– –
-4,000
Closed -$208K
AAME icon
150
Atlantic American Corp
AAME
$68.1M
– –
-10,150
Closed -$41K
3 4 5
6
7