SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
This Quarter Return
-5.09%
1 Year Return
+4.81%
3 Year Return
+35.57%
5 Year Return
–
10 Year Return
–
AUM
$241M
AUM Growth
+$241M
Cap. Flow
-$4.15M
Cap. Flow %
-1.72%
Top 10 Hldgs %
24.21%
Holding
160
New
3
Increased
24
Reduced
69
Closed
7

Top Buys

1
EMR icon
Emerson Electric
EMR
$362K
2
GSK icon
GSK
GSK
$273K
3
PCP
PRECISION CASTPARTS CORP
PCP
$218K
4
MO icon
Altria Group
MO
$202K
5
CLNY
Colony Capital, Inc.
CLNY
$158K

Top Sells

1
AAP icon
Advance Auto Parts
AAP
$360K
2
AGCO icon
AGCO
AGCO
$330K
3
BNS icon
Scotiabank
BNS
$281K
4
BRLI
BIO-REFERENCE LABS INC-NEW-
BRLI
$281K
5
TEVA icon
Teva Pharmaceuticals
TEVA
$274K

Sector Composition

1 Industrials 17.05%
2 Financials 15.61%
3 Technology 13.4%
4 Healthcare 12.23%
5 Consumer Staples 10.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SU icon
126
Suncor Energy
SU
$49.3B
$226K 0.09%
8,451
-400
-5% -$10.7K
PUK.PR
127
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$220K 0.09%
8,600
-800
-9% -$20.5K
PCP
128
DELISTED
PRECISION CASTPARTS CORP
PCP
$218K 0.09%
+950
New +$218K
AAWW
129
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$211K 0.09%
6,100
– –
BHI
130
DELISTED
Baker Hughes
BHI
$208K 0.09%
4,000
-45
-1% -$2.34K
BP icon
131
BP
BP
$88.8B
$205K 0.09%
6,711
– –
MO icon
132
Altria Group
MO
$112B
$202K 0.08%
+3,710
New +$202K
JOF
133
Japan Smaller Capitalization Fund
JOF
$304M
$201K 0.08%
19,753
– –
IVZ icon
134
Invesco
IVZ
$9.68B
$201K 0.08%
6,443
– –
SLRC icon
135
SLR Investment Corp
SLRC
$903M
$170K 0.07%
10,750
– –
CDI
136
DELISTED
CDI Corp.
CDI
$162K 0.07%
18,985
– –
OPK icon
137
Opko Health
OPK
$1.1B
$157K 0.07%
+18,700
New +$157K
EARN
138
Ellington Residential Mortgage REIT
EARN
$214M
$123K 0.05%
10,103
-500
-5% -$6.09K
MPX icon
139
Marine Products Corp
MPX
$308M
$98K 0.04%
14,144
– –
CTG
140
DELISTED
Computer Task Group, Inc.
CTG
$82K 0.03%
13,310
-4,300
-24% -$26.5K
AAME icon
141
Atlantic American Corp
AAME
$66.5M
$41K 0.02%
10,150
-1,300
-11% -$5.25K
XCO
142
DELISTED
Exco Resources
XCO
$14K 0.01%
19,200
-3,100
-14% -$2.26K
ESV
143
DELISTED
Ensco Rowan plc
ESV
– –
-9,598
Closed -$214K
BRLI
144
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
– –
-6,800
Closed -$281K
DD
145
DELISTED
Du Pont De Nemours E I
DD
– –
-3,319
Closed -$212K
WU icon
146
Western Union
WU
$2.82B
– –
-13,018
Closed -$265K
TEVA icon
147
Teva Pharmaceuticals
TEVA
$21.5B
– –
-4,629
Closed -$274K
NLY icon
148
Annaly Capital Management
NLY
$13.8B
– –
-26,500
Closed -$244K
JPM icon
149
JPMorgan Chase
JPM
$824B
– –
-3,532
Closed -$239K
2 3 4 5
6