SAS

Spectrum Advisory Services Portfolio holdings

AUM $255M
1-Year Return 4.81%
This Quarter Return
+0.85%
1 Year Return
+4.81%
3 Year Return
+35.57%
5 Year Return
–
10 Year Return
–
AUM
$283M
AUM Growth
-$5.55M
Cap. Flow
-$5.88M
Cap. Flow %
-2.08%
Top 10 Hldgs %
23.83%
Holding
172
New
4
Increased
20
Reduced
86
Closed
7

Top Buys

1
PII icon
Polaris
PII
$332K
2
HCBK
HUDSON CITY BANCORP INC
HCBK
$278K
3
JPM icon
JPMorgan Chase
JPM
$203K
4
QEP
QEP RESOURCES, INC.
QEP
$201K
5
EMC
EMC CORPORATION
EMC
$169K

Top Sells

1
ETN icon
Eaton
ETN
$476K
2
NE
Noble Corporation
NE
$406K
3
GOOG icon
Alphabet (Google) Class C
GOOG
$369K
4
OVV icon
Ovintiv
OVV
$365K
5
FMX icon
Fomento Económico Mexicano
FMX
$355K

Sector Composition

1 Industrials 16.88%
2 Financials 14.52%
3 Technology 13.6%
4 Healthcare 11.98%
5 Consumer Staples 9.52%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NLY icon
126
Annaly Capital Management
NLY
$14B
$291K 0.1%
7,000
-500
-7% -$20.8K
CS
127
DELISTED
Credit Suisse Group
CS
$291K 0.1%
10,803
– –
DHI icon
128
D.R. Horton
DHI
$52.7B
$285K 0.1%
10,000
– –
PUK.PR
129
DELISTED
Prudential Public Ltd Co. 6.75% Perp Sub Capital Sec.
PUK.PR
$285K 0.1%
10,900
– –
NWE icon
130
NorthWestern Energy
NWE
$3.54B
$280K 0.1%
5,200
– –
EXPD icon
131
Expeditors International
EXPD
$16.5B
$276K 0.1%
5,731
– –
MKL icon
132
Markel Group
MKL
$24.8B
$275K 0.1%
357
– –
CDI
133
DELISTED
CDI Corp.
CDI
$272K 0.1%
19,385
-2,299
-11% -$32.3K
BRLI
134
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$264K 0.09%
7,500
– –
MRK icon
135
Merck
MRK
$210B
$259K 0.09%
4,715
– –
BHI
136
DELISTED
Baker Hughes
BHI
$254K 0.09%
4,000
– –
IVZ icon
137
Invesco
IVZ
$9.79B
$253K 0.09%
6,376
-700
-10% -$27.8K
DD
138
DELISTED
Du Pont De Nemours E I
DD
$250K 0.09%
3,680
+131
+4% +$8.9K
STR
139
DELISTED
QUESTAR CORP
STR
$235K 0.08%
9,842
– –
OKE icon
140
Oneok
OKE
$46.8B
$221K 0.08%
4,575
+175
+4% +$8.45K
SLRC icon
141
SLR Investment Corp
SLRC
$911M
$213K 0.08%
10,500
-5,043
-32% -$102K
TDC icon
142
Teradata
TDC
$1.94B
$212K 0.08%
4,800
-4,900
-51% -$216K
JOF
143
Japan Smaller Capitalization Fund
JOF
$303M
$211K 0.07%
21,255
-4,557
-18% -$45.2K
T icon
144
AT&T
T
$212B
$209K 0.07%
8,475
– –
ESV
145
DELISTED
Ensco Rowan plc
ESV
$205K 0.07%
2,438
-1,475
-38% -$124K
JPM icon
146
JPMorgan Chase
JPM
$835B
$203K 0.07%
+3,356
New +$203K
QEP
147
DELISTED
QEP RESOURCES, INC.
QEP
$201K 0.07%
+9,642
New +$201K
EARN
148
Ellington Residential Mortgage REIT
EARN
$213M
$165K 0.06%
10,100
– –
SBCF icon
149
Seacoast Banking Corp of Florida
SBCF
$2.78B
$145K 0.05%
10,137
– –
CTG
150
DELISTED
Computer Task Group, Inc.
CTG
$129K 0.05%
17,610
-1,000
-5% -$7.33K
3 4 5
6
7